X0303 N-CEN LIVE 0001547576 XXXXXXXX 811-22698 N-1A true Krane Shares Trust 811-22698 0001547576 2549008E1DI99JHCCA80 280 Park Ave 32nd Floor NEW YORK 10017 US-NY US 212-933-0390 E FUND MANAGEMENT SUITES 3501 02 35F TWO INTERNATIONAL FINANCE CENTRE 8 FINANCE STREET CENTRAL Hong Kong HK 518024 852-3929-0930 Records as Sub-Advisor for Trust BOSERA ASSET MANAGEMENT SUITE 4109 JARDINE HOUSE ONE CONNAUGHT PLACE CENTRAL Hong Kong HK 518040 852-2537-6658 Records as Sub-Advisor for Trust SEI Investments Global Funds Services 1 Freedom Valley Drive OAKS 19456 610-676-1000 Records as Administrator for Trust Krane Funds Advisors, LLC 280 Park Avenue 32nd Floor New York 10017 212-933-0393 Records as Advisor for Trust SEI Investments Distribution Co. 1 Freedom Valley Drive OAKS 19456 610-676-1000 Records as Distrubutor for Trust Quadratic Capital Management LLC 39 Lewis Steet 4th Floor Greenwich 06830 203-340-2943 Records as Sub-Advisor for Trust SkyRock Investment Management, LLC 507 Marlowe Road Raleigh 27609 919-381-7845 Records as Sub-Advisor for Trust BROWN BROTHERS HARRIMAN & CO. 50 Post Office Square Boston 02110 617-772-1818 Records as Custodian & Transfer Agent for Trust 3D/L CAPITAL MANAGEMENT, LLC 100 Constitution Plaza 7th Floor Hartford 06103 860-291-1998 Records as Sub-Advisor for Trust CCB Securities, Ltd. 18F CCB CENTRE 18 WANG CHIU ROAD Kowloon HK 999077 852 3918 6177 Records as Sub-Advisor for Trust SkyRock Investment Management, LLC 507 Marlowe Road Raleigh 27609 919-381-7845 Records as Sub-Advisor for Trust Mount Lucas Management lp 405 S State Street Newtown 18940 267-759-3500 Records as Sub-Advisor for Trust CLIMATE FINANCE PARTNERS LLC 156 5th Avenue Suite 804 New York 10010 212-974-0111 Records as Sub-Advisor for Trust N N N-1A 24 Y Jonathan Krane 005721277 Y John Ferguson N/A N Matthew Stroyman N/A N Patrick P. Campo N/A N Michael Quain N/A 280 Park Avenue 32nd Floor New York 10017 XXXXXX N N N N N N SEI INVESTMENTS DISTRIBUTION CO. 8-27897 000010690 N/A N N KPMG, LLP 185 549300G1CEVDWVMRLW77 N N N N N N KraneShares MSCI All China Index ETF S000045374 549300KWB140R0767E67 N 1 0 0 Exchange-Traded Fund N N 2.87 2.14 3.09927085 3.072482593 N N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N SCB INDONESIA N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO CITIBANK N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK AS N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK (CHINA) COMPANY LTD. N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HBME DIFC N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND (SGD) N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (TAIWAN) LTD N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU UNIBANCO S.A. N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HANDLOWY N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB PHILIPPINES N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MAGHREB N/A MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO DE CHILE N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SOUTH AFRICA N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK EGYPT S.A.E. N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE HUNG N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE CZECH N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK DEL PERU N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANAMEX N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITITRUST COLOMBIA N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BK SA NV N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (PAKISTAN) LTD N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB MALAYSIA BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 6778.38000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 896.36000000 SOCIETE GENERALE SECURITIES CORPORATION/ 008-22522 000007616 549300WR155U7DVMIW58 1329.02000000 JONES TRADING 008-26089 000006888 213800DIYIKDWRCFOC55 5.00000000 CSFB 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 1031.56000000 MERRILL LYNCH, PIERCE, FENNER & SMITH 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 260.52000000 10300.84000000 0.00000000 Y 8900033.03999999 N N N KraneShares Electric Vehicles and Future Mobility Index ETF S000061165 5493002U7KIWI01PL439 N 1 0 0 Exchange-Traded Fund N N -0.84 -2.43 0.917147062 0.852341892 Y N Y N N Brown Brothers Harriman 5493006KMX1VFTPYPW14 N N Revenue sharing split 9205.86000000 110470.32000000 Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N CREDIT SUISSE(SWITZERLAND)LTD. N/A CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG BANK, LTD. N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BK FRANCE N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) CITIBANK LONDON N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BK AUSTRALIA N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC MELLON TRUST