Head of Legal and Compliance

0001544676-22-000002.txt : 20220121 0001544676-22-000002.hdr.sgml : 20220121 20220120205525 ACCESSION NUMBER: 0001544676-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220121 DATE AS OF CHANGE: 20220120 EFFECTIVENESS DATE: 20220121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Segantii Capital Management Ltd CENTRAL INDEX KEY: 0001544676 IRS NUMBER: 000000000 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15838 FILM NUMBER: 22543912 BUSINESS ADDRESS: STREET 1: 21F, 100QRC, 100 QUEENS ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: 000000 BUSINESS PHONE: 852 3926 8338 MAIL ADDRESS: STREET 1: 21F, 100QRC, 100 QUEENS ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: 000000 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001544676 XXXXXXXX 12-31-2021 12-31-2021 Segantii Capital Management Ltd

21F, 100QRC, 100 QUEENS ROAD CENTRAL HONG KONG K3 000000

13F HOLDINGS REPORT 028-15838 N Niral Maru Head of Legal and Compliance 85239268360 Niral Maru Hong Kong K3 01-20-2022 2 612 3247544 false 2 0001766787 Segantii Capital Management (UK) Ltd 3 0001828628 Segantii Capital Management (USA) LLC INFORMATION TABLE 2 13f.xml 13F 26 CAPITAL ACQUISITION CORP *W EXP 12/31/202 90138P118 246 25000 SH DFND 03 25000 0 0 26 CAPITAL ACQUISITION CORP COM CL A 90138P100 493 50000 SH DFND 03 50000 0 0 51JOB INC SPONSORED ADS 316827104 343 7018 SH SOLE 7018 0 0 51JOB INC SPONSORED ADS 316827104 7018 143421 SH DFND 02 143421 0 0 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 558 146025 SH DFND 02 146025 0 0 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 207 30225 SH DFND 02 30225 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 263 25700 SH DFND 02 25700 0 0 ABG ACQUISITION CORP I CL A SHS G00496102 1364 139890 SH SOLE 139890 0 0 ACCELERATE ACQUISITION CORP *W EXP 06/15/202 00439D110 583 60000 SH DFND 03 60000 0 0 ACCELERATE ACQUISITION CORP COM 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03 50000 0 0 CIIG CAPITAL PARTNERS II INC COM CL A ADDED 12561U109 987 100000 SH DFND 03 100000 0 0 CLARIM ACQUISITION CORP *W EXP 01/05/202 18049C116 326 33333 SH DFND 03 33333 0 0 CLARIM ACQUISITION CORP COM CL A 18049C108 971 100000 SH DFND 03 100000 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 184692200 1658 61625 SH DFND 02 61625 0 0 CLIMATE REAL IMPACT SLUTINS COM CL A 187171103 976 100000 SH DFND 03 100000 0 0 COHEN & STEERS REIT & PFD & COM 19247X100 40 1400 SH DFND 02 1400 0 0 COHERENT INC COM 192479103 38286 143640 SH DFND 02 143640 0 0 COHN ROBBINS HOLDINGS CORP COM CL A G23726105 94 9607 SH DFND 03 9607 0 0 COLFAX CORP COM 194014106 2253 49000 SH DFND 02 49000 0 0 COLICITY INC *W EXP 02/24/202 194170114 244 25000 SH DFND 03 25000 0 0 COLICITY INC COM CL A 194170106 975 100000 SH DFND 03 100000 0 0 COLISEUM ACQUISITION CORP *W EXP 08/22/202 G2263T107 162 16666 SH DFND 03 16666 0 0 COLISEUM ACQUISITION CORP CLASS A ORD SHS G2263T123 482 50000 SH DFND 03 50000 0 0 COLONNADE ACQUISITION 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03 16666 0 0 FUSION ACQUISITION CORP II COM CL A 36118N102 485 50000 SH DFND 03 50000 0 0 FUTU HLDGS LTD SPON ADS CL A 36118L106 11630 268600 SH DFND 02 268600 0 0 G SQUARED ASCEND I INC SHS CL A G4204R109 1976 200000 SH DFND 03 200000 0 0 G SQUARED ASCEND II INC *W EXP 12/31/202 G42041122 185 18966 SH DFND 03 18966 0 0 G SQUARED ASCEND II INC COM CL A G42041106 489 50000 SH DFND 03 50000 0 0 GABELLI DIVID & INCOME TR COM 36242H104 502 18600 SH DFND 02 18600 0 0 GALATA ACQUISITION CORP *W EXP 99/99/999 G3R23A116 618 62500 SH DFND 03 62500 0 0 GALATA ACQUISITION CORP SHS CL A G3R23A108 1231 125000 SH DFND 03 125000 0 0 GARTNER INC COM 366651107 3685 11023 SH DFND 02 11023 0 0 GDS HLDGS LTD SPONSORED ADS 36165L108 4624 99475 SH DFND 02 99475 0 0 GESHER I ACQUISITION CORP *W EXP 04/16/202 ADDED G38537125 4839 495000 SH DFND 03 495000 0 0 GESHER I ACQUISITION CORP CLASS A ORD ADDED