0001437749-23-028692.txt : 20231020 0001437749-23-028692.hdr.sgml : 20231020 20231020180014 ACCESSION NUMBER: 0001437749-23-028692 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231002 FILED AS OF DATE: 20231020 DATE AS OF CHANGE: 20231020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dissinger Todd CENTRAL INDEX KEY: 0001726950 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35608 FILM NUMBER: 231337918 MAIL ADDRESS: STREET 1: C/O NATURAL GROCERS BY VITAMIN COTTAGE STREET 2: 12612 W. ALAMEDA PKWY. CITY: LAKEWOOD STATE: CO ZIP: 80228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natural Grocers by Vitamin Cottage, Inc. CENTRAL INDEX KEY: 0001547459 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 841444517 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 12612 W. ALAMEDA PARKWAY CITY: LAKEWOOD STATE: CO ZIP: 80228 BUSINESS PHONE: 877-986-4600 MAIL ADDRESS: STREET 1: 12612 W. ALAMEDA PARKWAY CITY: LAKEWOOD STATE: CO ZIP: 80228 4/A 1 rdgdoc.xml FORM 4/A X0508 4/A 2023-10-02 2023-10-04 0001547459 Natural Grocers by Vitamin Cottage, Inc. NGVC 0001726950 Dissinger Todd C/O NATURAL GROCERS BY VITAMIN COTTAGE 12612 WEST ALAMEDA PARKWAY LAKEWOOD CO 80228 1 Chief Financial Officer 0 Common Stock 2023-10-02 4 M 0 3520 0 A 63678 D Common Stock 2023-10-02 4 F 0 1012 12.91 D 62666 D Restricted Stock Units 0 2023-10-02 4 M 0 3520 0 D 2023-10-02 2023-10-02 Common Stock 3520 96536 D Represents shares of NGVC common stock issued to the reporting person upon the vesting of 3,520 restricted stock units ("RSUs") on October 2, 2023, the business day immediately following the vesting date of October 1, 2023, where each RSU represented the economic equivalent of one share of NGVC common stock. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of the RSUs. Each RSU represents a contingent right to receive one share of NGVC common stock. Includes: (a) 1,600 RSUs vesting on October 1, 2024; (b) 1,920 RSUs vesting on each of October 1, 2024 and 2025; (c) 25,000 RSUs vesting on September 30, 2024; (d) 31,876 RSUs vesting on December 31, 2024; (e) 11,407 RSUs vesting on each of August 15, 2024 and 2025; and (f) 11,406 RSUs vesting on August 15, 2026. The original Form 4 filed October 4, 2023 is amended by this Form 4 amendment to correctly reflect the reporting person's disposition of common stock to pay tax withholding obligations upon vesting of restricted stock units covered hereby and the amount of securities beneficially owned following the reported transactions. /s/ Todd Dissinger 2023-10-20