N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (TAIWAN) LTD N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK KOREA INC N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE FRANKFURT N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SEC SERV SPA N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNPPSS BELGIUM N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 SOCIETE GENERALE COWEN SECURITIES CORP. 008-40756 000023857 5493008QI0EFC5WBED75 2753.17000000 MERRILL LYNCH, PIERCE, FENNER & SMITH 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 1077.65000000 CSFB 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 2102.36000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 13232.23000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 40275.33000000 SOCIETE GENERALE SECURITIES CORPORATION 008-22522 000007616 549300WR155U7DVMIW58 13085.69000000 UBS INTERNATIONAL INC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 7401.71000000 MISCHLER FINANCIAL 8-48067 000037818 2549004IPXPSM9EJFC92 34562.06000000 VIRTU FINANCIAL BD LLC 8-60815 000148390 54930088MP91YZQJT494 1968.18000000 116458.38000000 0.00000000 Y 64275109.95000000 N N N KFA Small Cap Quality Dividend Index ETF S000065597 549300S3IDEXNS3K7J73 N 1 0 0 Exchange-Traded Fund N N -0.23 -0.94 0.45174914 0.387473308 Y N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N Pricing Direct 549300WIC0TOJ7N7GD54 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N S&P 549300U4VWNITEKO2881 N IHS Markit 549300HLPTRASHS0E726 GB N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg 254900BF4G8VMW8GG471 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N SEI Investments Global Funds Services 801-24593 SEC File Number N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 JANE STREET EXECUTION SERVICES 8-69254 000167280 549300HXJLXCPDWAH070 205.76000000 SANDERS MORRIS MUNDY N/A N/A N/A 49.92000000 SMH CAPITAL 8-40904 000108344 N/A 37867.94000000 MISCHLER FINANCIAL 8-48067 000037818 2549004IPXPSM9EJFC92 96.32000000 38219.94000000 0.00000000 Y 30524581.80000000 N N N KFA Value Line(R) Dynamic Core Equity Index ETF S000069664 549300UCOXLQBJIZ3306 Y 1 0 0 Exchange-Traded Fund N N 0.87 0.25 1.157885459 1.119316297 Y N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N N KRANE FUNDS ADVISOR 801-77589 000157103 5493001BB3L725IUPM64 2020-11-23 3D/L CAPITAL MANAGEMENT, LLC 801-107874 000283304 N/A N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N IHS Markit 549300HLPTRASHS0E726 GB N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg 254900BF4G8VMW8GG471 N Pricing Direct 549300WIC0TOJ7N7GD54 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N S&P 549300U4VWNITEKO2881 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N SEI Investments Global Funds Services 801-24593 SEC File Number N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00000000 MISCHLER FINANCIAL 8-48067 000037818 2549004IPXPSM9EJFC92 5793.02000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 5.60000000 5798.62000000 0.00000000 Y 18878088.28000000 N N N KraneShares CICC China Leaders 100 Index ETF S000041203 549300N122NVB4RYYE09 N 1 0 0 Exchange-Traded Fund N N -3.03 -3.92 4.956782619 4.961903134 Y N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (HONG KONG) LTD N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 SOCIETE GENERALE COWEN SECURITIES CORP. 008-40756 000023857 5493008QI0EFC5WBED75 25328.97000000 CSFB 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 6525.89000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 2247.21999999 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 1040.59999999 35142.68000000 0.00000000 Y 12657734.56000000 N N N KraneShares Emerging Markets Consumer Technology Index ETF S000056077 5493001N8C4HULFC8081 N 1 0 0 Exchange-Traded Fund N N -0.37 -1.4 2.427433785 0.865536137 Y N Y N N Brown Brothers Harriman 5493006KMX1VFTPYPW14 N N Revenue sharing split 1044.45000000 12533.43000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N CITIBANK LONDON N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB KENYA LIMITED N/A KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MUMBAI N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK BUENOS AIRES N/A AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB MALAYSIA BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HBME QATAR N/A QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO CITIBANK N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANAMEX N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) CITITRUST COLOMBIA N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HBME DIFC N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU UNIBANCO S.A. N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC FRANCE, ATHENS BRANCH N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB PHILIPPINES N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK DEL PERU