0001752724-20-118035.txt : 20200615 0001752724-20-118035.hdr.sgml : 20200615 20200615153933 ACCESSION NUMBER: 0001752724-20-118035 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200615 DATE AS OF CHANGE: 20200615 EFFECTIVENESS DATE: 20200615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Krane Shares Trust CENTRAL INDEX KEY: 0001547576 IRS NUMBER: 456861457 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-22698 FILM NUMBER: 20963182 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-479-5031 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 0001547576 S000041203 KraneShares CICC China Leaders 100 Index ETF C000127792 KraneShares CICC China Leaders 100 Index ETF KFYP 0001547576 S000041596 KraneShares CSI China Internet ETF C000129136 KraneShares CSI China Internet ETF KWEB 0001547576 S000041738 KraneShares Bosera MSCI China A Share ETF C000129571 KraneShares Bosera MSCI China A Share ETF KBA 0001547576 S000044482 KraneShares E Fund China Commercial Paper ETF C000138387 KraneShares E Fund China Commercial Paper ETF KCNY 0001547576 S000045374 KraneShares MSCI All China Index ETF C000141213 KraneShares MSCI All China Index ETF KALL 0001547576 S000049858 KraneShares MSCI China Environment Index ETF C000157444 KraneShares MSCI China Environment Index ETF KGRN 0001547576 S000056077 KraneShares Emerging Markets Consumer Technology Index ETF C000176655 KraneShares Emerging Markets Consumer Technology Index ETF KEMQ 0001547576 S000056904 KraneShares MSCI One Belt One Road Index ETF C000180685 KraneShares MSCI One Belt One Road Index ETF OBOR 0001547576 S000058216 KraneShares Bloomberg Barclays China Aggregate Bond Inclusion Index ETF C000190894 KraneShares Bloomberg Barclays China Aggregate Bond Inclusion Index ETF KBND 0001547576 S000059793 KraneShares CCBS China Corporate High Yield Bond USD Index ETF C000195632 KraneShares CCBS China Corporate High Yield Bond USD Index ETF KCCB 0001547576 S000059794 KraneShares MSCI All China Consumer Discretionary Index ETF C000195633 KraneShares MSCI All China Consumer Discretionary Index ETF KBUY 0001547576 S000059795 KraneShares MSCI All China Consumer Staples Index ETF C000195634 KraneShares MSCI All China Consumer Staples Index ETF KSTP 0001547576 S000059796 KraneShares MSCI All China Health Care Index ETF C000195635 KraneShares MSCI All China Health Care Index ETF KURE 0001547576 S000061164 KraneShares Emerging Markets Healthcare Index ETF C000198138 KraneShares Emerging Markets Healthcare Index ETF KMED 0001547576 S000061165 KraneShares Electric Vehicles and Future Mobility Index ETF C000198139 KraneShares Electric Vehicles and Future Mobility Index ETF KARS 0001547576 S000062619 KraneShares MSCI China A Hedged Index ETF C000203109 KraneShares MSCI China A Hedged Index ETF KBAH 0001547576 S000063652 KraneShares Asia Robotics and Artificial Intelligence Index ETF C000206147 KraneShares Asia Robotics and Artificial Intelligence Index ETF KBOT 0001547576 S000063875 CICC Global Wealth Preservation Fund C000206851 Institutional Class C000206852 Investor Class 0001547576 S000064914 KraneShares MSCI Emerging Markets ex China Index ETF C000210156 KraneShares MSCI Emerging Markets ex China Index ETF KEMX 0001547576 S000065024 CICC US Government Money Market Fund C000210521 CICC US Government Money Market Fund 0001547576 S000065362 Quadratic Interest Rate Volatility and Inflation Hedge ETF C000211437 Quadratic Interest Rate Volatility and Inflation Hedge ETF IVOL 0001547576 S000065596 KFA Large Cap Quality Dividend Index ETF C000212213 KFA Large Cap Quality Dividend Index ETF KLCD 0001547576 S000065597 KFA Small Cap Quality Dividend Index ETF C000212214 KFA Small Cap Quality Dividend Index ETF KSCD 0001547576 S000066286 KFA Global Carbon ETF C000214065 KFA Global Carbon ETF KRBN 0001547576 S000067123 KFA Dynamic Fixed Income ETF C000215933 KFA Dynamic Fixed Income ETF KDFI 0001547576 S000067201 KraneShares CICC China 5G and Technology Leaders Index ETF C000216191 KraneShares CICC China 5G and Technology Leaders Index ETF KFVG 0001547576 S000068565 KraneShares CICC China Consumer Leaders Index ETF C000219411 KraneShares CICC China Consumer Leaders Index ETF 0001547576 S000068743 KraneShares MSCI China ESG Leaders Index ETF C000219713 KraneShares MSCI China ESG Leaders Index ETF 0001547576 S000069005 KraneShares SSE STAR Market 50 Index ETF C000220718 KraneShares SSE STAR Market 50 Index ETF N-CEN 1 primary_doc.xml X0201 N-CEN LIVE 0001547576 XXXXXXXX 811-22698 N-1A true Krane Shares Trust 811-22698 0001547576 2549008E1DI99JHCCA80 280 Park Ave 32nd Floor NEW YORK 10017 US-NY US 212-933-0390 CCB Securities, Ltd. 18F CCB CENTRE 18 