The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED EMISSIONS SOLUTIONS | COM | 00770C101 | 910 | 511,392 | SH | DFND | 1 | 511,392 | 0 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 4,004 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 4,004 | 20,000 | SH | DFND | 20,000 | 0 | 0 |