0001437749-16-026833.txt : 20160304 0001437749-16-026833.hdr.sgml : 20160304 20160304144840 ACCESSION NUMBER: 0001437749-16-026833 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160302 FILED AS OF DATE: 20160304 DATE AS OF CHANGE: 20160304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natural Grocers by Vitamin Cottage, Inc. CENTRAL INDEX KEY: 0001547459 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 841444517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12612 W. ALAMEDA PARKWAY CITY: LAKEWOOD STATE: CO ZIP: 80228 BUSINESS PHONE: 877-986-4600 MAIL ADDRESS: STREET 1: 12612 W. ALAMEDA PARKWAY CITY: LAKEWOOD STATE: CO ZIP: 80228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cerkovnik Edward CENTRAL INDEX KEY: 0001556567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35608 FILM NUMBER: 161484869 MAIL ADDRESS: STREET 1: 20062 SW BIRCH ST. STREET 2: SUITE 220 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 rdgdoc.xml FORM 4 X0306 4 2016-03-02 0001547459 Natural Grocers by Vitamin Cottage, Inc. NGVC 0001556567 Cerkovnik Edward C/O NATURAL GROCERS BY VITAMIN COTTAGE 12612 W. ALAMEDA PARKWAY LAKEWOOD CO 80228 1 Common Stock 2016-03-04 4 M 0 2054 0 A 7684 D Restricted Stock Units 2016-03-02 4 A 0 2941 0 A Common Stock 2941 4995 D Restricted Stock Units 2016-03-04 4 M 0 2054 D 2016-03-04 2016-03-04 Common Stock 2054 2941 D Represents shares of NGVC common stock issued to the reporting person upon the vesting of 2,054 restricted stock units on March 4, 2016, where each restricted stock unit represented the economic equivalent of one share of NGVC common stock. Each restricted stock unit represents a contingent right to receive one share of NGVC common stock. The restricted stock units vest on March 2, 2017 and will be settled in shares of NGVC common stock upon vesting. /s/ Kemper Isely, by Power of Attorney 2016-03-04