The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADT INC | COM | 00090Q103 | 1,236 | 286,000 | SH | SOLE | 286,000 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,388 | 35,900 | SH | SOLE | 35,900 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 421 | 14,450 | SH | SOLE | 14,450 | 0 | 0 | ||
B G C PARTNERS INC | CL A | 05541T101 | 328 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 21 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
BANK AMER CORP | 7.25% CNV PFD L | 060505682 | 3,165 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
BLACKSTONE GROUP LP | COM UNIT LTD | 09253U108 | 478 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
CATCHMARK TIMBER TR INC | CLA | 14912Y202 | 729 | 101,000 | SH | SOLE | 101,000 | 0 | 0 | ||
CENTURYLINK INC | COM | 156700106 | 2,043 | 216,000 | SH | SOLE | 216,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 017296742 | 544 | 12,918 | SH | SOLE | 12,918 | 0 | 0 | ||
CITIZENS & NORTHN CORP | COM | 172922106 | 800 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 1,040 | 23,500 | SH | SOLE | 23,500 | 0 | 0 | ||
COSTAMARE INC | SHS | Y1771G102 | 452 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 571 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
DOW INC | COM | 260557103 | 853 | 29,000 | SH | SOLE | 29,000 | 0 | 0 | ||
ENBRIDGE INC | COM | 29250N105 | 390 | 13,400 | SH | SOLE | 13,400 | 0 | 0 | ||
ENVISTA HLDGS CORP | COM | 29415F104 | 299 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
GASLOG LTD | SHS | G37585109 | 223 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GENERAL MOTORS CO | COM | 37045V100 | 1,436 | 69,100 | SH | SOLE | 69,100 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 1,084 | 28,600 | SH | SOLE | 28,600 | 0 | 0 | ||
GOLDMAN SACHS GROUP | COM | 38141G104 | 2,272 | 14,700 | SH | SOLE | 14,700 | 0 | 0 | ||
HOEGH LNG PARTNERS LP | COM UNIT LTD | 00Y326R10 | 733 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
INTERNATIONA BUSINESS MACHS | COM | 459200951 | 333 | 3,000 | SH | Put | SOLE | 3,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 351 | 3,900 | SH | SOLE | 3,900 | 0 | 0 | ||
LEGG MASON INC | COM | 524901105 | 18,954 | 388,000 | SH | SOLE | 388,000 | 0 | 0 | ||
LINCOLN NATL CORP IND | COM | 534187109 | 461 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 279 | 185,000 | SH | SOLE | 185,000 | 0 | 0 | ||
MOELIS & CO | CL A | 60786M105 | 750 | 26,676 | SH | SOLE | 26,676 | 0 | 0 | ||
NEWMARK GROUP INC | CL A | 65158N102 | 235 | 55,306 | SH | SOLE | 55,306 | 0 | 0 | ||
OLD REP INTL CORP | COM | 680223104 | 671 | 44,000 | SH | SOLE | 44,000 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 107 | 1,470 | SH | SOLE | 1,470 | 0 | 0 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 2,466 | 25,250 | SH | SOLE | 25,250 | 0 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 339 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
SHIP FINANCE INTERNATIONAL L | SHS | G81075106 | 379 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 10,545 | 160,400 | SH | SOLE | 160,400 | 0 | 0 | ||
STORE CAP CORP | COM | 862121100 | 91 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TFS FINL CORP | COM | 87240R107 | 1,695 | 111,000 | SH | SOLE | 111,000 | 0 | 0 | ||
TPG SPECIALITY LENDING INC | COM | 87265K102 | 1,093 | 78,556 | SH | SOLE | 78,556 | 0 | 0 | ||
TELUS CORP | COM | 87971M103 | 834 | 52,848 | SH | SOLE | 52,848 | 0 | 0 | ||
TRANSUNION | COM | 89400J107 | 794 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
TRANSUNION | COM | 89400J907 | 6,618 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
TRITON INTL LTD | CL A | G9078F107 | 2,949 | 113,980 | SH | SOLE | 113,980 | 0 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 678 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 3,355 | 90,100 | SH | SOLE | 90,100 | 0 | 0 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 4,635 | 46,650 | SH | SOLE | 46,650 | 0 | 0 | ||
TRONOX HOLDINGS PLC | SHS | G9087Q102 | 75 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
UNITED PARCEL SERVICE | CLB | 911312106 | 187 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
WAL-MART STORES INC | COM | 931142103 | 1,704 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ACCENTURE PLC IRELAND | COM | G1151C101 | 33 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ACTIVISION BLIZZARD | COM | 00507V109 | 178 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 5 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
BLACKBERRY LTD | COM | 09228F103 | 12 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 24 | 100 | SH | SOLE | 100 | 0 | 0 | ||
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 15 | 400 | SH | SOLE | 400 | 0 | 0 | ||
VIACOMCBS INC | CL B | 92556H206 | 21 | 1,496 | SH | SOLE | 1,496 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 42 | 700 | SH | SOLE | 700 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 36 | 500 | SH | SOLE | 500 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
DOW INC | COM | 260557103 | 9 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ETSY INC | COM | 29786A106 | 115 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
FOX CORP | CL A COM | 35137L105 | 7 | 300 | SH | SOLE | 300 | 0 | 0 | ||
HP INC | COM | 40434L105 | 26 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 49 | 900 | SH | SOLE | 900 | 0 | 0 | ||
INTL PAPER CO | COM | 460146103 | 6 | 200 | SH | SOLE | 200 | 0 | 0 | ||
KINDRED BIOSCIENCES INC | COM | 494577109 | 25 | 6,300 | SH | SOLE | 6,300 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 25 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 57 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 27 | 800 | SH | SOLE | 800 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 66 | 800 | SH | SOLE | 800 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 185 | 700 | SH | SOLE | 700 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 68 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 19 | 700 | SH | SOLE | 700 | 0 | 0 | ||
SPDR S&P 500 | ETF TR | 78462F953 | 52 | 200 | SH | Put | SOLE | 200 | 0 | 0 | |
APPLE INC | COM | 003783310 | 127 | 500 | SH | SOLE | 500 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 19 | 200 | SH | SOLE | 200 | 0 | 0 | ||
MERCURY GENL CORP NEW | COM | 589400100 | 20 | 500 | SH | SOLE | 500 | 0 | 0 | ||
3 M CO | COM | 88579Y101 | 27 | 200 | SH | SOLE | 200 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 44 | 400 | SH | SOLE | 400 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 43 | 800 | SH | SOLE | 800 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 14 | 300 | SH | SOLE | 300 | 0 | 0 |