0001209191-14-043721.txt : 20140627 0001209191-14-043721.hdr.sgml : 20140627 20140626103401 ACCESSION NUMBER: 0001209191-14-043721 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140625 FILED AS OF DATE: 20140626 DATE AS OF CHANGE: 20140626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TCP International Holdings Ltd. CENTRAL INDEX KEY: 0001545391 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ALTE STEINHAUSERSTRASSE 1 CITY: CHAM STATE: V8 ZIP: 6330 BUSINESS PHONE: 330-995-6111 MAIL ADDRESS: STREET 1: ALTE STEINHAUSERSTRASSE 1 CITY: CHAM STATE: V8 ZIP: 6330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zhao Naiqi CENTRAL INDEX KEY: 0001611485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36521 FILM NUMBER: 14941679 MAIL ADDRESS: STREET 1: C/O TCP INTERNATIONAL HOLDINGS, LTD. STREET 2: 325 CAMPUS DRIVE CITY: AURORA STATE: OH ZIP: 44202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-06-25 0 0001545391 TCP International Holdings Ltd. TCPI 0001611485 Zhao Naiqi C/O TCP INTERNATIONAL HOLDINGS LTD. 325 CAMPUS DRIVE AURORA OH 44202 0 1 0 0 Senior VP - IT and Logistics Restricted Stock Units 2014-06-25 4 A 0 35714 0.00 A Common Stock 0 35714 D Each restricted share unit represents a contingent right to receive one common share of TCP International Holdings Ltd. Naiqi Zhao received restricted share units representing 35,714 shares. 26,785 shares are subject to the following vesting schedule: one-third (1/3) will vest on each of (i) six (6) month anniversary of the grant date; (ii) the one (1) year anniversary of the grant date; and (iii) the two (2) year anniversary of the grant date. As restricted share units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. 8,929 shares are subject to the following vesting schedule: (i) one-half (1/2) will vest on January 10, 2015, (ii) one-quarter (1/4) will vest on April 10, 2015; and (iii) one -quarter (1/4) will vest on July 10, 2015. /s/ Laura Hauser, Attorney-in-Fact for Naiqi Zhao 2014-06-26