0001104659-23-122685.txt : 20231201 0001104659-23-122685.hdr.sgml : 20231201 20231201112831 ACCESSION NUMBER: 0001104659-23-122685 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231201 FILED AS OF DATE: 20231201 DATE AS OF CHANGE: 20231201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartford Funds Management Co LLC CENTRAL INDEX KEY: 0001546587 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23776 FILM NUMBER: 231458090 BUSINESS ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 610-386-7374 MAIL ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER NAME: FORMER CONFORMED NAME: Hartford Investment Advisory Company, LLC DATE OF NAME CHANGE: 20120405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hartford Schroders Private Opportunities Fund CENTRAL INDEX KEY: 0001903070 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 610-386-1844 MAIL ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: Hartford Schroders Private Equity Fund DATE OF NAME CHANGE: 20220106 4 1 tm2331761-2_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-12-01 0 0001903070 Hartford Schroders Private Opportunities Fund XHFIX 0001546587 Hartford Funds Management Co LLC 690 LEE ROAD WAYNE PA 19087 0 0 1 1 See Remarks 0 Hartford Schroders Private Opportunities Fund - SDR Shares 2023-12-01 4 P 0 396275 10.094 A 996275 D Actual number of shares purchased will be based upon the NAV of the Fund as determined on or about December 20, 2023, as of November 30, 2023. Price used was the NAV as of October 31, 2023. Includes 600,000 shares previously reported of A, I, and SDR shares. The Reporting Person, Hartford Funds Management Company, LLC is the investment adviser of the Issuer. Thomas R. Phillips is an authorized signer of the Reporting Person. Thomas R. Phillips 2023-12-01