WANG CHIU ROAD Kowloon HK 999077 852 3918 6177 Records as Sub-Advisor for Trust BOSERA ASSET MANAGEMENT SUITE 4109 JARDINE HOUSE ONE CONNAUGHT PLACE CENTRAL Hong Kong HK 518040 852-2537-6658 Records as Sub-Advisor for Trust SEI Investments Global Funds Services 1 Freedom Valley Drive OAKS 19456 610-676-1000 Records as Administrator for Trust E FUND MANAGEMENT SUITES 3501 02 35F TWO INTERNATIONAL FINANCE CENTRE 8 FINANCE STREET CENTRAL Hong Kong HK 518024 852-3929-0930 Records as Sub-Advisor for Trust BROWN BROTHERS HARRIMAN & CO. 50 Post Office Square Boston 02110 617-772-1818 Records as Custodian & Transfer Agent for Trust Krane Funds Advisors, LLC 280 Park Avenue 32nd Floor New York 10017 212-933-0393 Records as Advisor for Trust SEI Investments Distribution Co. 1 Freedom Valley Drive OAKS 19456 610-676-1000 Records as Distrubutor for Trust Quadratic Capital Management LLC 39 Lewis Steet 4th Floor Greenwich 06830 203-340-2943 Records as Sub-Advisor for Trust SkyRock Investment Management, LLC 507 Marlowe Road Raleigh 27609 919-381-7845 Records as Sub-Advisor for Trust N N N-1A 17 Y John Ferguson N/A N Matthew Stroyman N/A N Jonathan Krane N/A Y Patrick P. Campo N/A N Michael Quain N/A 1270 Ave of the Americas 22nd Floor New York 10020 XXXXXX N N N N N N SEI INVESTMENTS DISTRIBUTION CO. 8-27897 000010690 N/A N N KPMG, LLP 185 549300G1CEVDWVMRLW77 N N N N N N KraneShares CCBS China Corporate High Yield Bond USD Index ETF S000059793 549300KIE6TMQTZK2V13 N 1 0 0 Exchange-Traded Fund N N 0.23 -0.44 1.74920742 1.741938824 Y N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) N N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N CCB Securities Limited 801-112053 000289781 254900SP2RM3SPS08E85 N HK BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BK SA NV N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0 0.00000000 JP Morgan 008-35008 000000079 ZBUT11V806EZRVTWT807 1707026.00000000 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED N/A 000298075 213800R9WTWHCWK9M627 HK 2436587.50000000 GOLDMAN, SACHS & CO. 008-00129 000000361 FOR8UP27PHTHYVLBNG30 796100.00000000 NOMURA SECURITIES 008-15255 000004297 OXTKY6Q8X53C9ILVV871 1033188.00000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 3649732.00000000 CITIGROUP GLOBAL MARKETS 008-08177 000007059 MBNUM2BPBDO7JBLYG310 659162.50000000 GS2 SECURITIES, INC 8-31142 000014745 N/A 523525.00000000 BARCLAYS CAPITAL (DMA) 008-41342 000019714 AC28XWWI3WIBK2824319 1183900.00000000 CREDIT SUISSE FIRST BOSTON LLC. 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 1211610.00000000 HUTCHINSON, SHOCKEY, ERLEY & CO 8-5761 000002261 N/A 1043550.00000000 14244381.00000000 N 12168342.99000000 N N N KraneShares Electric Vehicles and Future Mobility Index ETF S000061165 5493002U7KIWI01PL439 N 1 0 0 Exchange-Traded Fund N N 0.51 -0.19 2.207661202 1.948725539 Y N Y N N Brown Brothers Harriman 5493006KMX1VFTPYPW14 N N N/A 1223410.07000000 71331.00000000 Rule 32a-4 (17 CFR 270.32a-4) N N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) CREDIT SUISSE(SWITZERLAND)LTD. N/A CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC MELLON TRUST N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BK FRANCE N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE FRANKFURT N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNPPSS BELGIUM N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SEC SERV SPA N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG BANK, LTD. N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BK AUSTRALIA N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK LONDON N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (TAIWAN) LTD N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK KOREA INC N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 2021.50000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 86.28000000 SOCIETE GENERALE SECURITIES CORPORATION 008-22522 000007616 549300WR155U7DVMIW58 26418.21000000 BCS AMERICAS INC 8-51950 000047895 254900NW1TE7WXHYEL72 269.20000000 MACQUARIE CAPITAL 008-47198 000036368 549300670K07JRB5UQ40 2410.00000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 1632.05000000 CREDIT SUISSE FIRST BOSTON LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 1510.00000000 SWISS AMERICAN SECURITIES, INC 8-17582 000007973 N/A 484.72000000 34831.95999999 0.00000000 N 26888209.90000000 N N N KraneShares MSCI China Environment Index ETF S000049858 549300HN5O7BMK5AIO97 N 1 0 0 Exchange-Traded Fund N N 0.65 -0.04 2.987902929 2.003540869 Y N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) N N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK LONDON