0001493152-17-013709.txt : 20171122 0001493152-17-013709.hdr.sgml : 20171122 20171122113105 ACCESSION NUMBER: 0001493152-17-013709 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171120 FILED AS OF DATE: 20171122 DATE AS OF CHANGE: 20171122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wang Maoji CENTRAL INDEX KEY: 0001688132 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35824 FILM NUMBER: 171218891 MAIL ADDRESS: STREET 1: 13-1-902, BAIWANGJIAYUAN EAST SECTOR STREET 2: DONGBEIWANG, HAIDIAN DISTRICT CITY: BEIJING STATE: F4 ZIP: 000000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Professional Diversity Network, Inc. CENTRAL INDEX KEY: 0001546296 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 800900177 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 W. ADAMS STREET STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 312-614-0950 MAIL ADDRESS: STREET 1: 801 W. ADAMS STREET STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60607 FORMER COMPANY: FORMER CONFORMED NAME: Professional Diversity Network, LLC DATE OF NAME CHANGE: 20120402 4 1 form-4.xml X0306 4 2017-11-20 0 0001546296 Professional Diversity Network, Inc. IPDN 0001688132 Wang Maoji C/O PROFESSIONAL DIVERSITY NETWORK, INC. 801 W. ADAMS, SIXTH FLOOR CHICAGO, IL 60607 1 1 0 0 Chief Executive Officer Common Stock, par value $0.01 2017-11-20 4 P 0 17500 4.47 A 48830 D Employee Stock Option (right to buy) 9.99 2026-12-22 Common Stock 210000 210000 D The option vests in accordance with the following schedule: (i) 1/3 of the shares underlying the option vested immediately on the date of grant (December 22, 2016), (ii) 1/3 of the shares underlying the option will vest on December 22, 2017, and (iii) 1/3 of the shares underlying the option will vest on December 22, 2018. The reporting person holds a minority equity interest in Cosmic Forward Limited ("CFL"), which directly owns common stock of the Issuer. The reporting person is not a controlling shareholder of CFL and does not have or share investment control over the securities that CFL owns. The reporting person disclaims beneficial ownership of the shares held by CFL except to the extent of his pecuniary interest therein. /s/ Jiangping (Gary) Xiao, Attorney-in-Fact 2017-11-22