Head of Legal and Compliance

0001544676-21-000007.txt : 20211110 0001544676-21-000007.hdr.sgml : 20211110 20211109211323 ACCESSION NUMBER: 0001544676-21-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211110 DATE AS OF CHANGE: 20211109 EFFECTIVENESS DATE: 20211110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Segantii Capital Management Ltd CENTRAL INDEX KEY: 0001544676 IRS NUMBER: 000000000 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15838 FILM NUMBER: 211394095 BUSINESS ADDRESS: STREET 1: 21F, 100QRC, 100 QUEENS ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: 000000 BUSINESS PHONE: 852 3926 8338 MAIL ADDRESS: STREET 1: 21F, 100QRC, 100 QUEENS ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: 000000 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001544676 XXXXXXXX 09-30-2021 09-30-2021 Segantii Capital Management Ltd

21F, 100QRC, 100 QUEENS ROAD CENTRAL HONG KONG K3 000000

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0 0 OMNICHANNEL ACQUISITION CORP COM CL A 68218L108 347 35000 SH DFND 03 35000 0 0 ONE EQUITY PARTNERS OPEN WTR CL A 68237L105 1460 150000 SH DFND 03 150000 0 0 ORION ACQUISITION CORP COM CL A 68626A108 970 100000 SH DFND 03 100000 0 0 OSIRIS ACQUISITION CORP CL A ADDED 68829A103 153 15571 SH DFND 03 15571 0 0 PARABELLUM ACQUISITION CORP UNIT 99/99/9999 ADDED 69901P208 1246 125000 SH DFND 03 125000 0 0 PAYPAL HLDGS INC COM 70450Y103 23419 90000 SH DFND 03 90000 0 0 PERFORMANCE FOOD GROUP CO COM 71377A103 13473 290000 SH DFND 03 290000 0 0 PINDUODUO INC SPONSORED ADS 722304102 9756 107600 SH SOLE 107600 0 0 POST HOLDINGS PARTNERING COR COM SER A ADDED 737465104 482 50000 SH DFND 03 50000 0 0 PRIVETERRA ACQUISITION CORP CL A 74275N102 488 50000 SH DFND 03 50000 0 0 PWP FORWARD ACQUISITION CORP CLASS A COM 74709Q101 1665 173050 SH DFND 03 173050 0 0 RH COM 74967X103 8003 12000 SH DFND 03 12000 0 0 RXR ACQUISITION CORP CLASS A COM 74981W107 2430 250000 SH DFND 03 250000 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 13370 218500 SH DFND 03 218500 0 0 ROSECLIFF ACQUISITION CORP I COM CL A 77732R103 243 25000 SH DFND 03 25000 0 0 SCP & CO HEALTHCARE ACQUSTN COM CL A 784065104 243 25000 SH DFND 03 25000 0 0 SPDR SER TR PUT 78464A954 4516 500 SH Put DFND 03 500 0 0 SPDR SER TR S&P REGL BKG 78464A698 106 1568 SH DFND 03 1568 0 0 SPDR SER TR S&P RETAIL ETF 78464A714 2939 32537 SH DFND 03 32537 0 0 SPDR SER TR S&P BIOTECH 78464A870 8849 70390 SH DFND 03 70390 0 0 SPX FLOW INC COM 78469X107 31718 433905 SH DFND 02 433905 0 0 SANDBRIDGE X2 CORP COM CLASS A 799792106 728 75000 SH DFND 03 75000 0 0 SCIENCE STRATEGIC ACQ ALPHA COM CL A 808641104 971 100000 SH DFND 03 100000 0 0 SEA LTD NOTE 0.250% 9/1 ADDED 81141RAG5 37518 37000000 PRN SOLE 37000000 0 0 SEA LTD SPONSORD ADS 81141R100 11108 34850 SH SOLE 34850 0 0 SEAGEN INC COM 81181C104 2707 15941 SH SOLE 15941 0 0 SEAPORT GLOBAL ACQUISITN COR COM CL A 812227106 1007 100000 SH DFND 03 100000 0 0 SIERRA LAKE ACQUISITION CORP UNIT 03/31/2028 ADDED 826332207 996 100000 SH DFND 03 100000 0 0 