N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0 GOLDMAN, SACHS & CO 008-00129 000000361 FOR8UP27PHTHYVLBNG30 1052.72000000 BTIG 008-65473 000122225 549300GTG9PL6WO3EC51 124.03000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 2418.84000000 MACQUARIE CAPITAL 008-47198 000036368 549300670K07JRB5UQ40 568.64000000 BNP SECURITIES 008-32682 000015794 RCNB6OTYUAMMP879YW96 48.00000000 JP MORGAN 008-35008 000000079 ZBUT11V806EZRVTWT807 823.37000000 JONES TRADING 008-26089 000006888 213800DIYIKDWRCFOC55 6.02000000 SOCIETE GENERALE COWEN SECURITIES CORP 008-40756 000023857 5493008QI0EFC5WBED75 1361.77000000 BARCLAYS CAPITAL 008-41342 000019714 AC28XWWI3WIBK2824319 61.72000000 CREDIT SUISSE FIRST BOSTON LLC. 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 40.00000000 6505.11000000 MACQUARIE CAPITAL 008-47198 000036368 549300670K07JRB5UQ40 7137.60000000 7137.60000000 N 3046338.33000000 N N N KraneShares Bosera MSCI China A Share ETF S000041738 549300COS8LSFBN8GG59 N 1 0 0 Exchange-Traded Fund N N -0.24 -0.8 0.590744976 0.581940219 N N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BOSERA ASSET MANAGEMENT 801-78507 000168895 5493007L3OY1WAC3H512 N HK N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK (CHINA) COMPANY LTD. N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0 CICC US SECURITIES 008-67544 000143221 N/A 2009.38000000 CICC US SECURITIES 008-67544 000143221 N/A 2009.38000000 BIC 8-22967 000007672 N/A 9257.09000000 SG COWEN 008-22522 000007616 213800S7FGLGM4J4MV84 145226.51000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 413325.79000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 72767.60000000 SWORD SECURITIES CORP. 8-45650 000032244 N/A 59715.57000000 MACQUARIE CAPITAL 008-47198 000036368 549300670K07JRB5UQ40 13259.42000000 SOCIETE GENERALE COWEN SECURITIES CORP 008-40756 000023857 5493008QI0EFC5WBED75 59301.91000000 774863.27000000 0.00000000 Y 612422453.69000000 N N N KraneShares CICC China Leaders 100 Index ETF S000041203 549300N122NVB4RYYE09 N 1 0 0 Exchange-Traded Fund N N -0.39 -1.01 4.949749 4.930505687 Y N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) N N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (HONG KONG) LTD N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0 SOCIETE GENERALE SECURITIES CORPORATION 008-22522 000007616 549300WR155U7DVMIW58 2356.40000000 CLSA LTD 008-69166 000165533 213800CF5G9GRZD2RV79 HK 15819.67000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 4180.72000000 MACQUARIE CAPITAL 008-47198 000036368 549300670K07JRB5UQ40 3642.27000000 VIRTU FINANCIAL BD LLC 8-60815 000148390 54930088MP91YZQJT494 274.00000000 CSFB 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 9413.78999999 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 2438.14000000 38124.99000000 0 N 11068107.83000000 N N N KraneShares Emerging Markets Consumer Technology Index ETF S000056077 5493001N8C4HULFC8081 N 1 0 0 Exchange-Traded Fund N N 0.11 -0.6 2.29267194 2.231957819 Y N Y N N Brown Brothers Harriman 5493006KMX1VFTPYPW14 N N N/A 708746.38000000 27796.00000000 Rule 32a-4 (17 CFR 270.32a-4) N N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) BANK HANDLOWY N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU UNIBANCO S.A. N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB KENYA LIMITED N/A KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITITRUST COLOMBIA N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE CZECH N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO CITIBANK N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK BUENOS AIRES N/A AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK KOREA INC N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC FRANCE, ATHENS BRANCH N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (TAIWAN) LTD N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE HUNG N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HBME DIFC N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BK SA NV N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK AS N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB MALAYSIA BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SOUTH AFRICA N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB PHILIPPINES N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO DE CHILE N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MUMBAI N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK EGYPT S.A.E. N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANAMEX N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK LONDON N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND (SGD) N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB INDONESIA N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK DEL PERU N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HBME QATAR N/A QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0 MACQUARIE CAPITAL 008-47198 000036368 549300670K07JRB5UQ40 4171.62000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 8907.69000000 BCS AMERICAS INC 8-51950 000047895 254900NW1TE7WXHYEL72 140.49000000 HSBC 008-41562 000019585 CYYGQCGNHMHPSMRL3R97 98.68000000 BARCLAYS CAPITAL 008-41342 000019714 AC28XWWI3WIBK2824319 1385.91000000 SOCIETE GENERALE COWEN SECURITIES CORP 008-40756 000023857 5493008QI0EFC5WBED75 13000.27000000 BCP SECURITIES LLC 8-42836 000027063 2549006Q2SCXK1988H68 249.00000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 2262.87000000 CSFB 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 994.91000000 31211.43999999 0.00000000 N 23281750.38000000 N N N KraneShares MSCI One Belt One Road Index ETF S000056904 549300224X9BV37QDG14 N 1 0 0 Exchange-Traded Fund N N -1.5 -2.12 2.907871274 1.684014116 Y N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) N N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) SCB INDONESIA N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK AS N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MUMBAI N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK LONDON N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB PHILIPPINES N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND (SGD) N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SOUTH AFRICA N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB JORDAN N/A JO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB MALAYSIA BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO CITIBANK N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BK SA NV N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HAPOALIM BM N/A IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HANDLOWY N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HBME KUWAIT N/A KW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 5193.04000000 CSFB 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 4418.95000000 SOCIETE GENERALE SECURITIES CORPORATION 008-22522 000007616 549300WR155U7DVMIW58 4019.85000000 SOCIETE GENERALE COWEN SECURITIES CORP 008-40756 000023857 5493008QI0EFC5WBED75 2204.51000000 BCS AMERICAS INC 8-51950 000047895 254900NW1TE7WXHYEL72 2009.98000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 563.24000000 MERRILL LYNCH, PIERCE, FENNER & SMITH 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 136.09000000 18545.66000000 SOCIETE GENERALE SECURITIES CORPORATION 008-22522 000007616 549300WR155U7DVMIW58 34376.37999999 34376.38000000 N 16840287.67000000 N N N KraneShares MSCI All China Health Care Index ETF S000059796 549300QX48JOVJXEFW26 N 1 0 0 Exchange-Traded Fund N N -0.13 -0.85 3.064676756 2.695005015 Y N Y N N Brown Brothers Harriman 5493006KMX1VFTPYPW14 N N Revenue sharing split 65388.10000000 1824.00000000 Rule 32a-4 (17 CFR 270.32a-4) N N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0 MERRILL LYNCH, PIERCE, FENNER & SMITH 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 870.02000000 CSFB 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 23.48000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 2730.70000000 UBS SECURITIES 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 7.06000000 SOCIETE GENERALE COWEN SECURITIES CORP 008-40756 000023857 5493008QI0EFC5WBED75 14103.11000000 MACQUARIE CAPITAL 008-47198 000036368 549300670K07JRB5UQ40 6909.75000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 75.08000000 BCS AMERICAS INC 8-51950 000047895 254900NW1TE7WXHYEL72 1395.80000000 JPM Chase 008-35008 000000079 ZBUT11V806EZRVTWT807 14011.57000000 40126.57000000 0.00000000 N 24071260.48000000 N N N KraneShares MSCI All China Index ETF S000045374 549300KWB140R0767E67 N 1 0 0 Exchange-Traded Fund N N 0.07 -0.35 3.564420522 2.374570886 N N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) CITIBK EUROPE HUNG N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND (SGD) N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB INDONESIA N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (PAKISTAN) LTD N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HANDLOWY N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK (CHINA) COMPANY LTD. N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO CITIBANK N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK DEL PERU N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO DE CHILE N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HBME DIFC