0001140361-18-043048.txt : 20181114 0001140361-18-043048.hdr.sgml : 20181114 20181114112137 ACCESSION NUMBER: 0001140361-18-043048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181112 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EIG BBTS Holdings, LLC CENTRAL INDEX KEY: 0001616361 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181181537 BUSINESS ADDRESS: STREET 1: THREE ALLEN CENTER STREET 2: 333 CLAY STREET CITY: HOUSTON STATE: TX ZIP: 770022 BUSINESS PHONE: 716 615-7400 MAIL ADDRESS: STREET 1: THREE ALLEN CENTER STREET 2: 333 CLAY STREET CITY: HOUSTON STATE: TX ZIP: 770022 FORMER NAME: FORMER CONFORMED NAME: EIG BlackBrush Holdings, LLC DATE OF NAME CHANGE: 20140811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EIG Management Company, LLC CENTRAL INDEX KEY: 0001616372 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181181538 BUSINESS ADDRESS: STREET 1: 1700 PENNSYLVANIA AVE, N.W. STREET 2: SUITE 800 CITY: WASHINGTON D.C. STATE: DC ZIP: 20006 BUSINESS PHONE: 202 600-3300 MAIL ADDRESS: STREET 1: 1700 PENNSYLVANIA AVE, N.W. STREET 2: SUITE 800 CITY: WASHINGTON D.C. STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EIG Asset Management, LLC CENTRAL INDEX KEY: 0001616895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181181539 BUSINESS ADDRESS: STREET 1: 1700 PENNSYLVANIA AVE. NW, SUITE 800 CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 202 600-3300 MAIL ADDRESS: STREET 1: 1700 PENNSYLVANIA AVE. NW, SUITE 800 CITY: WASHINGTON STATE: DC ZIP: 20006 FORMER NAME: FORMER CONFORMED NAME: EIG Asset Management Company, LLC DATE OF NAME CHANGE: 20140815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EIG Global Energy Partners, LLC CENTRAL INDEX KEY: 0001616373 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181181540 BUSINESS ADDRESS: STREET 1: 1700 PENNSYLVANIA AVE, N.W. STREET 2: SUITE 800 CITY: WASHINGTON D.C. STATE: DC ZIP: 20006 BUSINESS PHONE: 202 600-3300 MAIL ADDRESS: STREET 1: 1700 PENNSYLVANIA AVE, N.W. STREET 2: SUITE 800 CITY: WASHINGTON D.C. STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: R. Blair Thomas 2010 Irrevocable Trust CENTRAL INDEX KEY: 0001616369 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181181541 BUSINESS ADDRESS: STREET 1: C/O EIG MANAGEMENT COMPANY STREET 2: 1700 PENNSYLVANIA AVE, N.W. SUITE 800 CITY: WASHINGTON D.C. STATE: DC ZIP: 20006 BUSINESS PHONE: 202 600-3300 MAIL ADDRESS: STREET 1: C/O EIG MANAGEMENT COMPANY STREET 2: 1700 PENNSYLVANIA AVE, N.W. SUITE 800 CITY: WASHINGTON D.C. STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas R. Blair CENTRAL INDEX KEY: 0001616365 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181181542 MAIL ADDRESS: STREET 1: 1700 PENNSYLVANIA AVE, N.W. STREET 2: SUITE 800 CITY: WASHINGTON D.C. STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Randall Wade 2010 Irrevocable Trust CENTRAL INDEX KEY: 0001666991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181181543 BUSINESS ADDRESS: STREET 1: C/O EIG MANAGEMENT COMPANY STREET 2: 1700 PENNSYLVANIA AVE., NW, STE. 800 CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 202-600-3300 MAIL ADDRESS: STREET 1: C/O EIG MANAGEMENT COMPANY STREET 2: 1700 PENNSYLVANIA AVE., NW, STE. 800 CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kristina Wade 2010 Irrevocable Trust CENTRAL INDEX KEY: 0001666993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181181544 BUSINESS ADDRESS: STREET 1: C/O EIG MANAGEMENT COMPANY STREET 2: 1700 PENNSYLVANIA