SILVERBOX ENGAGED MERGER CO COM CL A 82836L101 391 40000 SH DFND 03 40000 0 0 SOCIAL LEVERAGE ACQUISN CORP COM CL A 83363K102 978 100000 SH DFND 03 100000 0 0 SPARTACUS ACQUISITION CORP CL A 84677L109 914 90200 SH DFND 03 90200 0 0 SPARTAN ACQUISITION CORP III COM CL A 84677R106 988 100000 SH DFND 03 100000 0 0 SQUARE INC CALL 852234903 17988 750 SH Call DFND 03 750 0 0 STARBUCKS CORP COM 855244109 16547 150000 SH DFND 03 150000 0 0 SUSTAINABLE DEVELP ACQU I CO COM CL A 86934L103 732 75000 SH DFND 03 75000 0 0 SYSCO CORP COM 871829107 18644 237500 SH DFND 03 237500 0 0 TJX COS INC NEW COM 872540109 19794 300000 SH DFND 03 300000 0 0 TCW SPECIAL PURPOSE ACQU COR COM CL A 87301L106 489 50000 SH DFND 03 50000 0 0 TECH AND ENERGY TRANSITION CLASS A COM 87823R102 641 65565 SH SOLE 65565 0 0 TECH AND ENERGY TRANSITION CLASS A COM 87823R102 977 100000 SH DFND 03 100000 0 0 THUNDER BRIDGE CAP PRTNRS II COM CL A 88605T100 1952 200000 SH DFND 03 200000 0 0 TISHMAN SPEYER INNOVATION CO COM CL A 88825H100 557 56862 SH DFND 03 56862 0 0 TRIBE CAPITAL GROWTH CORP I CLASS A COM 89601Y101 486 50000 SH DFND 03 50000 0 0 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 19931 1135000 SH DFND 03 1135000 0 0 TRIP COM GROUP LTD ADS 89677Q107 3768 125000 SH DFND 02 125000 0 0 26 CAPITAL ACQUISITION CORP COM CL A 90138P100 486 50000 SH DFND 03 50000 0 0 II-VI INC CALL 902104908 11872 2000 SH Call DFND 02 2000 0 0 USHG ACQUISITION CORP COM CL A 91748P100 486 50000 SH DFND 03 50000 0 0 VPC IMPACT ACQU HOLDI III IN COM CL A 91835J108 496 50000 SH DFND 03 50000 0 0 VAIL RESORTS INC COM 91879Q109 12694 38000 SH DFND 03 38000 0 0 VANECK ETF TRUST PUT 92189F956 20502 800 SH Put DFND 02 800 0 0 VELOCITY ACQUISITION CORP COM CL A 92259E104 493 50000 SH DFND 03 50000 0 0 VEONEER INC COM 92336X109 14135 415000 SH DFND 03 415000 0 0 VEONEER INC COM 92336X109 23049 676715 SH DFND 02 676715 0 0 VIACOMCBS INC CL B 92556H206 1479 37424 SH DFND 02 37424 0 0 VIRTUOSO ACQUISITION CORP COM CL A 92837J104 991 100000 SH DFND 03 100000 0 0 WEIBO CORP SPONSORED ADR 948596101 9023 190000 SH DFND 02 190000 0 0 XILINX INC COM 983919101 109869 300000 SH DFND 03 300000 0 0 XILINX INC COM 983919101 109869 427660 SH DFND 02 427660 0 0 XILINX INC CALL 983919901 15099 1000 SH Call DFND 03 1000 0 0 JOYY INC NOTE 1.375% 6/1 98426TAF3 7062 7500000 PRN SOLE 7500000 0 0 YUM BRANDS INC COM 988498101 17123 140000 SH DFND 03 140000 0 0 YUM CHINA HLDGS INC COM 98850P109 4308 72850 SH DFND 02 72850 0 0 Z-WORK ACQUISITION CORP COM CL A 98880C102 488 50100 SH DFND 03 50100 0 0 ZAI LAB LTD ADR 98887Q104 74616 707997 SH SOLE 707997 0 0 ZANITE ACQUISITION CORP COM CL A 98907K103 253 25000 SH DFND 03 25000 0 0 ZOOM VIDEO COMMUNICATIONS IN CALL 98980L901 20920 800 SH Call DFND 03 800 0 0 ACON S2 ACQUISITION CORP CL SHS G00748106 1998 200000 SH DFND 03 200000 0 0 NEW FRONTIER HEALTH CORP ORD SHS G6461G106 3931 350000 SH SOLE 350000 0 0 TRONOX HOLDINGS PLC SHS G9087Q102 12066 489500 SH DFND 02 489500 0 0 TRIP COM GROUP LTD DEBT 1.500% 7/0 DELETED G9066FAA9 11692 9000000 