G38537109 9678 990000 SH DFND 03 990000 0 0 GLOBAL PARTNER ACQISTN CORP *W EXP 01/14/202 G3934P128 405 41666 SH DFND 03 41666 0 0 GLOBAL PARTNER ACQISTN CORP CL A SHS G3934P102 2428 250000 SH DFND 03 250000 0 0 GLOBAL SPAC PARTNERS CO *W EXP 11/30/202 G3934K111 125 12500 SH DFND 03 12500 0 0 GLOBAL SYNERGY ACQUISIT CORP *W EXP 99/99/999 G3934J122 492 50000 SH DFND 03 50000 0 0 GLOBAL SYNERGY ACQUISIT CORP CL A SHS G3934J106 981 100000 SH DFND 03 100000 0 0 GLOBAL TECHNOLGY ACQSTN CORP UNIT 10/19/2026 ADDED G3934N123 508 50000 SH DFND 03 50000 0 0 GOAL ACQUISITIONS CORP *W EXP 02/11/202 38021H115 292 30000 SH DFND 03 30000 0 0 GOAL ACQUISITIONS CORP COM 38021H107 485 50000 SH DFND 03 50000 0 0 GOLDEN ARROW MERGER CORP *W EXP 07/31/202 380799114 97 10000 SH DFND 03 10000 0 0 GOLDEN FALCON ACQUISITION CO *W EXP 11/04/202 38102H117 196 20000 SH DFND 03 20000 0 0 GOLDEN FALCON ACQUISITION CO CL A 38102H109 734 75000 SH DFND 03 75000 0 0 GORES HOLDINGS VII INC *W EXP 02/25/202 38286T119 183 18750 SH DFND 03 18750 0 0 GORES HOLDINGS VII INC COM CL A 38286T101 1467 150000 SH DFND 03 150000 0 0 GORES METROPOULOS II INC CL A 382873107 997 100000 SH DFND 03 100000 0 0 GORES TECHNOLOGY PARTNERS II *W EXP 03/16/202 38287L115 139 14000 SH DFND 03 14000 0 0 GORES TECHNOLOGY PARTNERS II CLASS A COM 38287L107 693 70000 SH DFND 03 70000 0 0 GORES TECHNOLOGY PARTNERS IN *W EXP 03/16/202 382870111 39 4000 SH DFND 03 4000 0 0 GORES TECHNOLOGY PARTNERS IN CLASS A COM 382870103 198 20000 SH DFND 03 20000 0 0 H I G ACQUISITION CORP *W EXP 99/99/999 G44898123 63 6442 SH DFND 03 6442 0 0 H I G ACQUISITION CORP COM CL A G44898107 978 100000 SH DFND 03 100000 0 0 HAYMAKER ACQUISITION CORP II *W EXP 03/04/202 42087R116 210 21378 SH DFND 03 21378 0 0 HAYMAKER ACQUISITION CORP II CLASS A COM 42087R108 492 50000 SH DFND 03 50000 0 0 HEALTHCARE SERVICES ACQU COR *W EXP 99/99/999 42227K112 732 75000 SH DFND 03 75000 0 0 HEALTHCARE SERVICES ACQU COR COM CL A 42227K104 976 100000 SH DFND 03 100000 0 0 HENNESSY CAPITAL INVST CORP *W EXP 06/10/202 ADDED 42600H116 242 25000 SH DFND 03 25000 0 0 HENNESSY CAPITAL 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12500 0 0 HUDSON EXECUTIVE INVS CORP I COM CL A 443760103 489 50000 SH DFND 03 50000 0 0 ICICI BANK LIMITED ADR 45104G104 27803 1396500 SH SOLE 1396500 0 0 IHS MARKIT LTD SHS G47567105 263846 1985000 SH DFND 03 1985000 0 0 INDIA FD INC COM 454089103 530 25100 SH DFND 02 25100 0 0 INFINITE ACQUISITION CORP UNIT 99/99/9999 ADDED G48028115 504 50000 SH DFND 03 50000 0 0 INNOVATIVE INTL ACQUSITIN CO UNIT 10/26/2026 ADDED G4809M117 502 50000 SH DFND 03 50000 0 0 INNOVID CORP COMMON STOCK ADDED 457679108 42 6270 SH DFND 03 6270 0 0 INTUIT COM 461202103 3249 5051 SH DFND 02 5051 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 4973 12500 SH DFND 03 12500 0 0 INVESCO QQQ TR PUT 46090E953 69624 1750 SH DFND 03 1750 0 0 INVESCO SR INCOME TR COM 46131H107 246 56825 SH DFND 02 56825 0 0 IRON SPARK I INC CLASS A COM 46301G103 1241 125000 SH DFND 03 125000 0 0 ISHARES INC MSCI SWITZERLAND 464286749 933 17700 SH DFND 02 17700 0 0 ISHARES TR CALL 464288903 108763 12500 SH DFND 03 12500 0 0 ISHARES TR ISHARES BIOTECH 464287556 1932 12661 SH DFND 02 12661 0 0 ISHARES TR PUT 464287955 22245 1000 SH DFND 03 1000 0 0 ISHARES TR PUT 464288953 152485 17525 SH DFND 03 17525 0 0 ISHARES TR U.S. UTILITS ETF 464287697 590 6675 SH DFND 02 6675 0 0 ISLEWORTH HEALTHCARE ACQU CO *W EXP 08/02/202 46468P110 246 25000 SH DFND 03 25000 0 0 ISLEWORTH HEALTHCARE ACQU CO COM 46468P102 984 100000 SH DFND 03 100000 0 0 JACK CREEK INVESTMENT CORP *W EXP 10/01/202 G4989X123 1220 125000 SH DFND 03 125000 0 0 JACK CREEK INVESTMENT CORP CL A SHS G4989X115 2440 250000 SH DFND 03 250000 0 0 JAWS HURRICANE ACQUISITN COR *W EXP 03/26/202 47201B111 123 12500 SH DFND 03 12500 0 0 JAWS HURRICANE ACQUISITN COR CLASS A COM 47201B103 490 50000 SH DFND 03 50000 0 0 JAWS JUGGERNAUT ACQUISITN CO *W EXP 06/17/202 