AVE., NW, STE. 800 CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 202-600-3300 MAIL ADDRESS: STREET 1: C/O EIG MANAGEMENT COMPANY STREET 2: 1700 PENNSYLVANIA AVE., NW, STE. 800 CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wade Randall S. CENTRAL INDEX KEY: 0001657027 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181181545 MAIL ADDRESS: STREET 1: 1700 PENNSYLVANIA AVENUE NW, SUITE 800 CITY: WASHINGTON STATE: DC ZIP: 20006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Southcross Energy Partners, L.P. CENTRAL INDEX KEY: 0001547638 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 455045230 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 PACIFIC AVENUE, SUITE 2900 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-979-3700 MAIL ADDRESS: STREET 1: 1700 PACIFIC AVENUE, SUITE 2900 CITY: DALLAS STATE: TX ZIP: 75201 4 1 form4.xml FORM 4 X0306 4 2018-11-12 0001547638 Southcross Energy Partners, L.P. SXE 0001616361 EIG BBTS Holdings, LLC 1700 PENNSYLVANIA AVE. NW, SUITE 800 WASHINGTON DC 20006 true 0001616372 EIG Management Company, LLC 1700 PENNSYLVANIA AVE, N.W. SUITE 800 WASHINGTON D.C. DC 20006 true 0001616895 EIG Asset Management, LLC 1700 PENNSYLVANIA AVE. NW, SUITE 800 WASHINGTON DC 20006 true 0001616373 EIG Global Energy Partners, LLC 1700 PENNSYLVANIA AVE. NW, SUITE 800 WASHINGTON DC 20006 true 0001616369 R. Blair Thomas 2010 Irrevocable Trust 1700 PENNSYLVANIA AVE. NW, SUITE 800 WASHINGTON DC 20006 true 0001616365 Thomas R. Blair 1700 PENNSYLVANIA AVE. NW, SUITE 800 WASHINGTON DC 20006 true 0001666991 Randall Wade 2010 Irrevocable Trust 1700 PENNSYLVANIA AVE. NW, SUITE 800 WASHINGTON DC 20006 true 0001666993 Kristina Wade 2010 Irrevocable Trust 1700 PENNSYLVANIA AVE. NW, SUITE 800 WASHINGTON DC 20006 true 0001657027 Wade Randall S. 1700 PENNSYLVANIA AVE. NW, SUITE 800 WASHINGTON DC 20006 true true Class B Convertible Units 2018-11-12 4 J 0 338034 A Common Units (Limited Partnership Interests) 19652831 I By Southcross Holdings Borrower LP The Class B Convertible Units were acquired by Southcross Holdings Borrower LP ("Borrower") as a payment-in-kind distribution on outstanding Class B Convertible Units pursuant to the Issuer's Third Amended and Restated Agreement of Limited Partnership dated August 4, 2014 (the "Partnership Agreement"). The Class B Convertible Units convert into Common Units at the Class B Conversion Rate (as defined in the Partnership Agreement) on the Class B Conversion Date (as defined in the Partnership Agreement). See Exhibit 99.1 EIG BBTS HOLDINGS, LLC By: EIG Management Company, LLC, its Manager By: /s/ R. Blair Thomas, Chief Executive Officer By: /s/ Robert L. Vitale, General Counsel 2018-11-12 EIG MANAGEMENT COMPANY, LLC By: /s/ R. Blair Thomas, Chief Executive Officer By: /s/ Robert L. Vitale, General Counsel 2018-11-12 EIG ASSET MANAGEMENT, LLC By: /s/ R. Blair Thomas, Chief Executive Officer By: /s/ Robert L. Vitale, General Counsel 2018-11-12 EIG GLOBAL ENERGY PARTNERS, LLC By: R. Blair Thomas, Chief Executive Officer By: /s/ Robert L. Vitale, General Counsel 2018-11-12 THE R. BLAIR THOMAS 2010 IRREVOCABLE TRUST By: /s/ R. Blair Thomas, Trustee 2018-11-12 R. BLAIR THOMAS By: /s/ R. Blair Thomas 2018-11-12 THE RANDALL WADE 2010 IRREVOCABLE TRUST By: /s/ Randall S. Wade, Trustee 2018-11-12 THE KRISTINA WADE 2010 IRREVOCABLE TRUST By: /s/ Randall S. Wade, Trustee 2018-11-12 RANDALL S. WADE By: /s/ Randall S. Wade 2018-11-12 EX-99.1 2 ex99_1.htm EXHIBIT 99.1
Exhibit 99.1


