0001179110-19-013075.txt : 20191220
0001179110-19-013075.hdr.sgml : 20191220
20191220161317
ACCESSION NUMBER: 0001179110-19-013075
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191220
FILED AS OF DATE: 20191220
DATE AS OF CHANGE: 20191220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cummins Neil A.
CENTRAL INDEX KEY: 0001572429
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35845
FILM NUMBER: 191301577
MAIL ADDRESS:
STREET 1: 641 LEXINGTON AVENUE
STREET 2: SUITE 1432
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hunt Companies Finance Trust, Inc.
CENTRAL INDEX KEY: 0001547546
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 454966519
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 641 LEXINGTON AVENUE
STREET 2: SUITE 1432
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 328-9521
MAIL ADDRESS:
STREET 1: 641 LEXINGTON AVENUE
STREET 2: SUITE 1432
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Five Oaks Investment Corp.
DATE OF NAME CHANGE: 20120417
4
1
edgar.xml
FORM 4 -
X0306
4
2019-12-20
0
0001547546
Hunt Companies Finance Trust, Inc.
HCFT
0001572429
Cummins Neil A.
C/O FIVE OAKS INVESTMENT CORP.
230 PARK AVENUE, 19TH FLOOR
NEW YORK
NY
10169
1
0
0
0
common stock
2019-12-20
4
P
0
1500
A
37294
D
Represents restricted common stock granted on December 20, 2019, by the Issuer pursuant to the Issuer's Manager Equity Plan, which vests in full on June 10, 2020 (the one year anniversary of the Company's annual stockholders' meeting).
/s/ Paul Donnelly, attorney-in-fact
2019-12-20
EX-24
2
ex24cumminshcft.txt
POWER OF ATTORNEY
FOR SEC FILINGS ON FORMS ID, 3, 4, 5, 144, SCHEDULES 13D and
13G IN RESPECT OF SECURITIES OF
HUNT COMPANIES FINANCE TRUST, INC.
The undersigned hereby constitutes and appoints Paul D. Donnelly as his
true and lawful attorney-in-fact and agent, with full power of substitution and
resubstitution for him in his name and stead in any and all capacities, to sign
and file for and on his behalf, in respect of any acquisition, disposition or
other change in ownership of any Common Stock or derivative securities thereof
of Hunt Companies Finance Trust, Inc. (the "Company"), the following:
(i) any Form ID to be filed with the Securities and Exchange Commission
(the "SEC");
(ii) any Initial Statement of Beneficial Ownership of Securities on Form
3 to be filed with the SEC;
(iii) any Statement of Changes of Beneficial Ownership of Securities on
Form 4 to be filed with the SEC;
(iv) any Annual Statement of Beneficial Ownership of Securities on Form 5
to be filed with the SEC;
(v) any Notice of Proposed Sale of Securities on Form 144 to be filed
with the SEC
(vi) and any other forms or reports the undersigned may be required to
file in connection with the undersigned's ownership, acquisition or
disposition of securities of the Company, including Schedules 13G
and 13D; and
(vii) any and all agreements, certificates, receipts, or other documents
in connection therewith. The undersigned hereby gives full power and
authority to the attorney-in-fact to seek and obtain as the
undersigned's representative and on the undersigned's behalf,
information on transactions in the Company's securities from any
third party, including brokers, employee benefit plan administrators
and trustees, and the undersigned hereby authorizes any such person
to release such information to the undersigned and approves and
ratifies any such release of information. The undersigned hereby
grants unto such attorney-in-fact and agent full power and authority
to do and perform each and every act and thing requisite and
necessary in connection with such matters and hereby ratifies and
confirms all that any such attorney-in-fact and agent or substitute
may do or cause to be done by virtue hereof. The undersigned
acknowledges that:
(i) neither the Company nor such attorney-in-fact assumes (i) any
liability for the undersigned's responsibility to comply with
the requirement of the Securities Exchange Act of 1934, as
amended (the "Exchange Act"), (ii) any liability of the
undersigned for any failure to comply with such requirements
or (iii) any obligation or liability of the undersigned for
profit disgorgement under Section 16(b) of the Exchange Act;
and
(ii) this Power of Attorney does not relieve the undersigned from
responsibility for compliance with the undersigned's
obligations under the Exchange Act, including without
limitation the reporting requirements under Section 16 of the
Exchange Act. This Power of Attorney shall remain in full
force and effect until revoked by the undersigned in a signed
writing delivered to such attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney.
Date: March 27, 2019 /s/ Neil A. Cummins
------------------------------
Neil A. Cummins