G50735110 123 12500 SH DFND 03 12500 0 0 JAWS JUGGERNAUT ACQUISITN CO CLASS A ORD SHS G50735102 492 50000 SH DFND 03 50000 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 183 18750 SH DFND 03 18750 0 0 JAWS MUSTANG ACQUISITION COR SHS CL A G50737108 731 75000 SH DFND 03 75000 0 0 JD.COM INC SPON ADR CL A 47215P106 3711 52793 SH DFND 02 52793 0 0 JONES LANG LASALLE INC COM 48020Q107 3041 11291 SH DFND 02 11291 0 0 JUNIPER II CORP *W EXP 99/99/999 ADDED 48203N111 503 50000 SH DFND 03 50000 0 0 JUNIPER II CORP UNIT 99/99/9999 ADDED 48203N202 1005 100000 SH DFND 03 100000 0 0 KADEM SUSTAINABLE IMPACT COR *W EXP 03/16/202 48284E113 242 25000 PRN DFND 03 25000 0 0 KADEM SUSTAINABLE IMPACT COR CLASS A COM 48284E105 485 50000 SH DFND 03 50000 0 0 KANZHUN LIMITED SPONSORED ADS 48553T106 42728 1225000 SH DFND 02 1225000 0 0 KAYNE ANDERSON ENERGY INFRST COM 486606106 1150 147598 SH DFND 02 147598 0 0 KE HLDGS INC SPONSORED ADS 482497104 13480 670000 SH DFND 02 670000 0 0 KENSINGTON CAPITAL ACQUISITI *W EXP 99/99/999 ADDED G5251K129 369 37500 SH DFND 03 37500 0 0 KENSINGTON CAPITAL ACQUISITI SHS CL A ADDED G5251K103 492 50000 SH DFND 03 50000 0 0 KERNEL GROUP HOLDINGS INC *W EXP 02/02/202 G5259L129 163 16762 SH DFND 03 16762 0 0 KERNEL GROUP HOLDINGS INC CL A SHS G5259L103 327 33524 SH DFND 03 33524 0 0 KISMET ACQUISITION THREE COR *W EXP 06/30/202 G5276C102 323 33333 SH DFND 03 33333 0 0 KISMET ACQUISITION THREE COR CL A SHARES G5276C110 969 100000 SH DFND 03 100000 0 0 KISMET ACQUISITION TWO CORP *W EXP 06/30/202 G52807115 146 15000 SH DFND 03 15000 0 0 KISMET ACQUISITION TWO CORP CL A SHS G52807107 437 45000 SH DFND 03 45000 0 0 KKR & CO INC COM 48251W104 2868 38491 SH DFND 02 38491 0 0 KKR ACQUISITION HOLDING I CO COM CLASS A 48253T109 1218 125000 SH DFND 03 125000 0 0 KL ACQUISITION CORP *W EXP 01/12/202 49837C117 108 11022 SH DFND 03 11022 0 0 KOREA FD INC COM NEW 500634209 725 21080 SH DFND 02 21080 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 69331 1900000 SH DFND 02 1900000 0 0 LANDCADIA HOLDINGS IV INC *W EXP 03/29/202 51477A112 243 25000 SH DFND 03 25000 0 0 LANDCADIA HOLDINGS IV INC CLASS A COM 51477A104 973 100000 SH DFND 03 100000 0 0 LAZARD GROWTH ACQUISITION CO *W EXP 02/10/202 G54035111 145 14860 SH DFND 03 14860 0 0 LAZARD GROWTH ACQUISITION CO CL A ORD SHS G54035103 723 74300 SH DFND 03 74300 0 0 LEAD EDGE GROWTH OPRTUNTS LT *W EXP 04/01/202 G54085116 488 50000 SH DFND 03 50000 0 0 LEAD EDGE GROWTH OPRTUNTS LT COM G54085108 1946 200000 SH DFND 03 200000 0 0 LEARN CW INVESTMENT COR *W EXP 10/08/202 ADDED G54157113 350 35000 SH DFND 03 35000 0 0 LEARN CW INVESTMENT COR CL A ORD SHS ADDED G54157105 699 70000 SH DFND 03 70000 0 0 LEGATO MERGER CORP II UNIT 09/01/2026 ADDED 52473Y203 602 60000 SH DFND 03 60000 0 0 LEO HLDGS CORP II *W EXP 01/07/202 G5463R128 244 25000 SH DFND 03 25000 0 0 LEO HLDGS CORP II COM CL A G5463R102 975 100000 SH DFND 03 100000 0 0 LG DISPLAY CO LTD SPONS ADR REP 50186V102 1883 181987 SH SOLE 181987 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 19199 119174 SH Put DFND 02 119174 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 23359 145000 SH Put DFND 03 145000 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 21983 432308 SH DFND 02 432308 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 2542 50000 SH DFND 03 50000 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 17798 350000 SH DFND 03 350000 0 0 LIBERTY MEDIA CORP DEL COM SER C FRMLA 531229854 3130 49500 SH DFND 02 49500 0 0 LIONHEART ACQUISITION CORP I COM CL A 53625R104 498 50000 SH DFND 03 50000 0 0 LIVE OAK CRESTVIEW CLIMATE A *W EXP 09/27/202 ADDED 538086117 122 12500 SH DFND 03 12500 0 0 LIVE OAK CRESTVIEW CLIMATE A CL A COM ADDED 538086109 732 75000 SH DFND 03 75000 0 0 LIVE OAK MOBILITY ACQUISI CO *W EXP 03/04/202 538126111 44 4553 SH DFND 03 4553 0 0 LIVE OAK MOBILITY ACQUISI CO COM CL A 538126103 222 22769 SH Call DFND 03 22769 0 0 LOGISTICS