The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 10X GENOMICS INC | CL A COM | 88025U109 | 96 | 680 | SH | DFND | 01,02 | 680 | 0 | 0 | |
| ALLEGHENY TECHNOLOGIES INC | NOTE 4.750% 7/0 | 01741RAG7 | 1,365 | 1,000,000 | PRN | DFND | 01,02 | 1,000,000 | 0 | 0 | |
| AMAZON COM INC | COM | 023135106 | 35,924 | 11,030 | SH | DFND | 01,02 | 11,030 | 0 | 0 | |
| APPLE INC | COM | 037833100 | 36,490 | 275,000 | SH | DFND | 01,02 | 275,000 | 0 | 0 | |
| AUTOZONE INC | COM | 053332102 | 190 | 160 | SH | DFND | 01,02 | 160 | 0 | 0 | |
| BOEING CO | COM | 097023105 | 95 | 445 | SH | DFND | 01,02 | 445 | 0 | 0 | |
| CHEWY INC | CL A | 16679L109 | 96 | 1,065 | SH | DFND | 01,02 | 1,065 | 0 | 0 | |
| CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 93 | 610 | SH | DFND | 01,02 | 610 | 0 | 0 | |
| FARFETCH LTD ORD SH | CL A | 30744W107 | 98 | 1,540 | SH | DFND | 01,02 | 1,540 | 0 | 0 | |
| GENERAL MTRS CO | COM | 37045V100 | 490 | 11,770 | SH | DFND | 01,02 | 11,770 | 0 | 0 | |
| JD.COM INC | SPON ADR CL A | 47215P106 | 98 | 1,120 | SH | DFND | 01,02 | 1,120 | 0 | 0 | |
| LOCKHEED MARTIN CORP | COM | 539830109 | 98 | 275 | SH | DFND | 01,02 | 275 | 0 | 0 | |
| LUMINAR TECHNOLOGIES INC | COM CL A | 550424105 | 101 | 2,985 | SH | DFND | 01,02 | 2,985 | 0 | 0 | |
| MATCH GROUP INC | NEW COM | 57667L107 | 98 | 645 | SH | DFND | 01,02 | 645 | 0 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 33,363 | 150,000 | SH | DFND | 01,02 | 150,000 | 0 | 0 | |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 92 | 3,920 | SH | DFND | 01,02 | 3,920 | 0 | 0 | |
| PINDUODUO INC | SPONSORED ADS | 722304102 | 103 | 580 | SH | DFND | 01,02 | 580 | 0 | 0 | |
| QUANTUMSCAPE CORP | COM CL A | 74767V109 | 81 | 955 | SH | DFND | 01,02 | 955 | 0 | 0 | |
| REPUBLIC SVCS INC | COM | 760759100 | 135 | 1,400 | SH | DFND | 01,02 | 1,400 | 0 | 0 | |
| ROYALTY PHARMA PLC | SHS CLASS A | G7709Q104 | 98 | 1,950 | SH | DFND | 01,02 | 1,950 | 0 | 0 | |
| TESLA INC | COM | 88160R101 | 102 | 145 | SH | DFND | 01,02 | 145 | 0 | 0 | |
| THE TRADE DESK INC | COM CL A | 88339J105 | 96 | 120 | SH | DFND | 01,02 | 120 | 0 | 0 | |
| ULTA BEAUTY INC | COM | 90384S303 | 362 | 1,260 | SH | DFND | 01,02 | 1,260 | 0 | 0 | |
| UNITY SOFTWARE INC | COM | 91332U101 | 98 | 640 | SH | DFND | 01,02 | 640 | 0 | 0 | |
| VELODYNE LIDAR INC | COM | 92259F101 | 96 | 4,225 | SH | DFND | 01,02 | 4,225 | 0 | 0 | |
| WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 | 915 | 920,000 | PRN | DFND | 01,02 | 920,000 | 0 | 0 | |