PRN SOLE 9000000 0 0 ARCLIGHT CLEAN TRANSITION II *W EXP 03/16/202 G0R21B112 10 1000 SH DFND 03 1000 0 0 AFRICAN GOLD ACQUISITION COR *W EXP 03/31/202 G0112R124 1094 112500 SH DFND 03 112500 0 0 AGILE GROWTH CORP *W EXP 03/09/202 G01202111 647 66666 SH DFND 03 66666 0 0 ALTIMAR ACQUISITION CORP II *W EXP 02/09/202 G03709121 246 25000 SH DFND 03 25000 0 0 PATHFINDER ACQUISITION CORP *W EXP 02/19/202 G04119122 138 14000 SH DFND 03 14000 0 0 APOLLO STRATEGIC GRWT CPTL I *W EXP 02/12/202 G0412A128 195 20000 SH DFND 03 20000 0 0 ANGEL POND HOLDINGS CORP *W EXP 99/99/999 ADDED G0447J128 2254 233333 SH SOLE 233333 0 0 ARCTOS NORTHSTAR ACQUIS CORP *W EXP 99/99/999 G0477L126 122 12500 SH DFND 03 12500 0 0 ARTISAN ACQUISITION CORP *W EXP 03/26/202 ADDED G0509L128 6613 666666 SH SOLE 666666 0 0 ARIES I ACQUISITION CORP *W EXP 03/18/202 ADDED G0542N123 125 12500 SH DFND 03 12500 0 0 AUSTERLITZ ACQUISITION CORP *W EXP 02/19/202 G0633U127 366 37500 SH DFND 03 37500 0 0 AUTHENTIC EQUITY ACQUISTN CO *W EXP 01/20/202 G06607124 192 19809 SH DFND 03 19809 0 0 BLUERIVER ACQUISITION CORP *W EXP 01/04/202 G1261Q115 404 41416 SH DFND 03 41416 0 0 BRIDGETOWN HOLDINGS LTD *W EXP 09/30/202 G1355U121 82 8333 SH SOLE 8333 0 0 CATCHA INVESTMENT CORP *W EXP 99/99/999 G1962Y110 1265 129729 SH SOLE 129729 0 0 CC NEUBERGER PRINCIPAL HOLDN *W EXP 99/99/999 G1992N126 116 11894 SH DFND 03 11894 0 0 CONSTELLATION ACQUISITN CORP *W EXP 01/29/202 G2R18K113 651 66667 SH DFND 03 66667 0 0 COLISEUM ACQUISITION CORP *W EXP 08/22/202 ADDED G2263T107 162 16666 SH DFND 03 16666 0 0 COLONNADE ACQUISITION CORP I *W EXP 99/99/999 G2284B119 293 30000 SH DFND 03 30000 0 0 CORSAIR PARTNERING CORP *W EXP 07/06/202 ADDED G2540H116 246 25000 SH DFND 03 25000 0 0 DEEP LAKE CAPITAL ACQUSTN CO *W EXP 01/04/202 G27029118 292 30000 SH DFND 03 30000 0 0 DHC ACQUISITION CORP *W EXP 02/25/202 G2758T117 130 13333 SH DFND 03 13333 0 0 DISRUPTIVE ACQUISITION CORP *W EXP 03/06/202 G2770Y128 324 33333 SH DFND 03 33333 0 0 FINTECH EVOLUTION ACQUIS GRO *W EXP 03/31/202 G3R19A120 485 50000 SH DFND 03 50000 0 0 GALATA ACQUISITION CORP *W EXP 99/99/999 ADDED G3R23A116 619 62500 SH DFND 03 62500 0 0 ELLIOTT OPPORTUNITY II CORP *W EXP 03/02/202 ADDED G30092111 244 25000 SH DFND 03 25000 0 0 SCION TECH GROWTH II *W EXP 01/28/202 G31070116 325 33333 SH DFND 03 33333 0 0 ESM ACQUISITION CORPORATION *W EXP 02/02/202 G3195H112 325 33333 SH DFND 03 33333 0 0 ARES ACQUISITION CORPORATION *W EXP 99/99/999 G33032122 487 50000 SH DFND 03 50000 0 0 FORTRESS CAPITAL ACQUISITION *W EXP 99/99/999 G36427121 147 15000 SH DFND 03 15000 0 0 FREEDOM ACQUISITION I CORP *W EXP 99/99/999 G3663X128 366 37500 SH DFND 03 37500 0 0 FRONTIER ACQUISITION CORP *W EXP 03/04/202 G36826124 243 25000 SH DFND 03 25000 0 0 FTAC HERA ACQUISITION CORP *W EXP 02/28/202 G3728Y111 487 50000 SH DFND 03 50000 0 0 GLOBAL SYNERGY ACQUISIT CORP *W EXP 99/99/999 G3934J122 490 50000 SH DFND 03 50000 0 0 GLOBAL SPAC PARTNERS CO *W EXP 11/30/202 G3934K111 125 12500 SH DFND 03 12500 0 0 GLOBAL PARTNER ACQISTN CORP *W