N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HANDLOWY N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (TAIWAN) LTD N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK EGYPT S.A.E. N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB INDONESIA N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND (SGD) N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BK SA NV N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK AS N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE HUNG N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO DE CHILE N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SOUTH AFRICA N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE CZECH N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK KOREA INC N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 SOCIETE GENERALE SECURITIES CORPORATION 008-22522 000007616 549300WR155U7DVMIW58 26531.35000000 MERRILL LYNCH, PIERCE, FENNER & SMITH 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 1862.62000000 CHINA RENAISSANCE 8-69197 000166318 254900HNGZEZ9UH1VD09 4.00000000 CSFB 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 4012.13000000 JANE STREET EXECUTION SERVICES 8-69254 000167280 549300HXJLXCPDWAH070 2504.88000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 50509.50000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 73632.14000000 159056.62000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 73825.82000000 73825.82000000 Y 92274220.95999999 N N N KraneShares SSE STAR Market 50 Index ETF S000069005 549300KP7V75G1O7ZY91 Y 1 0 0 Exchange-Traded Fund N N 5.44 4.73 6.769235935 6.388862176 Y N Y N N/A 0.00000000 0.00000000 Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y N N N KRANE FUNDS ADVISOR 801-77589 000157103 5493001BB3L725IUPM64 2021-01-26 BOSERA ASSET MANAGEMENT 801-78507 000168895 5493007L3OY1WAC3H512 N HK BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 GB N Bloomberg 254900BF4G8VMW8GG471 N Pricing Direct 549300WIC0TOJ7N7GD54 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N S&P 549300U4VWNITEKO2881 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N SEI Investments Global Funds Services 801-24593 SEC File Number N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00000000 CITIC SECURITIES BROKERAGE (HK) LIMITED N/A N/A 254900EQ4EESUIKTW472 HK 83090.78000000 83090.78000000 0.00000000 Y 18952540.55999999 N N N KraneShares MSCI All China Health Care Index ETF S000059796 549300QX48JOVJXEFW26 N 1 0 0 Exchange-Traded Fund N N -1.4 -2.44 2.676648191 2.675053694 Y N Y N N Brown Brothers Harriman 5493006KMX1VFTPYPW14 N N Revenue sharing split 1682.47000000 20189.68000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 SOCIETE GENERALE SECURITIES CORPORATION 008-22522 000007616 549300WR155U7DVMIW58 14570.45000000 SOCIETE GENERALE COWEN SECURITIES CORP. 008-40756 000023857 5493008QI0EFC5WBED75 845.98000000 UBS INTERNATIONAL INC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 6406.97000000 MISCHLER FINANCIAL 8-48067 000037818 2549004IPXPSM9EJFC92 8954.01000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 87363.61000000 CSFB 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 32068.83000000 VIRTU FINANCIAL BD LLC 8-60815 000148390 54930088MP91YZQJT494 1648.77000000 MERRILL LYNCH, PIERCE, FENNER & SMITH 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 1256.66000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 9469.45999999 CREDIT SUISSE - FIRST BOSTON 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 3300.59000000 165929.31000000 0.00000000 Y 130770351.84000000 N N N KFA Large Cap Quality Dividend Index ETF S000065596 549300KVY3JD2EPDSZ54 N 1 0 0 Exchange-Traded Fund N N -0.35 -0.96 0.37671002 0.353452046 Y N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N N KRANE FUNDS ADVISOR 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N Pricing Direct 549300WIC0TOJ7N7GD54 N S&P 549300U4VWNITEKO2881 N IHS Markit 549300HLPTRASHS0E726 GB N Bloomberg 254900BF4G8VMW8GG471 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N SEI Investments Global Funds Services 801-24593 SEC File Number N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00000000 MISCHLER FINANCIAL 8-48067 000037818 2549004IPXPSM9EJFC92 48.00000000 SMH CAPITAL 8-40904 000108344 N/A 35192.83999999 JONES TRADING 008-26089 000006888 213800DIYIKDWRCFOC55 26.28000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 4.16000000 35271.27999999 0.00000000 Y 45094012.07999999 N N N KraneShares Global Carbon ETF S000066286 549300N19OWO53YWFA13 Y 1 0 0 Exchange-Traded Fund N N 1.72 0.63 3.901102389 3.909900564 Y Y N N/A 0.00000000 0.00000000 Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y N N N KRANE FUNDS ADVISOR 801-77589 000157103 5493001BB3L725IUPM64 2020-07-29 CLIMATE FINANCE PARTNERS LLC 801-117593 000306077 N/A N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N