0001580642-22-005888.txt : 20221123 0001580642-22-005888.hdr.sgml : 20221123 20221123160521 ACCESSION NUMBER: 0001580642-22-005888 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20221123 DATE AS OF CHANGE: 20221123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ultimus Managers Trust CENTRAL INDEX KEY: 0001545440 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-40781 FILM NUMBER: 221416342 BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE STREET 2: SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: 513-587-3400 MAIL ADDRESS: STREET 1: 225 PICTORIA DRIVE STREET 2: SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 8-A12B 1 q3allseasonactiverot8a12b.htm 8-A12B

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549 FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

    ULTIMUS MANAGERS TRUST   

(Exact name of registrant as specified in its charter)

 

State of Ohio   See below

(State or other jurisdiction of incorporation or organization)

 

   (I.R.S. Employer Identification No.)

 

225 Pictoria Drive, Suite 450, Cincinnati, OH  

 

45202

(Address of principal executive offices)  

(Zip Code)

 

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class to be so registered   Name of each exchange on which each class is to be registered   I.R.S. Employer Identification Number
Q3 All-Season Active Rotation ETF   Cboe BZX Exchange, Inc.   92-0633642

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box.☒

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐

 

Securities Act registration statement or Regulation A offering statement file number to which this form relates 333-180308 (if applicable)

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 
 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1. Description of Registrant’s Securities to be Registered.

 

A description of the shares of beneficial interest of Q3 All-Season Active Rotation ETF, a series of Ultimus Managers Trust (the “Trust”) to be registered hereunder, is set forth in Post-Effective Amendment No. 235 to the Trust’s Registration Statement on Form N-1A (Commission File Nos. 333-180308; 811-22680) filed on November 23, 2022, which description is incorporated herein by reference as filed with the Securities and Exchange Commission. Any form of amendment or supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.

 

Item 2. Exhibits.

 

1.

The Trust’s Amended and Restated Agreement and Declaration of Trust is included as Exhibit (a) to the Trust’s Proxy Statement on Form N-14 (File No. 333-258697), as filed with the U.S. Securities and Exchange Commission on August 10, 2021.

 

2. The Trust’s By-Laws are included as Exhibit (b) to Pre-Effective Amendment No. 1 to the Trust’s Registration Statement on Form N-1A (File No. 333-180308), as filed with the U.S. Securities and Exchange Commission on March 23, 2012.

 

 
 

 

SIGNATURE

 

Pursuant to the requirements of Section l2 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

ULTIMUS MANAGERS TRUST

 

Date: November 23, 2022

 

By: /s/ Khimmara Greer

Khimmara Greer

Secretary