INNOVTN TECHNLGS C *W EXP 06/15/202 54141L118 323 33333 SH DFND 03 33333 0 0 LOGISTICS INNOVTN TECHNLGS C CLASS A COM 54141L100 968 100000 SH DFND 03 100000 0 0 LUFAX HOLDING LTD ADS REP SHS CL A 54975P102 1830 325000 SH DFND 02 325000 0 0 M3 BRIGADE ACQUISITION III *W EXP 07/31/202 ADDED 55407R111 329 33333 SH Put DFND 03 33333 0 0 M3 BRIGADE ACQUISITION III UNIT 99/99/9999 ADDED 55407R202 987 100000 SH DFND 03 100000 0 0 MACONDRAY CAP ACQUISITN CORP *W EXP 05/31/202 G5853A115 607 61666 SH DFND 03 61666 0 0 MACONDRAY CAP ACQUISITN CORP CLASS A ORD SHS G5853A107 1822 185000 SH DFND 03 185000 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 3460 165000 SH DFND 03 165000 0 0 MAGNUM OPUS ACQUISITION LTD *W EXP 03/06/202 G5S70A112 6076 612500 SH SOLE 612500 0 0 MAGNUM OPUS ACQUISITION LTD SHS CL A G5S70A104 11278 1136937 SH SOLE 1136937 0 0 MARLIN TECHNOLOGY CORP *W EXP 01/12/202 G58411110 976 100000 SH DFND 03 100000 0 0 MARLIN TECHNOLOGY CORP CL A SHS G58411102 2928 300000 SH DFND 03 300000 0 0 MASON INDUSTRIAL TECHNOLGY I *W EXP 99/99/999 57520Y114 488 50000 SH DFND 03 50000 0 0 MASON INDUSTRIAL TECHNOLGY I COM CL A 57520Y106 1464 150000 SH DFND 03 150000 0 0 MASTERCARD INCORPORATED CL A 57636Q104 3306 9200 SH DFND 03 9200 0 0 MAWSON INFRASTRUCTURE GROUP COM NEW 57778N208 7903 1192000 SH SOLE 1192000 0 0 MEDTECH ACQUISITION CORP COM CL A 58507N105 494 50000 SH DFND 03 50000 0 0 MERCURY ECOM ACQUISITION COR *W EXP 07/27/202 589381110 1225 125000 SH DFND 03 125000 0 0 MERCURY ECOM ACQUISITION COR CLASS A COM 589381102 2450 250000 SH DFND 03 250000 0 0 MIDDLEBY CORP NOTE 1.000% 9/0 596278AB7 32188 20000000 PRN SOLE 20000000 0 0 MOMENTIVE GLOBAL INC COM 60878Y108 18245 862638 SH DFND 02 862638 0 0 MOODYS CORP COM 615369105 3452 8839 SH DFND 02 8839 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 579 28375 SH DFND 02 28375 0 0 MORGAN STANLEY EMKT DBT FD I COM 61744H105 598 66400 SH DFND 02 66400 0 0 MOTIVE CAPITAL CORP II UNIT 99/99/9999 ADDED G6293R122 1234 123800 SH DFND 03 123800 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 3342 12300 SH DFND 02 12300 0 0 MOUNTAIN & CO I ACQUISITN CO UNIT 11/04/2026 ADDED G6301J120 509 50000 SH DFND 03 50000 0 0 MSD ACQUISITION CORP *W EXP 03/25/202 G5709C125 99 10000 SH DFND 03 10000 0 0 MSD ACQUISITION CORP CLASS A ORD SHS G5709C109 495 50000 SH DFND 03 50000 0 0 NASDAQ INC COM 631103108 3654 17400 SH DFND 02 17400 0 0 NETEASE INC SPONSORED ADS 64110W102 3381 33473 SH DFND 02 33473 0 0 NEW FRONTIER HEALTH CORP *W EXP 11/30/202 G6461G114 2235 195000 SH SOLE 195000 0 0 NEW FRONTIER HEALTH CORP ORD SHS G6461G106 4011 350000 SH SOLE 350000 0 0 NEW GERMANY FD INC COM 644465106 539 36380 SH DFND 02 36380 0 0 NEWS CORP NEW CL A 65249B109 5473 245322 SH DFND 02 245322 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 1482 9818 SH DFND 03 9818 0 0 NIGHTDRAGON ACQUISITION CORP *W EXP 02/26/202 65413D113 195 20000 SH DFND 03 20000 0 0 NIGHTDRAGON ACQUISITION CORP CLASS A COM 65413D105 975 100000 SH DFND 03 100000 0 0 NIO INC SPON ADS 62914V106 35798 1130000 SH DFND 02 1130000 0 0 NOBLE ROCK ACQUISITION CORP *W EXP 01/31/202 G6546R119 486 50000 SH DFND 03 50000 0 0 NOBLE ROCK ACQUISITION CORP CL A SHS G6546R101 1457 150000 SH DFND 03 150000 0 0 NORTH ATLANTIC ACQUISITN COR *W EXP 10/20/202 G66139125 590 60000 SH DFND 03 60000 0 0 NORTH ATLANTIC ACQUISITN COR CL A SHS G66139109 980 100000 SH DFND 03 100000 0 0 NORTHERN GENESIS ACQU CORP I *W EXP 12/31/202 66516W115 304 31250 SH Call DFND 03 31250 0 0 NORTHERN GENESIS ACQU CORP I COM 66516W107 1215 125000 SH DFND 03 125000 0 0 NORTHERN STAR INVEST CORP II *W EXP 02/25/202 66574L118 81 8333 SH DFND 03 8333 0 0 NORTHERN STAR INVEST CORP II COM CL A 66574L100 488 50000 SH DFND 03 50000 0 0 NORTHERN STAR INVEST CORP IV *W EXP 02/25/202 66575B119 81 8333 SH DFND 03 8333 0 0 NORTHERN STAR INVEST CORP IV COM CL A 66575B101 487 50000 SH DFND 03 50000 0 0 NORTONLIFELOCK INC CALL 668771908 7794 