Bloomberg 254900BF4G8VMW8GG471 N Pricing Direct 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 GB N Thomson Reuters Corporation 549300561UZND4C7B569 CA N S&P 549300U4VWNITEKO2881 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N SEI Investments Global Funds Services 801-24593 SEC File Number N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00000000 BRILL SECURITIES INC 8-36654 000018565 N/A 110.00000000 JONES TRADING 008-26089 000006888 213800DIYIKDWRCFOC55 2089.00000000 2199.00000000 0.00000000 Y 18796460.23000000 N N N KraneShares Bosera MSCI China A Share ETF S000041738 549300COS8LSFBN8GG59 N 1 0 0 Exchange-Traded Fund N N -0.21 -1.09 0.375151916 0.380122818 N N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 17e-1 (17 CFR 270.17e-1) Y Y N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BOSERA ASSET MANAGEMENT 801-78507 000168895 5493007L3OY1WAC3H512 N HK N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC BANK (CHINA) COMPANY LTD. N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 CICC US SECURITIES 008-67544 000143221 N/A 3337.03000000 SOCIETE GENERALE 008-40756 000023857 5493008QI0EFC5WBED75 272444.88000000 UBS INTERNATIONAL INC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 28576.22000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 67317.33000000 CALYON/CLSA LTD. 8-69166 000165533 213800M2DXATWY7JMS07 22.97000000 MACQUARIE CAPITAL 008-47198 000036368 549300670K07JRB5UQ40 6270.84000000 CICC US SECURITIES 008-67544 000143221 N/A 3337.03000000 CSFB 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 217.36000000 378186.63000000 SOCIETE GENERALE 008-40756 000023857 5493008QI0EFC5WBED75 40946.62999999 40946.62999999 Y 698535172.48000002 N N N KraneShares MSCI China Clean Technology Index ETF S000049858 549300HN5O7BMK5AIO97 N 1 0 0 Exchange-Traded Fund N N 11.67 9.79 3.977663715 3.963104309 Y N Y N N/A 0.00000000 0.00000000 Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y N N N KRANE FUNDS ADVISOR 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) CITIBANK LONDON N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI Investments Global Funds Services 801-24593 SEC File Number N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00000000 MISCHLER FINANCIAL 8-48067 000037818 2549004IPXPSM9EJFC92 29374.87000000 CSFB 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 22478.83000000 MERRILL LYNCH, PIERCE, FENNER & SMITH 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 1338.75000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 53073.88000000 UBS SECURITIES 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 32282.95000000 VIRTU FINANCIAL BD LLC 8-60815 000148390 54930088MP91YZQJT494 2028.44000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 1473.93000000 SOCIETE GENERALE SECURITIES CORPORATION/ 008-22522 000007616 549300WR155U7DVMIW58 5850.48000000 147902.13000000 UBS INTERNATIONAL INC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 79408.70000000 UBS SECURITIES 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 24647.83000000 104056.53000000 N 49087148.06000000 N N N KraneShares E Fund China Commercial Paper ETF S000044482 549300T76GJMCJ0ZKO67 N 1 0 0 Exchange-Traded Fund N N -0.18 -0.81 3.417608453 3.42726895 Y N Y N N/A 0.00000000 0.00000000 Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N E FUND MANAGEMENT 801-78973 000169726 N/A N HK N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Reuters 549300561UZND4C7B569 CA N N CHINA CONSTRUCTION BANK N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 BIC 8-22967 000007672 N/A 73.00000000 CHINA CONSTRUCTION BANK N/A 000289781 5493001KQW6DM7KEDR62 CN 2675.54000000 2748.54000000 CITIC SECURITIES BROKERAGE (HK) LIMITED N/A N/A 254900EQ4EESUIKTW472 HK 599.52000000 CREDIT SUISSE - FIRST BOSTON 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 44370.15000000 44969.67000000 Y 13041385.63000000 N N N KraneShares MSCI Emerging Markets ex China Index ETF S000064914 5493009BC3HOYHW2UH32 N 1 0 0 Exchange-Traded Fund N N 3.16 2.42 2.520832475 2.546255073 N N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N KRANE FUNDS ADVISOR 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg 254900BF4G8VMW8GG471 N Pricing Direct 549300WIC0TOJ7N7GD54 N S&P 549300U4VWNITEKO2881 N IHS Markit 549300HLPTRASHS0E726 GB N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) DEUTSCHE NETHERLAND N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HBME DIFC N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO DE CHILE N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (TAIWAN) LTD N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SBSA N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BK SA NV N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITITRUST COLOMBIA N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO CITIBANK