REMARKS:

This statement is being filed by each of EIG BBTS Holdings, LLC (“EIG BB”), EIG Management Company, LLC (“EIG Management”), EIG Asset Management, LLC (“EIG Asset”), EIG Global Energy Partners, LLC (“EIG Global”), The R. Blair Thomas 2010 Irrevocable Trust (“RBT Trust”), R. Blair Thomas, the Randall Wade 2010 Irrevocable Trust (the “RW Trust”), the Kristina Wade 2010 Irrevocable Trust (the “KW Trust”) and Randall S. Wade.  We refer to EIG BB, EIG Management, EIG Asset, EIG Global, RBT Trust, Mr. Thomas, the RW Trust, the KW Trust and Mr. Wade, collectively, as the "Reporting Persons."

Mr. Thomas is a trustee of RBT Trust.  Mr. Wade is a  trustee of each of the RW Trust and the KW Trust.  The RBT Trust, the RW Trust and the KW Trust are members of EIG Global, which owns a majority of (and is manager of) EIG Asset, which is the sole member of EIG Management, which is the manager of EIG BB.  EIG BB owns 33.33% of the limited partner interest in Southcross Holdings LP ("Holdings") and 33.33% of Southcross Holdings GP LLC ("Holdings GP").

Holdings GP is the general partner of Holdings. Holdings holds 99% of the membership interests of Southcross Holdings Guarantor GP LLC (“Guarantor GP”) and 99.8% of Southcross Holdings Guarantor LP (“Guarantor”).  Guarantor GP is the general partner of, and holds the remaining 0.2% of Guarantor. The remaining 1% of the membership interests of Guarantor GP are held by Southcross Holdings Intermediary LLC, which is owned 100% by Holdings.  Guarantor is the sole member of Southcross Holdings Borrower GP LLC (“Borrower GP”) and owns 100% of the limited partner interest of Southcross Holdings Borrower LP (“Borrower”), which directly owns all of the Class B Convertible Units reported herein.  Borrower GP is the general partner of Borrower.  As a result of the relationship of the Reporting Persons to Borrower, the Reporting Persons may be deemed to indirectly beneficially own the securities reported herein held by Borrower.

Each Reporting Person disclaims beneficial ownership of the securities reported herein (except to the extent of such Reporting Person’s indirect pecuniary interest in such securities), and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Page 1 of 9
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
EIG Management Company, LLC
   
Address of Joint Filer:
c/o EIG BBTS Holdings, LLC

1700 Pennsylvania Ave. NW, Suite 800

Washington, D.C. 20006
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Southcross Energy Partners, L.P. (SXE)
   
Date of Event Requiring Statement
  
(Month/Day/Year):
11/12/2018
   
Designated Filer:
EIG BBTS Holdings, LLC

Page 2 of 9
Exhibit 99.1
Joint Filer Information

Name of Joint Filer:
EIG Asset Management, LLC
   
Address of Joint Filer:
c/o EIG BBTS Holdings, LLC

1700 Pennsylvania Ave. NW, Suite 800

Washington, D.C. 20006
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Southcross Energy Partners, L.P. (SXE)
   
Date of Event Requiring Statement
  
(Month/Day/Year):
11/12/2018
   
Designated Filer:
EIG BBTS Holdings, LLC

Page 3 of 9
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
EIG Global Energy Partners, LLC
   
Address of Joint Filer:
c/o EIG BBTS Holdings, LLC

1700 Pennsylvania Ave. NW, Suite 800

Washington, D.C. 20006
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Southcross Energy Partners, L.P. (SXE)
   
Date of Event Requiring Statement
  
(Month/Day/Year):
11/12/2018
   
Designated Filer:
EIG BBTS Holdings, LLC

Page 4 of 9
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
The R. Blair Thomas 2010 Irrevocable Trust
   
Address of Joint Filer:
c/o EIG BBTS Holdings, LLC

1700 Pennsylvania Ave. NW, Suite 800

Washington, D.C. 20006
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Southcross Energy Partners, L.P. (SXE)
   
Date of Event Requiring Statement
  
(Month/Day/Year):
11/12/2018
   
Designated Filer:
EIG BBTS Holdings, LLC

Page 5 of 9
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
R. Blair Thomas
   
Address of Joint Filer:
c/o EIG BBTS Holdings, LLC

1700 Pennsylvania Ave. NW, Suite 800

Washington, D.C. 20006
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Southcross Energy Partners, L.P. (SXE)
   
Date of Event Requiring Statement
  
(Month/Day/Year):
11/12/2018
   
Designated Filer:
EIG BBTS Holdings, LLC

Page 6 of 9
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
The Randall Wade 2010 Irrevocable Trust
   
Address of Joint Filer:
c/o EIG BBTS Holdings, LLC

1700 Pennsylvania Ave. NW, Suite 800

Washington, D.C. 20006
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Southcross Energy Partners, L.P. (SXE)
   
Date of Event Requiring Statement
  
(Month/Day/Year):
11/12/2018
   
Designated Filer:
EIG BBTS Holdings, LLC

Page 7 of 9
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
The Kristina Wade 2010 Irrevocable Trust
   
Address of Joint Filer:
c/o EIG BBTS Holdings, LLC

1700 Pennsylvania Ave. NW, Suite 800

Washington, D.C. 20006
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Southcross Energy Partners, L.P. (SXE)
   
Date of Event Requiring Statement
  
(Month/Day/Year):
11/12/2018
   
Designated Filer:
EIG BBTS Holdings, LLC

Page 8 of 9
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
Randall S. Wade
   
Address of Joint Filer:
c/o EIG BBTS Holdings, LLC

1700 Pennsylvania Ave. NW, Suite 800

Washington, D.C. 20006
   
Relationship of Joint Filer to Issuer:
10% Owner; Director
   
Issuer Name and Ticker or Trading Symbol:
Southcross Energy Partners, L.P. (SXE)
   
Date of Event Requiring Statement
  
(Month/Day/Year):
11/12/2018
   
Designated Filer:
EIG BBTS Holdings, LLC

Page 9 of 9