3000 SH DFND 02 3000 0 0 NOVUS CAPITAL CORPORATION II COM CL A 67012W104 495 50000 SH DFND 03 50000 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 61062 1103798 SH DFND 02 1103798 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 421749 6520000 SH DFND 03 6520000 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 38 2425 SH DFND 02 2425 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 39 2475 SH DFND 02 2475 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 162 24925 SH DFND 02 24925 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 37 3600 SH DFND 02 3600 0 0 NUVEEN FLOATING RATE INCOME COM SHS 6706EN100 29 2850 SH DFND 02 2850 0 0 NUVEEN MUN VALUE FD INC COM 670928100 49 4700 SH DFND 02 4700 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 8 800 SH DFND 02 800 0 0 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 35 3600 SH DFND 02 3600 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 20 1250 SH DFND 02 1250 0 0 NUVEEN SR INCOME FD COM 67067Y104 48 8125 SH DFND 02 8125 0 0 NVIDIA CORPORATION PUT 67066G954 8823 300 SH DFND 03 300 0 0 OCA ACQUISITION CORP *W EXP 01/14/202 670865112 496 50000 SH DFND 03 50000 0 0 OCA ACQUISITION CORP COM CL A 670865104 992 100000 SH DFND 03 100000 0 0 OMNICHANNEL ACQUISITION CORP COM CL A 68218L108 348 35000 SH DFND 03 35000 0 0 ONE EQUITY PARTNERS OPEN WTR *W EXP 01/14/202 68237L113 487 50000 SH DFND 03 50000 0 0 ONE EQUITY PARTNERS OPEN WTR CL A 68237L105 1460 150000 SH Put DFND 03 150000 0 0 ORION ACQUISITION CORP *W EXP 02/19/202 68626A116 245 25000 SH DFND 03 25000 0 0 ORION ACQUISITION CORP COM CL A 68626A108 978 100000 SH DFND 03 100000 0 0 ORION BIOTECH OPPORTUNTES CO *W EXP 04/15/202 G6780C117 290 30000 SH DFND 03 30000 0 0 ORION BIOTECH OPPORTUNTES CO CLASS A ORD SHS G6780C109 1451 150000 SH DFND 03 150000 0 0 OSIRIS ACQUISITION CORP *W EXP 05/01/202 68829A111 75 7785 SH DFND 03 7785 0 0 OSIRIS ACQUISITION CORP CL A 68829A103 151 15571 SH DFND 03 15571 0 0 PARABELLUM ACQUISITION CORP *W EXP 99/99/999 ADDED 69901P117 914 93750 SH DFND 03 93750 0 0 PARABELLUM ACQUISITION CORP COM CL A ADDED 69901P109 1219 125000 SH DFND 03 125000 0 0 PATHFINDER ACQUISITION CORP *W EXP 02/19/202 G04119122 136 14000 SH DFND 03 14000 0 0 PATHFINDER ACQUISITION CORP CL A G04119106 679 70000 SH DFND 03 70000 0 0 PAYPAL HLDGS INC COM 70450Y103 36264 192300 SH DFND 03 192300 0 0 PAYPAL HLDGS INC CALL 70450Y903 9429 500 SH DFND 03 500 0 0 PAYPAL HLDGS INC PUT 70450Y953 14144 750 SH DFND 03 750 0 0 PBF ENERGY INC PUT 69318G956 2594 2000 SH DFND 03 2000 0 0 PERCEPTION CAPITAL CORP II *W EXP 10/25/202 ADDED G7007D110 248 25000 SH DFND 03 25000 0 0 PERCEPTION CAPITAL CORP II UNIT 10/25/2026 ADDED G7007D128 508 50000 SH DFND 03 50000 0 0 PERIDOT ACQUISITION CORP II *W EXP 04/30/202 G7008B121 243 25000 SH DFND 03 25000 0 0 PERIDOT ACQUISITION CORP II SHS CL A G7008B105 2433 250000 SH DFND 03 250000 0 0 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 216 14300 PRN DFND 02 14300 0 0 PHOENIX BIOTECH ACQUISITION *W EXP 09/01/202 ADDED 71902K113 50 5000 SH DFND 03 5000 0 0 PHOENIX BIOTECH ACQUISITION CLASS A COM ADDED 71902K105 99 10000 SH DFND 03 10000 0 0 PINDUODUO INC SPONSORED ADS 722304102 4693 80500 SH Call SOLE 80500 0 0 PINE IS ACQUISITION CORP *W EXP 10/19/202 722615119 247 25000 SH DFND 03 25000 0 0 PIONEER MERGER CORP CL A SHS G7S24C103 1646 166800 SH DFND 03 166800 0 0 PNM RES INC COM 69349H107 18472 405000 SH DFND 03 405000 0 0 POEMA GLOBAL HOLDINGS CORP CL A SHS G7154B107 494 50000 SH DFND 03 50000 0 0 PONTEM CORPORATION *W EXP 01/05/202 G71707122 735 75000 SH DFND 03 75000 0 0 PONTEM CORPORATION SHS CL A G71707106 2205 225000 SH DFND 03 225000 0 0 POPULATION HEALTH INVS CO IN *W EXP 10/01/202 G71716115 49 5000 SH DFND 03 5000 0 0 POPULATION HEALTH INVS CO IN SHS CL A G71716107 984 100000 SH DFND 03 100000 0 0 POST HOLDINGS PARTNERING COR *W EXP 04/12/202 737465112 163 16666 SH DFND 03 16666 0 0 POST HOLDINGS