N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE HUNG N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC FRANCE, ATHENS BRANCH N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK EGYPT S.A.E. N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HBME QATAR N/A QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB INDONESIA N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK DEL PERU N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB MALAYSIA BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (PAKISTAN) LTD N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANAMEX N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MUMBAI N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HANDLOWY N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB PHILIPPINES N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK AS N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK KOREA INC N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE CZECH N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A., SAO PAULO N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CLEARSTREAM BANK SA N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI Investments Global Funds Services 801-24593 SEC File Number N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 6.54000000 SOCIETE GENERALE SECURITIES CORPORATION 008-22522 000007616 549300WR155U7DVMIW58 26342.01000000 26348.55000000 0.00000000 Y 6733204.12999999 N N N KraneShares MSCI One Belt One Road Index ETF S000056904 549300224X9BV37QDG14 N 1 0 0 Exchange-Traded Fund N N -0.45 -1.76 1.451311605 1.477838776 Y N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N SCB JORDAN N/A JO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MUMBAI N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HBME KUWAIT N/A KW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HANDLOWY N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BK SA NV N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC THAILAND (SGD) N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB PHILIPPINES N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK AS N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK LONDON N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HAPOALIM BM N/A IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SOUTH AFRICA N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB MALAYSIA BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB INDONESIA N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO CITIBANK N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 CSFB 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 1398.62000000 SOCIETE GENERALE SECURITIES CORPORATION 008-22522 000007616 549300WR155U7DVMIW58 2780.69000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 3611.04000000 7790.35000000 SOCIETE GENERALE SECURITIES CORPORATION 008-22522 000007616 549300WR155U7DVMIW58 122902.37000000 122902.37000000 Y 8271600.42999999 N N N KraneShares CSI China Internet ETF S000041596 549300URDNVSGEWBN526 N 1 0 0 Exchange-Traded Fund N N -0.3 -1.49 0.7737921 0.767910398 Y N Y N N Brown Brothers Harriman 5493006KMX1VFTPYPW14 N N Revenue sharing split 317873.19000000 3814484.22999999 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (HONG KONG) LTD N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 MISCHLER FINANCIAL 8-48067 000037818 2549004IPXPSM9EJFC92 145276.14000000 VIRTU FINANCIAL BD LLC 8-60815 000148390 54930088MP91YZQJT494 1207919.44000000 BENCHMARK CO., INC. (THE) 008-40081 000022982 5493000V3LZP2HNBUZ41 42912.06000000 CHINA RENAISSANCE 8-69197 000166318 254900HNGZEZ9UH1VD09 36043.91000000 UBS SECURITIES 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 46387.13000000 CITIGROUP GLOBAL MARKETS 008-08177 000007059 MBNUM2BPBDO7JBLYG310 119769.84000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 155544.60999999 SOCIETE GENERALE SECURITIES CORPORATION/ 008-22522 000007616 549300WR155U7DVMIW58 53276.75000000 MERRILL LYNCH, PIERCE, FENNER & SMITH 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 168696.01000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 2009472.71000000 4185316.24000000 0.00000000 Y 3101559915.00000000 N N N KraneShares MSCI China ESG Leaders Index ETF S000068743 549300V4TFEWRNXOCD80 Y 1 0 0 Exchange-Traded Fund N N 0.14 -0.61 0.758381506 0.741896231 Y N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N N KRANE FUNDS ADVISOR 801-77589 000157103 5493001BB3L725IUPM64 2020-07-28 BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N S&P 549300U4VWNITEKO2881 N Bloomberg 254900BF4G8VMW8GG471 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Pricing Direct 549300WIC0TOJ7N7GD54 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 GB N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N SEI Investments Global Funds Services 801-24593 SEC File Number N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 