N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU UNIBANCO S.A. N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB MALAYSIA BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK AS N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (TAIWAN) LTD N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE CZECH N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANAMEX N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB PHILIPPINES N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BK SA NV N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MAGHREB N/A MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SOUTH AFRICA N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITITRUST COLOMBIA N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK EGYPT S.A.E. N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0 SOCIETE GENERALE SECURITIES CORPORATION 008-22522 000007616 549300WR155U7DVMIW58 550.07000000 MISCHLER FINANCIAL 8-48067 000037818 2549004IPXPSM9EJFC92 57.42000000 MACQUARIE CAPITAL 008-47198 000036368 549300670K07JRB5UQ40 536.98000000 BCS AMERICAS INC 8-51950 000047895 254900NW1TE7WXHYEL72 664.24000000 BNP PARIBAS SECURITIES BOND 008-32682 000015794 RCNB6OTYUAMMP879YW96 11.60000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 204.40000000 2024.71000000 0 N 7378594.17999999 N N N KraneShares CSI China Internet ETF S000041596 549300URDNVSGEWBN526 N 1 0 0 Exchange-Traded Fund N N 0.71 -0.01 0.582619056 0.359149885 Y N Y N N Brown Brothers Harriman 5493006KMX1VFTPYPW14 N N Revenue sharing split 158081031.43000001 5794534.00000000 Rule 32a-4 (17 CFR 270.32a-4) N N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (HONG KONG) LTD N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0 CLSA 8-69166 000165533 213800M2DXATWY7JMS07 54423.48000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 33762.61000000 VIRTU FINANCIAL BD LLC 8-60815 000148390 54930088MP91YZQJT494 64924.10000000 JANE STREET EXECUTION SERVICES 8-69254 000167280 549300HXJLXCPDWAH070 77004.12000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 387591.61000000 SOCIETE GENERALE SECURITIES CORPORATION 008-22522 000007616 549300WR155U7DVMIW58 604132.18000000 BCS AMERICAS INC 8-51950 000047895 254900NW1TE7WXHYEL72 79704.97000000 CHINA RENAISSANCE 8-69197 000166318 N/A 67771.05000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 93165.17000000 MERRILL LYNCH, PIERCE, FENNER & SMITH 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 99169.65000000 1561648.94000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 436812.82000000 436812.82000000 N 1865206828.26000000 N N N KraneShares E Fund China Commercial Paper ETF S000044482 549300T76GJMCJ0ZKO67 N 1 0 0 Exchange-Traded Fund N N 0.12 -0.45 2.786768434 2.795720269 Y N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N E FUND MANAGEMENT 801-78973 000169726 N/A N HK N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Reuters 549300561UZND4C7B569 CA N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) CHINA CONSTRUCTION BANK N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0 BIC 8-22967 000007672 N/A 175.91000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 59.33000000 BICE ASSET MANAGEMENT LTD 8-64721 000133763 5493004BP8K4Q2OMZO83 186.86000000 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 72.14000000 CHINA CONSTRUCTION BANK 8-112053 000289781 5493001KQW6DM7KEDR62 CN 2939.28000000 3433.52000000 BIC 8-22967 000007672 N/A 918209.22000000 CITIC SECURITIES BROKERAGE (HK) LIMITED N/A N/A 254900EQ4EESUIKTW472 HK 6798.62000000 CREDIT SUISSE - FIRST BOSTON 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 285430.75000000 PCS SECURITIES INC 8-51822 000047588 N/A 571564.35000000 BICE ASSET MANAGEMENT LTD N/A 000133763 5493004BP8K4Q2OMZO83 290545.09999999 2072548.04000000 N 17601790.97000000 N N N KraneShares Emerging Markets Healthcare Index S000061164 549300QQCPNME1RVLU13 N 1 0 0 Exchange-Traded Fund N N -0.49 -1.24 4.256614856 1.28364878 Y N Y N N Brown Brothers Harriman 5493006KMX1VFTPYPW14 N N N/A 6379.67000000 902.00000000 Rule 32a-4 (17 CFR 270.32a-4) N N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 84-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) SCB INDONESIA N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HBME DIFC N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE HUNG N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MUMBAI N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK KOREA INC N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANAMEX N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SOUTH AFRICA N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB MALAYSIA BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK (CHINA) COMPANY LTD. N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A., SAO PAULO N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO DE CHILE N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND (SGD) N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC FILE NUMBER N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0 JPM CHASE 008-35008 000000079 ZBUT11V806EZRVTWT807 791.67000000 CLSA 8-69166 000165533 213800M2DXATWY7JMS07 150.07000000 SOCIETE GENERALE SECURITIES CORPORATION 008-22522 000007616 549300WR155U7DVMIW58 1731.79000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 2195.65000000 4869.18000000 0.00000000 N 1587503.66000000 N N N Quadratic Interest Rate Volatility and Inflation Hedge ETF S000065362 549300KNDIWWMQ7QHZ30 Y 1 0 0 Exchange-Traded Fund N N 1.77 0.76 9.614071353 9.652592309 Y N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) N N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N Quadratic Capital Management LLC 801-106485 000172768 549300BXYVZV5KEZKW26 N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N IHS Markit 549300HLPTRASHS0E726 GB N Bloomberg 254900BF4G8VMW8GG471 N Pricing Direct 549300WIC0TOJ7N7GD54 N S&P 549300U4VWNITEKO2881 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N Y Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N SEI Investments Global Funds Services 801-24593 SEC File Number Y N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00000000 0.00000000 GOLDMAN, SACHS & CO. 008-00129 000000361 FOR8UP27PHTHYVLBNG30 8919625.00000000 JANE STREET EXECUTION SERVICES 8-69254 000167280 549300HXJLXCPDWAH070 114627.63000000 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 1689250.00000000 10723502.63000000 N 63675336.47000000 N N N KFA Small Cap Quality Dividend Index ETF S000065597 549300S3IDEXNS3K7J73 Y 1 0 0 Exchange-Traded Fund N N -0.07 -0.49 0.506761192 0.361412548 Y N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) N N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N Pricing Direct 549300WIC0TOJ7N7GD54 N S&P 549300U4VWNITEKO2881 N IHS Markit 549300HLPTRASHS0E726 GB N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N Bloomberg 254900BF4G8VMW8GG471 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N Y Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N SEI Investments Global Funds Services 801-24593 SEC File Number Y N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00000000 JANE STREET EXECUTION SERVICES 8-69254 000167280 549300HXJLXCPDWAH070 2549.98000000 JONES TRADING 008-26089 000006888 213800DIYIKDWRCFOC55 4841.14000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 11089.44000000 BCS AMERICAS INC 8-51950 000047895 254900NW1TE7WXHYEL72 128.91999999 18609.48000000 0.00000000 N 23316229.30000000 N N N KraneShares MSCI Emerging Markets ex China Index ETF S000064914 5493009BC3HOYHW2UH32 Y 1 0 0 Exchange-Traded Fund N N 2.41 2.04 1.643822102 1.612301855 N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) N N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N IHS Markit 549300HLPTRASHS0E726 GB N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Pricing Direct 549300WIC0TOJ7N7GD54 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N S&P 549300U4VWNITEKO2881 N Bloomberg 254900BF4G8VMW8GG471 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HBME QATAR N/A QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK DEL PERU N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (TAIWAN) LTD N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB INDONESIA N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MUMBAI N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (PAKISTAN) LTD N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE CZECH N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HBME DIFC N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB PHILIPPINES N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CLEARSTREAM BANK SA N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB MALAYSIA BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO CITIBANK N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITITRUST COLOMBIA N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK EGYPT S.A.E. N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SBSA N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE BANK OF NEW YORK MELLON HPFHU0OQ28E4N0NFVK49 N Y Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) CITIBANK KOREA INC N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO DE CHILE N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK AS