0001580642-21-002576.txt : 20210601 0001580642-21-002576.hdr.sgml : 20210601 20210601171115 ACCESSION NUMBER: 0001580642-21-002576 CONFORMED SUBMISSION TYPE: AW PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20210601 DATE AS OF CHANGE: 20210601 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ultimus Managers Trust CENTRAL INDEX KEY: 0001545440 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: AW SEC ACT: SEC FILE NUMBER: 333-180308 FILM NUMBER: 21986360 BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE STREET 2: SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: 513-587-3400 MAIL ADDRESS: STREET 1: 225 PICTORIA DRIVE STREET 2: SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 AW 1 westwood_aw.htm AW

Ultimus Managers Trust

225 Pictoria Drive, Suite 450’

Cincinnati, Ohio 45246

 

VIA EDGAR

 

June 1, 2021

 

Securities and Exchange Commission

100 F Street, NE

Washington, DC 20549

 

RE: Ultimus Managers Trust (“Trust”) - Post-Effective Amendment No. 182 to the Registration Statement on Form N-1A

Securities Act File No. 333-180308

Investment Company Act File No. 811-22680

 

Request to Withdraw Registration Statement on Form N-1A

 

Ladies and Gentlemen,

 

On May 19, 2021, the Trust filed Post-Effective Amendment No. 182 (the “Amendment”) to its registration statement on Form N-1A for the purpose of adding two new series to the Trust, the Westwood Quality AllCap Fund and the Westwood SmallCap Growth Fund (the “Funds”). Pursuant to Rule 477 (a) and (c) and Rule 478 of the Securities Act of 1933, as amended, the Trust hereby requests the withdrawal of the Amendment effective as of the date hereof or at the earliest possible date thereafter. The Amendment is being withdrawn because the Trust intends to revise the registration statement for the Funds and then refile. The Amendment has not yet been declared effective and no securities have been sold pursuant to the Amendment.

 

The Trust further requests that:

 

1. the Commission find that the withdrawal of the Amendment hereby requested is consistent with the public interest and the protection of investors; and

 

2. an order with the date of granting this withdrawal be included in the files of the Commission for the Amendment stating "Withdrawn upon request of the registrant, the Commission consenting thereto."

If you have any questions or need further information, please call the undersigned at 513-346-4202 or Thomas W. Steed III, Esq. at Kilpatrick, Townsend & Stockton, LLP, counsel to the Trust at 919-420-1832.

Sincerely,

/s/ Natalie S. Anderson

Natalie S. Anderson

Assistant Secretary

Ultimus Managers Trust