PARTNERING COR COM SER A 737465104 490 50000 SH DFND 03 50000 0 0 POWERED BRANDS *W EXP 01/07/202 G7209M116 294 30000 SH DFND 03 30000 0 0 POWERED BRANDS CL A G7209M108 734 75000 SH DFND 03 75000 0 0 PRETIUM RES INC COM 74139C102 49072 3502500 SH DFND 03 3502500 0 0 PRIMAVERA CAPITAL ACQUIST CO *W EXP 01/19/202 G7255E117 486 50000 SH SOLE 50000 0 0 PRIMAVERA CAPITAL ACQUIST CO *W EXP 01/19/202 G7255E117 243 25000 SH DFND 03 25000 0 0 PRIMAVERA CAPITAL ACQUIST CO UNIT 01/19/2026 G7255E125 1225 121972 SH SOLE 121972 0 0 PRIVETERRA ACQUISITION CORP *W EXP 02/28/202 74275N110 162 16666 SH DFND 03 16666 0 0 PRIVETERRA ACQUISITION CORP CL A 74275N102 487 50000 SH DFND 03 50000 0 0 PROPTECH INVESTMENT CORP II *W EXP 12/08/202 743497117 245 25000 SH DFND 03 25000 0 0 PROSPECTOR CAPITAL CORP *W EXP 01/01/202 G7273A113 487 50000 SH DFND 03 50000 0 0 PROSPECTOR CAPITAL CORP CL A G7273A105 974 100000 SH DFND 03 100000 0 0 PWP FORWARD ACQUISITION CORP *W EXP 03/12/202 74709Q119 336 34610 SH DFND 03 34610 0 0 PWP FORWARD ACQUISITION CORP CLASS A COM 74709Q101 1680 173050 SH DFND 03 173050 0 0 RMG ACQUISITION CORP III *W EXP 02/08/202 G76088122 147 15000 SH DFND 03 15000 0 0 RMG ACQUISITION CORP III CL A SHS G76088106 731 75000 SH DFND 03 75000 0 0 ROCKET INTERNET GRWT OPRT CO *W EXP 99/99/999 G7613T129 245 25000 SH DFND 03 25000 0 0 ROCKET INTERNET GRWT OPRT CO SHS CL A G7613T103 980 100000 SH DFND 03 100000 0 0 ROGERS CORP COM 775133101 26376 96616 SH DFND 02 96616 0 0 ROSE HILL ACQUISITION CORP *W EXP 10/07/202 ADDED G7637J123 124 12500 SH DFND 03 12500 0 0 ROSE HILL ACQUISITION CORP CLASS A ORD ADDED G7637J107 248 25000 SH DFND 03 25000 0 0 ROSECLIFF ACQUISITION CORP I COM CL A 77732R103 246 25000 SH DFND 03 25000 0 0 ROYCE VALUE TR INC COM 780910105 151 7686 SH Call DFND 02 7686 0 0 RXR ACQUISITION CORP *W EXP 03/08/202 74981W115 488 50000 SH DFND 03 50000 0 0 RXR ACQUISITION CORP CLASS A COM 74981W107 2438 250000 SH DFND 03 250000 0 0 S&P GLOBAL INC COM 78409V104 3609 7648 SH DFND 02 7648 0 0 SABA CAPITAL INCOME & OPRNT SHARES 78518H103 210 46500 SH DFND 02 46500 0 0 SANABY HEALTH ACQUISITION CO *W EXP 07/30/202 ADDED 79956P110 248 25000 SH DFND 03 25000 0 0 SANABY HEALTH ACQUISITION CO CL A COM ADDED 79956P102 497 50000 SH DFND 03 50000 0 0 SANDBRIDGE X2 CORP *W EXP 03/11/202 799792114 244 25000 SH DFND 03 25000 0 0 SANDBRIDGE X2 CORP COM CLASS A 799792106 728 75000 SH DFND 03 75000 0 0 SANDERSON FARMS INC COM 800013104 4350 22765 SH DFND 03 22765 0 0 SCHLUMBERGER LTD COM STK 806857108 1111 37094 SH Call SOLE 37094 0 0 SCIENCE STRATEGIC ACQ ALPHA *W EXP 01/20/202 808641112 325 33333 SH DFND 03 33333 0 0 SCIENCE STRATEGIC ACQ ALPHA COM CL A 808641104 975 100000 PRN DFND 03 100000 0 0 SCION TECH GROWTH II *W EXP 01/28/202 G31070116 324 33333 SH DFND 03 33333 0 0 SCION TECH GROWTH II CL A SHS G31070108 973 100000 SH DFND 03 100000 0 0 SCP & CO HEALTHCARE ACQUSTN *W EXP 01/27/202 784065112 123 12500 SH DFND 03 12500 0 0 SCP & CO HEALTHCARE ACQUSTN COM CL A 784065104 245 25000 SH DFND 03 25000 0 0 SEA LTD SPONSORD ADS 81141R100 5446 24345 SH SOLE 24345 0 0 SIERRA LAKE ACQUISITION CORP *W EXP 12/17/202 ADDED 826332116 489 50000 SH DFND 03 50000 0 0 SIERRA LAKE ACQUISITION CORP CLASS A COM ADDED 826332108 978 100000 SH DFND 03 100000 0 0 SILVER CREST ACQUISITION COR *W EXP 12/15/202 G81355128 981 100000 SH SOLE 100000 0 0 SILVER CREST ACQUISITION COR CL A SHS G81355102 1962 200000 SH SOLE 200000 0 0 SILVER SPIKE ACQUISITN CORP *W EXP 02/26/202 G8201H113 243 25000 SH DFND 03 25000 0 0 SILVER SPIKE ACQUISITN CORP CLASS A ORD SHS G8201H105 972 100000 SH DFND 03 100000 0 0 SIZZLE ACQUISITION CORP UNIT 11/02/2026 ADDED 83014E208 513 50000 SH DFND 03 50000 0 0 SKYDECK ACQUISITION CORP *W EXP 05/13/202 G82220115 572 58333 SH DFND 03 58333 0 0 SKYDECK ACQUISITION CORP CLASS A ORD SHS G82220123 1717 175000 SH DFND 03 175000 0 0 SLAM CORP *W EXP 02/23/202 G8210L121 243 25000 SH DFND 03 25000 0 0 SLAM CORP