N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANAMEX N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE NETHERLAND N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC FRANCE, ATHENS BRANCH N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HANDLOWY N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BK SA NV N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A., SAO PAULO N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE HUNG N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N SEI Investments Global Funds Services 801-24593 SEC File Number Y N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00000000 SOCIETE GENERALE SECURITIES CORPORATION 008-22522 000007616 549300WR155U7DVMIW58 3195.46000000 BCS AMERICAS INC 8-51950 000047895 254900NW1TE7WXHYEL72 53.54000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 167.18000000 3416.18000000 0.00000000 N 2429240.65000000 N N N KFA Dynamic Fixed Income ETF S000067123 549300C27M02D8QXJ168 Y 1 0 0 Exchange-Traded Fund N N -6.47 -6.83 3.322231205 3.279760155 Y N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) N N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N SkyRock Investment Management, LLC 801-117333 000305408 N/A N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N Pricing Direct 549300WIC0TOJ7N7GD54 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N IHS Markit 549300HLPTRASHS0E726 GB N Bloomberg 254900BF4G8VMW8GG471 N S&P 549300U4VWNITEKO2881 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N Y Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N SEI Investments Global Funds Services 801-24593 SEC File Number Y N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00000000 Mischler Financial Group, Inc. 8-48067 000037818 2549004IPXPSM9EJFC92 282.50000000 Falcon Square Capital, LLC 8-69147 000165225 2549008E9N7P2N3WFE24 402.50000000 685.00000000 Mischler Financial Group, Inc. 8-48067 000037818 2549004IPXPSM9EJFC92 2117895.50000000 Falcon Square Capital, LLC 8-69147 000165225 2549008E9N7P2N3WFE24 78921512.06999999 81039407.56999999 N 20303783.37000000 N N N KFA Large Cap Quality Dividend Index ETF S000065596 549300KVY3JD2EPDSZ54 Y 1 0 0 Exchange-Traded Fund N N 0.16 -0.19 0.490244835 0.386156602 Y N Y N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) N N N N Krane Funds Advisors, LLC 801-77589 000157103 5493001BB3L725IUPM64 N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N IHS Markit 549300HLPTRASHS0E726 GB N Pricing Direct 549300WIC0TOJ7N7GD54 N Bloomberg 254900BF4G8VMW8GG471 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N S&P 549300U4VWNITEKO2881 N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N Y Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N SEI Investments Global Funds Services 801-24593 SEC File Number Y N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00000000 BCS AMERICAS INC 8-51950 000047895 254900NW1TE7WXHYEL72 6398.66000000 BNY ESI & CO. INC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 920.00000000 BARCLAYS CAPITAL (DMA) 008-41342 000019714 AC28XWWI3WIBK2824319 286.06000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 976.26000000 WEDBUSH MORGAN SECURITIES, INC. 8-12987 000000877 549300CSX55MXZ47EI78 13.16000000 JONES TRADING 008-26089 000006888 213800DIYIKDWRCFOC55 6608.30000000 JANE STREET EXECUTION SERVICES 8-69254 000167280 549300HXJLXCPDWAH070 4135.28000000 19337.72000000 0.00000000 N 43583827.31000000 N N N KraneShares MSCI One Belt One Road Index ETF S000056904 N 50000.00000000 0.00000000 0.00000000 0.00000000 0.00000000 55.18385941 1.74655061 44.81614058 1.74655061 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 22500.00000000 0.00000000 0.00000000 22500.00000000 0.00000000 N KraneShares MSCI All China Health Care Index ETF S000059796 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 99.74703065 0.50619055 0.25296934 0.50619055 0.00000000 9960.00000000 0.00000000 0.00000000 9960.00000000 0.00000000 0.00000000 13200.00000000 0.00000000 0.00000000 13200.00000000 0.00000000 N KraneShares CICC China Leaders 100 Index ETF S000041203 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 30000.00000000 0.00000000 0.00000000 30000.00000000 0.00000000 0.00000000 4200.00000000 0.00000000 0.00000000 4200.00000000 0.00000000 N KraneShares Emerging Markets Consumer Technology Index ETF S000056077 N 50000.00000000 37.08018795 0.55898184 62.91981204 0.55898184 37.05516544 0.94643037 62.94483455 0.94643037 0.00000000 6000.00000000 0.00000000 0.00000000 6000.00000000 0.00000000 0.00000000 10500.00000000 0.00000000 0.00000000 10500.00000000 0.00000000 N KraneShares CSI China Internet ETF S000041596 N 50000.00000000 24.78429495 