0001179110-18-009412.txt : 20180703 0001179110-18-009412.hdr.sgml : 20180703 20180703185840 ACCESSION NUMBER: 0001179110-18-009412 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180701 FILED AS OF DATE: 20180703 DATE AS OF CHANGE: 20180703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allan Bret Montgomery CENTRAL INDEX KEY: 0001644470 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 18939021 MAIL ADDRESS: STREET 1: 1717 MAIN STREET STREET 2: SUITE 5200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Southcross Energy Partners, L.P. CENTRAL INDEX KEY: 0001547638 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 455045230 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 PACIFIC AVENUE, SUITE 2900 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-979-3700 MAIL ADDRESS: STREET 1: 1700 PACIFIC AVENUE, SUITE 2900 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml FORM 4 - X0306 4 2018-07-01 0 0001547638 Southcross Energy Partners, L.P. SXE 0001644470 Allan Bret Montgomery C/O SOUTHCROSS ENERGY PARTNERS, L.P. 1717 MAIN STREET, SUITE 5200 DALLAS TX 75201 0 1 0 0 See Remarks Common Units (Limited Partnership Interests) 2018-07-01 4 M 0 12000 A 29436 D Common Units (Limited Partnership Interests) 2018-07-01 4 F 0 2922 1.55 D 26514 D Phantom Units 2018-07-01 4 M 0 12000 D Common Units 12000 0 D On July 1, 2018, one-third of the 36,000 phantom units awarded to the Reporting Person on July 1, 2015 vested. All of such vested phantom units were settled in common units (on a one-for-one basis) that were issued to the Reporting Person on such date. One-third of the 36,000 phantom units vest on each of the first, second, and third anniversaries of the grant date (July 1, 2015), subject to continued employment and accelerated vesting as provided in the underlying award agreement. The Reporting Person received, and will receive, distribution equivalent rights for each phantom unit, providing for payment on each vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the reported phantom units. The phantom units do not expire. Upon vesting, the phantom units are settled in common units (on a one-for-one basis). The Reporting Person is the Senior Vice President and Chief Financial Officer of Southcross Energy Partners GP, LLC, the general partner of the Issuer (the "General Partner"). The Issuer is managed by the directors and executive officers of the General Partner. /s/ Bret M. Allan 2018-07-03