3214.44000000 JONES TRADING 008-26089 000006888 213800DIYIKDWRCFOC55 0.66000000 CSFB 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 945.79000000 MERRILL LYNCH, PIERCE, FENNER & SMITH 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 1120.88000000 SOCIETE GENERALE SECURITIES CORPORATION 008-22522 000007616 549300WR155U7DVMIW58 472.42000000 5754.19000000 0.00000000 Y 5417161.55999999 N N N KraneShares CCBS China Corporate High Yield Bond USD Index ETF S000059793 549300KIE6TMQTZK2V13 N 1 0 0 Exchange-Traded Fund N N 0.35 -0.43 1.340795691 1.344393266 Y N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N CCB Securities Limited 801-112053 000289781 254900SP2RM3SPS08E85 N HK N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N EUROCLEAR BK SA NV N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 0.00000000 BARCLAYS CAPITAL (DMA) 008-41342 000019714 AC28XWWI3WIBK2824319 1007572.00000000 UBS INTERNATIONAL INC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 1228750.00000000 NORTHERN CAPITAL ADVISORS 008-49130 000040659 254900ZANH7XTB94LS53 1235028.00000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 2480426.00000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 2189099.00000000 NOMURA SECURITIES 008-15255 000004297 OXTKY6Q8X53C9ILVV871 1510090.00000000 HAITONG INTERNATIONAL SECURITIES 008-66566 000132201 549300NE01PCWMXUF415 HK 418550.00000000 GUOTAI JUNAN SECURITIES (HONG KONG) LIMI N/A N/A N/A HK 1509980.00000000 NOMURA 008-15255 000004297 OXTKY6Q8X53C9ILVV871 2017600.00000000 COMMONWEALTH BANK OF AUSTRALIA N/A N/A N/A AU 472000.00000000 15098339.00000000 Y 10176745.14000000 N N N KraneShares CICC China 5G and Semiconductor Index ETF S000067201 5493005Q82TVCXGCDA70 Y 1 0 0 Exchange-Traded Fund N N -1.9 -2.48 4.140631491 4.045880071 Y N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N KRANE FUNDS ADVISOR 801-77589 000157103 5493001BB3L725IUPM64 2020-11-23 BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N S&P 549300U4VWNITEKO2881 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Pricing Direct 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 GB N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N Bloomberg 254900BF4G8VMW8GG471 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N SEI Investments Global Funds Services 801-24593 SEC File Number N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 VIRTU FINANCIAL BD LLC 8-60815 000148390 54930088MP91YZQJT494 100542.33000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 60236.21000000 SOCIETE GENERALE SECURITIES CORPORATION 008-22522 000007616 549300WR155U7DVMIW58 27926.79999999 UBS INTERNATIONAL INC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 161.81000000 188867.15000000 0.00000000 Y 124961216.52000000 N N N KraneShares CICC China Consumer Leaders Index ETF S000068565 54930018IPT4SUTIWQ70 Y 1 0 0 Exchange-Traded Fund N N -2.03 -2.7 3.215518739 3.215117357 Y N Y N N/A 0.00000000 0.00000000 Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y N N N KRANE FUNDS ADVISOR 801-77589 000157103 5493001BB3L725IUPM64 2020-12-07 BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N S&P 549300U4VWNITEKO2881 N Pricing Direct 549300WIC0TOJ7N7GD54 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N Bloomberg 254900BF4G8VMW8GG471 N IHS Markit 549300HLPTRASHS0E726 GB N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N SEI Investments Global Funds Services 801-24593 SEC File Number N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00000000 CSFB 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 1738.32000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 29437.80000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 494.84000000 UBS INTERNATIONAL INC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 16134.23000000 MERRILL LYNCH, PIERCE, FENNER & SMITH 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 1223.93000000 SOCIETE GENERALE SECURITIES CORPORATION/ 008-22522 000007616 549300WR155U7DVMIW58 15365.35000000 64394.47000000 0.00000000 Y 30987654.57000000 N N N KFA Mount Lucas Index Strategy ETF S000070143 549300PX8VC0XNHU3M82 Y 1 0 0 Exchange-Traded Fund Y Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N N KRANE FUNDS ADVISOR 801-77589 000157103 5493001BB3L725IUPM64 2020-12-01 MOUNT LUCAS MANAGEMENT LP 801-28254 000108255 549300KGSSFB18TBWK88 N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N Bloomberg 254900BF4G8VMW8GG471 N S&P 549300U4VWNITEKO2881 N Pricing Direct 549300WIC0TOJ7N7GD54 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N IHS Markit 549300HLPTRASHS0E726 GB N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N SEI Investments Global Funds Services 801-24593 SEC File Number N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00000000 CREDIT SUISSE FIRST BOSTON LLC. 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 7962.64000000 7962.64000000 CREDIT SUISSE FIRST BOSTON LLC. 