CL A SHS G8210L105 975 100000 SH DFND 03 100000 0 0 SOAR TECHNOLOGY ACQUISN CORP *W EXP 99/99/999 ADDED G82472120 17 1666 SH DFND 03 1666 0 0 SOAR TECHNOLOGY ACQUISN CORP CL A COM ADDED G82472112 51 5000 SH DFND 03 5000 0 0 SOCIAL CAP SUVRETTA HLDS CRP CLASS A ORD SHS G8253T106 348 35000 SH DFND 03 35000 0 0 SOCIAL CAP SUVRETTA HLDS CRP CLASS A ORD SHS G8253U103 346 35000 SH DFND 03 35000 0 0 SOCIAL LEVERAGE ACQUISN CORP *W EXP 02/17/202 83363K110 245 25000 SH DFND 03 25000 0 0 SOCIAL LEVERAGE ACQUISN CORP COM CL A 83363K102 981 100000 SH Call DFND 03 100000 0 0 SPARTAN ACQUISITION CORP III COM CL A 84677R106 494 50000 SH DFND 03 50000 0 0 SPDR SER TR S&P BIOTECH 78464A870 6 50 SH DFND 02 50 0 0 SPDR SER TR S&P REGL BKG 78464A698 17358 245000 SH Put DFND 03 245000 0 0 SPORTS VENTURES ACQUISIN COR *W EXP 11/30/202 G8372A129 487 50000 SH DFND 03 50000 0 0 SPORTS VENTURES ACQUISIN COR CL A SHS G8372A103 1461 150000 SH DFND 03 150000 0 0 SPORTSMANS WHSE HLDGS INC COM 84920Y106 6340 537307 SH DFND 02 537307 0 0 SPROTT PHYSICAL GOLD TR UNIT 85207H104 19 1300 PRN DFND 02 1300 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 60 7450 SH DFND 02 7450 0 0 SPX FLOW INC COM 78469X107 20250 234157 SH DFND 02 234157 0 0 SUMMIT HEALTHCRE ACQUISTN CO *W EXP 06/03/202 G8566R110 5832 600000 SH SOLE 600000 0 0 SUMMIT HEALTHCRE ACQUISTN CO CLASS A ORD SHS G8566R102 11664 1200000 SH SOLE 1200000 0 0 SUSTAINABLE DEVELP ACQU I CO *W EXP 02/04/202 86934L111 244 25000 SH DFND 03 25000 0 0 SUSTAINABLE DEVELP ACQU I CO COM CL A 86934L103 731 75000 SH DFND 03 75000 0 0 SVF INVESTMENT CORP 3 CL A SHS G8601N108 500 50000 SH DFND 03 50000 0 0 TAILWIND ACQUISITION CORP *W EXP 09/07/202 87403Q110 295 30000 SH DFND 03 30000 0 0 TAILWIND INTERNATNAL ACQ COR *W EXP 03/01/202 G8662F119 244 25000 SH DFND 03 25000 0 0 TAILWIND INTERNATNAL ACQ COR COM CL A G8662F101 731 75000 SH DFND 03 75000 0 0 TAILWIND TWO ACQUISITION COR *W EXP 03/09/202 G86613125 732 74000 SH DFND 03 74000 0 0 TAILWIND TWO ACQUISITION COR SHS CL A G86613109 1484 150000 SH DFND 03 150000 0 0 TARGET GLOBAL ACQUISI I CORP UNIT 99/99/9999 ADDED G8675N117 2988 300000 SH DFND 03 300000 0 0 TASTEMAKER ACQUISITION CORP *W EXP 01/07/202 876545112 247 25000 SH DFND 03 25000 0 0 TCW SPECIAL PURPOSE ACQU COR *W EXP 99/99/999 87301L114 163 16666 SH DFND 03 16666 0 0 TCW SPECIAL PURPOSE ACQU COR COM CL A 87301L106 488 50000 SH DFND 03 50000 0 0 TECH AND ENERGY TRANSITION *W EXP 03/31/202 87823R110 972 100000 SH SOLE 100000 0 0 TECH AND ENERGY TRANSITION *W EXP 03/31/202 87823R110 324 33333 SH DFND 03 33333 0 0 TECH AND ENERGY TRANSITION CLASS A COM 87823R102 637 65565 SH SOLE 65565 0 0 TECH AND ENERGY TRANSITION CLASS A COM 87823R102 972 100000 SH DFND 03 100000 0 0 TEGNA INC COM 87901J105 27432 1478013 SH DFND 02 1478013 0 0 TEGNA INC CALL 87901J905 3712 2000 SH DFND 03 2000 0 0 TERMINIX GLOBAL HOLDINGS INC COM 88087E100 6852 151497 SH DFND 03 151497 0 0 TERMINIX GLOBAL HOLDINGS INC COM 88087E100 15484 342330 SH DFND 02 342330 0 0 THE MUSIC ACQUISITION CORP *W EXP 02/05/202 62752R118 488 50000 PRN DFND 03 50000 0 0 THE MUSIC ACQUISITION CORP COM CLASS A 62752R100 976 100000 SH DFND 03 100000 0 0 THE ODP CORP COM 88337F105 8381 213356 SH DFND 02 213356 0 0 THUNDER BRIDGE CAP PRTNRS II *W EXP 02/15/202 88605T118 390 40000 SH DFND 03 40000 0 0 THUNDER BRIDGE CAP PRTNRS II COM CL A 88605T100 1954 200000 SH DFND 03 200000 0 0 TIGA ACQUISITION CORP SHS CL A G88672103 253 25000 SH DFND 03 25000 0 0 TIO TECH A *W EXP 04/12/202 G8T10C114 743 76329 SH DFND 03 76329 0 0 TIO TECH A CLASS A ORD SHS G8T10C106 2420 250000 SH DFND 03 250000 0 0 TISHMAN SPEYER INNOVATION CO *W EXP 02/11/202 88825H118 111 11372 SH DFND 03 11372 0 0 TISHMAN SPEYER INNOVATION CO COM CL A 88825H100 554 56862 SH DFND 03 56862 0 0 TKB CRITICAL TECHNOLOGIES 1 *W EXP 10/20/202 ADDED G88935120 124 12500 SH DFND 03 12500 0 0 TKB CRITICAL TECHNOLOGIES 1 UNIT 10/20/2026 ADDED G88935104 248 25000 SH