Deputy General Manager of Corporate Planning Division

0000950123-13-006095.txt : 20130813 0000950123-13-006095.hdr.sgml : 20130813 20130813062957 ACCESSION NUMBER: 0000950123-13-006095 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130813 DATE AS OF CHANGE: 20130813 EFFECTIVENESS DATE: 20130813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. CENTRAL INDEX KEY: 0001545545 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14928 FILM NUMBER: 131031235 BUSINESS ADDRESS: STREET 1: MEJIRODAI BLDG., 3-29-20 STREET 2: MEJIRODAI, BUNKYO-KU CITY: TOKYO STATE: M0 ZIP: 112-8688 BUSINESS PHONE: 81-3-6742-1040 MAIL ADDRESS: STREET 1: MEJIRODAI BLDG., 3-29-20 STREET 2: MEJIRODAI, BUNKYO-KU CITY: TOKYO STATE: M0 ZIP: 112-8688 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001545545 XXXXXXXX 06-30-2013 06-30-2013 Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.

MEJIRODAI BLDG., 3-29-20 MEJIRODAI, BUNKYO-KU TOKYO M0 112-8688

13F HOLDINGS REPORT 028-14928 N Kazuo Ozaki Deputy General Manager of Corporate Planning Division 81-3-6742-1040 Kazuo Ozaki Tokyo M0 08-07-2013 2 204 29945 false 1 28-13582 Mitsubishi UFJ Financial Group, Inc. 2 28-13570 Mitsubishi UFJ Securities Holdings Co., Ltd. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3-D SYS CORP DEL COM 88554D205 18 400 SH DFND 01,02 400 0 0 ACTAVIS COM 00507K103 49 390 SH DFND 01,02 390 0 0 ACTIVISION BLIZZARD COM 00507V109 12 840 SH DFND 01,02 840 0 0 ADOBE SYS COM 00724F101 17 380 SH DFND 01,02 380 0 0 ADVANCED MICRO DEVICES COM 007903107 110 26960 SH DFND 01,02 26960 0 0 AIR PRODS & CHEMS COM 009158106 38 420 SH DFND 01,02 420 0 0 AKAMAI TECHNOLOGIES COM 00971T101 33 770 SH DFND 01,02 770 0 0 ALEXION PHARMACEUTICALS COM 015351109 127 1380 SH DFND 01,02 1380 0 0 ALLERGAN COM 018490102 31 370 SH DFND 01,02 370 0 0 ALTERA CORP COM 021441100 7 220 SH DFND 01,02 220 0 0 ALTRIA GROUP COM 02209S103 67 1920 SH DFND 01,02 1920 0 0 AMAZON COM 023135106 158 570 SH DFND 01,02 570 0 0 AMERICAN EXPRESS CO COM 025816109 34 460 SH DFND 01,02 460 0 0 AMERIPRISE FINL COM 03076C106 37 460 SH DFND 01,02 460 0 0 AMGEN COM 031162100 70 710 SH DFND 01,02 710 0 0 ANALOG DEVICES COM 032654105 6 140 SH DFND 01,02 140 0 0 APPLE COM 037833100 274 690 SH DFND 01,02 690 0 0 APPLIED MATLS COM 038222105 27 1800 SH DFND 01,02 1800 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 22 600 SH DFND 01,02 600 0 0 AT&T COM 00206R102 84 2380 SH DFND 01,02 2380 0 0 AUTODESK COM 052769106 6 170 SH DFND 01,02 170 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 23 330 SH DFND 01,02 330 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 12 320 SH DFND 01,02 320 0 0 AVON PRODS COM 054303102 48 2280 SH DFND 01,02 2280 0 0 BANK OF AMERICA CORPORATION COM 060505104 20 1540 SH DFND 01,02 1540 0 0 BED BATH & BEYOND COM 075896100 41 580 SH DFND 01,02 580 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 29 260 SH DFND 01,02 260 0 0 BIOGEN IDEC COM 09062X103 101 470 SH DFND 01,02 470 0 0 BIOMARIN PHARMACEUTICAL COM 09061G101 33 600 SH DFND 01,02 600 0 0 BOEING CO COM 097023105 62 610 SH DFND 01,02 610 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 49 1100 SH DFND 01,02 1100 0 0 BROADCOM CORP CL A 111320107 11 330 SH DFND 01,02 330 0 0 C H ROBINSON WORLDWIDE COM 12541W209 7 130 SH DFND 01,02 130 0 0 CA COM 12673P105 57 1990 SH DFND 01,02 1990 0 0 CAMPBELL SOUP CO COM 134429109 48 1080 SH DFND 01,02 1080 0 0 CAPITAL ONE FINL CORP COM 14040H105 49 780 SH DFND 01,02 780 0 0 CATAMARAN CORP COM 148887102 7 140 SH DFND 01,02 140 0 0 CBRE GROUP CL A 12504L109 12 530 SH DFND 01,02 530 0 0 CELGENE CORP COM 151020104 187 1600 SH DFND 01,02 1600 0 0 CENTURYLINK COM 156700106 20 560 SH DFND 01,02 560 0 0 CHART INDS INC COM PAR $0.01 COM 16115Q308 65 690 SH DFND 01,02 690 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 7 150 SH DFND 01,02 150 0 0 CHENIERE ENERGY INC COM 16411R208 36 1290 SH DFND 01,02 1290 0 0 CHESAPEAKE ENERGY CORP COM 165167107 39 1900 SH DFND 01,02 1900 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 38 40000 PRN DFND 01,02 40000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.250%12/1 165167CB1 674 760000 PRN DFND 01,02 760000 0 0 CHEVRON CORP NEW COM 166764100 33 280 SH DFND 01,02 280 0 0 CHIPOTLE MEXICAN GRILL COM 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