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 879878.53000000 879878.53000000 Y 26261924.25000000 N N N KFA Dynamic Fixed Income ETF S000067123 549300C27M02D8QXJ168 N 1 0 0 Exchange-Traded Fund N N -5.37 -5.85 2.624851506 2.618699249 Y N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N N KRANE FUNDS ADVISOR 801-77589 000157103 5493001BB3L725IUPM64 N SkyRock Investment Management, LLC 801-117333 000305408 N/A N N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N Bloomberg 254900BF4G8VMW8GG471 N S&P 549300U4VWNITEKO2881 N Pricing Direct 549300WIC0TOJ7N7GD54 N IHS Markit 549300HLPTRASHS0E726 GB N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N SEI Investments Global Funds Services 801-24593 SEC File Number N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 MISCHLER FINANCIAL 8-48067 000037818 2549004IPXPSM9EJFC92 742.50000000 742.50000000 TRADEWEB DIRECT / JOHN PROVOST 8-52278 000103787 549300MII67ES5YBJH61 10510776.41000000 WEB STREET SECURITIES 8-47940 000037733 N/A 241849.98000000 FALCON SQUARE 8-69147 000165225 2549008E9N7P2N3WFE24 195614402.78000000 FALCON RESEARCH, INC. 8-40005 000013115 N/A 206125179.19000000 412492208.36000001 Y 49883484.10000000 N N N Quadratic Interest Rate Volatility and Inflation Hedge ETF S000065362 549300KNDIWWMQ7QHZ30 N 1 0 0 Exchange-Traded Fund Y N N N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N Quadratic Capital Management LLC 801-106485 000172768 549300BXYVZV5KEZKW26 N N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N Bloomberg 254900BF4G8VMW8GG471 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Pricing Direct 549300WIC0TOJ7N7GD54 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N S&P 549300U4VWNITEKO2881 N IHS Markit 549300HLPTRASHS0E726 GB N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N SEI Investments Global Funds Services 801-24593 SEC File Number N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00000000 0.00000000 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 57017400.00000000 GOLDMAN, SACHS & CO. 008-00129 000000361 FOR8UP27PHTHYVLBNG30 97146750.00000000 154164150.00000000 Y 757066878.89999998 N N N KraneShares Emerging Markets Healthcare Index S000061164 549300QQCPNME1RVLU13 N 1 0 0 Exchange-Traded Fund N N -0.77 -2.05 1.310231509 1.265684165 Y N Y N N Brown Brothers Harriman 5493006KMX1VFTPYPW14 N N Revenue sharing split 1268.47000000 3805.39999999 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N SOCGEN SOUTH AFRICA N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A., SAO PAULO N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB INDONESIA N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANAMEX N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND (SGD) N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) BANCO DE CHILE N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MUMBAI N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB MALAYSIA BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HBME DIFC N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK KOREA INC N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE HUNG N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK (CHINA) COMPANY LTD. N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 VIRTU FINANCIAL BD LLC 8-60815 000148390 54930088MP91YZQJT494 162.33000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 3019.76000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 1102.64000000 SOCIETE GENERALE SECURITIES CORPORATION 008-22522 000007616 549300WR155U7DVMIW58 1651.32000000 5936.05000000 0.00000000 Y 3353395.57000000 N N N KraneShares MSCI All China Index ETF S000045374 N 50000.00000000 73.95424211 0.21398635 26.04575788 0.21398635 76.72596471 1.99954439 23.27403528 1.99954439 0.00000000 4900.00000000 0.00000000 0.00000000 4900.00000000 0.00000000 0.00000000 4900.00000000 0.00000000 0.00000000 4900.00000000 0.00000000 N KraneShares Electric Vehicles and Future Mobility Index ETF S000061165 N 50000.00000000 19.30999180 2.31701860 80.69000819 2.31701860 20.49429347 0.22555672 79.50570652 0.22555672 0.00000000 800.00000000 0.00000000 0.00000000 800.00000000 0.00000000 0.00000000 800.00000000 0.00000000 0.00000000 800.00000000 0.00000000 N Quadratic Interest Rate Volatility and Inflation Hedge ETF S000065362 N 25000.00000000 13.88177389 1.13269051 86.11822610 1.13269051 13.99422307 1.29602263 86.00577692 1.29602263 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N KFA Small Cap Quality Dividend Index ETF S000065597 N 50000.00000000 -0.47998045 0.67925163 100.47998045 0.67925163 -0.12554156 0.51627829 100.12554156 0.51627829 0.00000000 350.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 350.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N KFA Value Line(R) Dynamic Core Equity Index ETF S000069664 N 50000.00000000 -0.14253422 0.20367916 100.14253422 0.20367916 -0.07147868 0.00000000 100.07147868 0.00000000 0.00000000 333.33333333 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 400.