0001534701-16-000177.txt : 20161110 0001534701-16-000177.hdr.sgml : 20161110 20161110153949 ACCESSION NUMBER: 0001534701-16-000177 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161108 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phillips 66 CENTRAL INDEX KEY: 0001534701 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 453779385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2331 CITYWEST BLVD. CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 281-293-6600 MAIL ADDRESS: STREET 1: P.O. BOX 4428 CITY: HOUSTON STATE: TX ZIP: 77210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ziemba Lawrence Michael CENTRAL INDEX KEY: 0001547334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35349 FILM NUMBER: 161987811 MAIL ADDRESS: STREET 1: 600 NORTH DAIRY ASHFORD CITY: HOUSTON STATE: TX ZIP: 77079 4 1 wf-form4_147881037603828.xml FORM 4 X0306 4 2016-11-08 0 0001534701 Phillips 66 PSX 0001547334 Ziemba Lawrence Michael 2331 CITYWEST BLVD. HOUSTON TX 77042 0 1 0 0 Executive VP, Refining Common Stock 2016-11-08 4 M 0 17165 31.25 A 29252 D Common Stock 2016-11-08 4 S 0 17165 80.20 D 12087 D Common Stock 2016-11-09 4 M 0 55465 31.25 A 67552 D Common Stock 2016-11-09 4 S 0 55465 80.20 D 12087 D Restricted Stock Units 22394 D Common Stock 2489.49 I By Phillips 66 Savings Plan Employee Stock Option (Right to Buy) 31.25 2016-11-08 4 M 0 17165 0 D 2014-02-10 2021-02-10 Common Stock 17165.0 55465 D Employee Stock Option (Right to Buy) 31.25 2016-11-09 4 M 0 55465 0 D 2014-02-10 2021-02-10 Common Stock 55465.0 0 D Includes shares received upon the lapse of Restricted Stock Units, which were previously reported in Table I holdings. Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met. Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-1. Grant F. Adamson, Attorney-in-Fact (By Power of Attorney filed with the Commission on April 12, 2012) 2016-11-10