DFND 03 25000 0 0 TPG PACE BENEFICIAL II CORP COMMON STOCK G89826104 980 100000 SH DFND 03 100000 0 0 TREPONT ACQUISITION CORP I *W EXP 11/24/202 G9095M127 250 25000 SH DFND 03 25000 0 0 TREPONT ACQUISITION CORP I SHS CL A G9095M101 749 75000 SH DFND 03 75000 0 0 TRIBE CAPITAL GROWTH CORP I *W EXP 02/28/202 89601Y119 122 12500 SH DFND 03 12500 0 0 TRIBE CAPITAL GROWTH CORP I CLASS A COM 89601Y101 489 50000 SH DFND 03 50000 0 0 TRINE II ACQUISITION CORP *W EXP 99/99/999 ADDED G9059F118 246 25000 SH DFND 03 25000 0 0 TRINE II ACQUISITION CORP UNIT 99/99/9999 ADDED G9059F126 493 50000 SH DFND 03 50000 0 0 TWIN RIDGE CAPITAL ACQUIS CO *W EXP 03/07/202 G9151L120 161 16666 SH DFND 03 16666 0 0 TWIN RIDGE CAPITAL ACQUIS CO SHS CL A G9151L104 485 50000 SH DFND 03 50000 0 0 TZP STRATEGIES ACQUISTN CORP *W EXP 01/06/202 G91595119 326 33333 SH DFND 03 33333 0 0 TZP STRATEGIES ACQUISTN CORP CL A SHS G91595101 977 100000 SH DFND 03 100000 0 0 UMPQUA HLDGS CORP COM 904214103 177 9180 SH DFND 03 9180 0 0 UNITI GROUP INC CALL 91325V908 1401 1000 SH DFND 03 1000 0 0 VANECK ETF TRUST PUT 92189F956 18527 600 SH DFND 03 600 0 0 VECTOR ACQUISITION CORP II CL A SHS G9460A104 977 100000 SH DFND 03 100000 0 0 VELOCITY ACQUISITION CORP *W EXP 02/24/202 92259E112 162 16666 SH DFND 03 16666 0 0 VELOCITY ACQUISITION CORP COM CL A 92259E104 486 50000 SH DFND 03 50000 0 0 VIACOMCBS INC CL B 92556H206 1643 54426 SH DFND 02 54426 0 0 VIRGIN GROUP ACQUISIT CORP I *W EXP 03/13/202 G9460K128 395 40000 SH DFND 03 40000 0 0 VIRGIN GROUP ACQUISIT CORP I SHS CL A G9460K102 1974 200000 SH DFND 03 200000 0 0 VIRTUS ALLIANZGI CONVERTIBLE COM 92838U108 366 71700 SH DFND 02 71700 0 0 VIRTUS ALLIANZGI CONVERTIBLE COM 92838X102 217 37200 SH DFND 02 37200 0 0 VIRTUS DIVIDEND INTEREST & P COM 92840R101 498 31000 SH DFND 02 31000 0 0 VISA INC COM CL A 92826C839 3229 14900 SH DFND 03 14900 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 220 35500 SH DFND 02 35500 0 0 VPC IMPACT ACQUISITION HLDG CLASS A ORD G9460L126 981 100000 SH DFND 03 100000 0 0 VROOM INC PUT 92918V959 2836 2628 SH DFND 03 2628 0 0 VY GLOBAL GROWTH *W EXP 01/30/203 G9444H118 313 31900 SH DFND 03 31900 0 0 VY GLOBAL GROWTH COM CL A G9444H100 2453 250000 SH DFND 03 250000 0 0 WARBURG PINCUS CAPTAL CORP I *W EXP 99/99/999 G9460M124 390 40000 SH DFND 03 40000 0 0 WARBURG PINCUS CAPTAL CORP I *W EXP 99/99/999 G9461D115 39 4000 SH DFND 03 4000 0 0 WARBURG PINCUS CAPTAL CORP I SHS CL A G9460M108 1952 200000 SH DFND 03 200000 0 0 WARBURG PINCUS CAPTAL CORP I SHS CL A G9461D107 196 20000 SH DFND 03 20000 0 0 WAVERLEY CAPITAL ACQUIS CORP *W EXP 09/15/202 ADDED G06536117 970 100000 SH DFND 03 100000 0 0 WAVERLEY CAPITAL ACQUIS CORP SHS CL A ADDED G06536109 2910 300000 SH DFND 03 300000 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 1097 2340 SH DFND 02 2340 0 0 WEWORK INC PUT ADDED 96209A954 1290 1500 SH DFND 03 1500 0 0 WILEY JOHN & SONS INC CL A 968223206 113 1971 SH DFND 03 1971 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 40074 168739 SH DFND 02 168739 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 5630 572300 SH DFND 02 572300 0 0 WORLD QUANTUM GROWTH ACQUISI *W EXP 08/04/202 ADDED G5596W127 981 100000 SH DFND 03 100000 0 0 WORLD QUANTUM GROWTH ACQUISI SHS CL A ADDED G5596W101 1962 200000 SH DFND 03 200000 0 0 WORLDWIDE WEBB ACQUISITION C *W EXP 10/20/202 ADDED G97775111 244 25000 SH DFND 03 25000 0 0 WORLDWIDE WEBB ACQUISITION C CLASS A ORD SHS ADDED G97775103 487 50000 SH DFND 03 50000 0 0 XILINX INC COM 983919101 126991 598929 SH DFND 02 598929 0 0 XILINX INC PUT 983919951 84812 4000 SH DFND 02 4000 0 0 ZAI LAB LTD ADR 98887Q104 69795 1110500 SH SOLE 1110500 0 0 ZAI LAB LTD ADR 98887Q104 17755 282500 SH DFND 02 282500 0 0 ZENDESK INC COM 98936J101 3483 33399 SH DFND 02 33399 0 0 Z-WORK ACQUISITION CORP *W EXP 01/04/202 98880C110 162 16666 SH DFND 03 16666 0 0 Z-WORK ACQUISITION CORP COM CL A 98880C102 488 50100 SH DFND 03 50100 0 0