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N KraneShares CICC China Leaders 100 Index ETF S000041203 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 1700.00000000 0.00000000 0.00000000 1700.00000000 0.00000000 0.00000000 1700.00000000 0.00000000 0.00000000 1700.00000000 0.00000000 N KraneShares Emerging Markets Consumer Technology Index ETF S000056077 N 50000.00000000 45.22078433 4.56202264 54.77921566 4.56202264 37.87729149 0.81866297 62.12270850 0.81866297 0.00000000 1500.00000000 0.00000000 0.00000000 1500.00000000 0.00000000 0.00000000 1500.00000000 0.00000000 0.00000000 1500.00000000 0.00000000 N KraneShares MSCI All China Health Care Index ETF S000059796 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 1200.00000000 0.00000000 0.00000000 1200.00000000 0.00000000 0.00000000 1200.00000000 0.00000000 0.00000000 1200.00000000 0.00000000 N KFA Large Cap Quality Dividend Index ETF S000065596 N 50000.00000000 -2.11261138 0.27127013 102.11261138 0.27127013 0.11411420 0.13404362 99.88588579 0.13404362 0.00000000 700.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 700.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N KraneShares Global Carbon ETF S000066286 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00400584 0.00000000 0.00000000 0.00400584 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N KraneShares Bosera MSCI China A Share ETF S000041738 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 7500.00000000 0.00000000 0.00000000 7500.00000000 0.00000000 0.00000000 7500.00000000 0.00000000 0.00000000 7500.00000000 0.00000000 N KraneShares MSCI China Clean Technology Index ETF S000049858 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 800.00000000 0.00000000 0.00000000 800.00000000 0.00000000 0.00000000 800.00000000 0.00000000 0.00000000 800.00000000 0.00000000 N KraneShares E Fund China Commercial Paper ETF S000044482 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00074797 0.00000000 0.00000000 0.00074797 0.00000000 0.00000000 0.00071295 0.00000000 0.00000000 0.00071295 N KraneShares MSCI Emerging Markets ex China Index ETF S000064914 N 50000.00000000 75.29744664 0.14532049 24.70255335 0.14532049 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 17500.00000000 0.00000000 0.00000000 17500.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N KraneShares MSCI One Belt One Road Index ETF S000056904 N 50000.00000000 46.02627187 0.00000000 53.97372812 0.00000000 51.79326927 0.00000000 48.20673072 0.00000000 0.00000000 3600.00000000 0.00000000 0.00000000 3600.00000000 0.00000000 0.00000000 3600.00000000 0.00000000 0.00000000 3600.00000000 0.00000000 N KraneShares CSI China Internet ETF S000041596 N 50000.00000000 31.31595592 2.36771807 68.68404407 2.36771807 29.76774848 7.20858700 70.23225151 7.20858700 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 N KraneShares MSCI China ESG Leaders Index ETF S000068743 N 50000.00000000 84.62832977 0.63544991 15.37167022 0.63544991 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 1750.00000000 0.00000000 0.00000000 1750.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N KraneShares CCBS China Corporate High Yield Bond USD Index ETF S000059793 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00063548 0.00000000 0.00000000 0.00063548 0.00000000 0.00000000 0.00063480 0.00000000 0.00000000 0.00063480 N KraneShares CICC China 5G and Semiconductor Index ETF S000067201 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 466.66666666 0.00000000 0.00000000 466.66666666 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 N KraneShares CICC China Consumer Leaders Index ETF S000068565 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 855.00000000 0.00000000 0.00000000 855.00000000 0.00000000 0.00000000 900.00000000 0.00000000 0.00000000 900.00000000 0.00000000 N KFA Mount Lucas Index Strategy ETF S000070143 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00105641 0.00000000 0.00000000 0.00105641 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N KFA Dynamic Fixed Income ETF S000067123 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 3.46097761 0.00000000 96.53902238 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 N KraneShares SSE STAR Market 50 Index ETF S000069005 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 2045.45454545 0.00000000 0.00000000 2045.45454545 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N KraneShares Emerging Markets Healthcare Index S000061164 N 50000.00000000 93.12493605 0.82680859 6.87506394 0.82680859 92.70059408 0.00000000 7.29940591 0.00000000 0.00000000 2100.00000000 0.00000000 0.00000000 2100.00000000 0.00000000 0.00000000 2100.00000000 0.00000000 0.00000000 2100.00000000 0.00000000 N true