1.20349642 75.21570504 1.20349642 25.20698006 1.10770269 74.79301993 1.10770269 0.00000000 60000.00000000 0.00000000 0.00000000 60000.00000000 0.00000000 0.00000000 42500.00000000 0.00000000 0.00000000 42500.00000000 0.00000000 N KraneShares Bosera MSCI China A Share ETF S000041738 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 147000.00000000 0.00000000 0.00000000 147000.00000000 0.00000000 0.00000000 133000.00000000 0.00000000 0.00000000 133000.00000000 0.00000000 N KraneShares Electric Vehicles and Future Mobility Index ETF S000061165 N 50000.00000000 24.21034543 0.00000000 75.78965456 0.00000000 23.62341098 1.06814393 76.37658901 1.06814393 0.00000000 1100.00000000 0.00000000 0.00000000 1100.00000000 0.00000000 0.00000000 10400.00000000 0.00000000 0.00000000 10400.00000000 0.00000000 N KraneShares MSCI China Environment Index ETF S000049858 N 50000.00000000 0.00000000 0.00000000 0.00000000 0.00000000 93.83032641 0.00000000 6.16967358 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 800.00000000 0.00000000 0.00000000 800.00000000 0.00000000 N KraneShares CCBS China Corporate High Yield Bond USD Index ETF S000059793 N 50000.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N KraneShares MSCI All China Index ETF S000045374 N 50000.00000000 82.66889179 0.00000000 17.33110820 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 2500.00000000 0.00000000 0.00000000 2500.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N KraneShares E Fund China Commercial Paper ETF S000044482 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.07282078 0.00000000 0.00000000 0.07282078 0.00000000 0.00000000 0.07423831 0.00000000 0.00000000 0.07423831 N Quadratic Interest Rate Volatility and Inflation Hedge ETF S000065362 N 25000.00000000 13.43887281 1.43603993 86.56112718 1.43603993 13.86163272 1.53488881 86.13836727 1.53488881 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N KFA Small Cap Quality Dividend Index ETF S000065597 N 50000.00000000 0.19821232 0.69322527 99.80178767 0.69322527 0.06533932 0.00000000 99.93466067 0.00000000 0.00000000 3500.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 350.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N KFA Large Cap Quality Dividend Index ETF S000065596 N 50000.00000000 0.42660446 0.73463513 99.57339553 0.73463513 0.24760365 0.22831964 99.75239634 0.22831964 0.00000000 6300.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 2100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N KraneShares MSCI Emerging Markets ex China Index ETF S000064914 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N KFA Dynamic Fixed Income ETF S000067123 N 50000.00000000 50.24846227 49.75303571 49.75153772 49.75303571 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 6500.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N KraneShares Emerging Markets Healthcare Index S000061164 N 50000.00000000 0.00000000 0.00000000 0.00000000 0.00000000 85.76245261 0.75508533 14.23754738 0.75508533 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 5600.00000000 0.00000000 0.00000000 5600.00000000 0.00000000 N false false true false false false INTERNAL CONTROL RPT 2 KS_ICL.txt INTERNAL CONTROL LETTER Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees KraneShares Trust: In planning and performing our audits of the financial statements of KraneShares Trust, comprised of the funds listed in the Appendix (collectively, the Funds), as of and for the year or period ended March 31, 2020, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the Funds financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds internal control over financial reporting. Accordingly, we express no such opinion. Management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A companys internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A companys internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and trustees of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of the companys assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds annual or interim financial statements will not be prevented or detected on a timely basis. KPMG LLP is a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (KPMG International), a Swiss entity. KPMG LLP 1601 Market Street Philadelphia, PA 19103-2499 Our consideration of the Funds internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be a material weakness as defined above as of March 31, 2020. This report is intended solely for the information and use of management and the Board of Trustees of the KraneShares Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. Philadelphia, Pennsylvania May 29, 2020