EXP 01/14/202 G3934P128 404 41666 SH DFND 03 41666 0 0 HH&L ACQUISITION CO *W EXP 02/04/202 G39714129 2926 301034 SH SOLE 301034 0 0 G SQUARED ASCEND II INC *W EXP 12/31/202 ADDED G42041122 185 18966 SH DFND 03 18966 0 0 H I G ACQUISITION CORP *W EXP 99/99/999 G44898123 63 6442 SH DFND 03 6442 0 0 ISOS ACQUISITION CORPORATION *W EXP 03/01/202 G4962C104 100 10000 SH DFND 03 10000 0 0 JACK CREEK INVESTMENT CORP *W EXP 10/01/202 G4989X123 1219 125000 SH DFND 03 125000 0 0 MAGNUM OPUS ACQUISITION LTD *W EXP 03/06/202 G5S70A112 6058 612500 SH SOLE 612500 0 0 JAWS JUGGERNAUT ACQUISITN CO *W EXP 06/17/202 ADDED G50735110 122 12500 SH DFND 03 12500 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 183 18750 SH DFND 03 18750 0 0 KERNEL GROUP HOLDINGS INC *W EXP 02/02/202 G5259L129 163 16762 SH DFND 03 16762 0 0 KISMET ACQUISITION THREE COR *W EXP 06/30/202 G5276C102 324 33333 SH DFND 03 33333 0 0 KISMET ACQUISITION TWO CORP *W EXP 06/30/202 G52807115 146 15000 SH DFND 03 15000 0 0 LAZARD GROWTH ACQUISITION CO *W EXP 02/10/202 G54035111 145 14860 SH DFND 03 14860 0 0 LEAD EDGE GROWTH OPRTUNTS LT *W EXP 04/01/202 G54085116 490 50000 SH DFND 03 50000 0 0 LEO HLDGS CORP II *W EXP 01/07/202 G5463R128 244 25000 SH DFND 03 25000 0 0 LEO HOLDINGS III CORP *W EXP 03/02/202 G5463T124 139 14000 SH DFND 03 14000 0 0 MSD ACQUISITION CORP *W EXP 03/25/202 G5709C125 98 10000 SH DFND 03 10000 0 0 MARLIN TECHNOLOGY CORP *W EXP 01/12/202 G58411110 976 100000 SH DFND 03 100000 0 0 MACONDRAY CAP ACQUISITN CORP *W EXP 05/31/202 ADDED G5853A115 607 61666 SH DFND 03 61666 0 0 NOBLE ROCK ACQUISITION CORP *W EXP 01/31/202 G6546R119 486 50000 SH DFND 03 50000 0 0 NORTH ATLANTIC ACQUISITN COR *W EXP 10/20/202 G66139125 586 60000 SH DFND 03 60000 0 0 ORION BIOTECH OPPORTUNTES CO *W EXP 04/15/202 ADDED G6780C117 295 30000 SH DFND 03 30000 0 0 PERIDOT ACQUISITION CORP II *W EXP 04/30/202 G7008B121 243 25000 SH DFND 03 25000 0 0 PONTEM CORPORATION *W EXP 01/05/202 G71707122 728 75000 SH DFND 03 75000 0 0 POPULATION HEALTH INVS CO IN *W EXP 10/01/202 G71716115 49 5000 SH DFND 03 5000 0 0 POWERED BRANDS *W EXP 01/07/202 G7209M116 294 30000 SH DFND 03 30000 0 0 PRIMAVERA CAPITAL ACQUIST CO *W EXP 01/19/202 G7255E117 488 50000 SH SOLE 50000 0 0 PRIMAVERA CAPITAL ACQUIST CO *W EXP 01/19/202 G7255E117 244 25000 SH DFND 03 25000 0 0 PROSPECTOR CAPITAL CORP *W EXP 01/01/202 G7273A113 488 50000 SH DFND 03 50000 0 0 RMG ACQUISITION CORP III *W EXP 02/08/202 G76088122 146 15000 SH DFND 03 15000 0 0 ROCKET INTERNET GRWT OPRT CO *W EXP 99/99/999 G7613T129 244 25000 SH DFND 03 25000 0 0 TIO TECH A *W EXP 04/12/202 G8T10C114 806 83333 SH DFND 03 83333 0 0 SILVER CREST ACQUISITION COR *W EXP 12/15/202 G81355128 983 100000 SH SOLE 100000 0 0 SILVER SPIKE ACQUISITN CORP *W EXP 02/26/202 G8201H113 245 25000 SH DFND 03 25000 0 0 SLAM CORP *W EXP 02/23/202 G8210L121 244 25000 SH DFND 03 25000 0 0 SKYDECK ACQUISITION CORP *W EXP 05/13/202 ADDED G82220115 565 58333 SH DFND 03 58333 0 0 SPORTS VENTURES ACQUISIN COR *W EXP 11/30/202 G8372A129 487 50000 SH DFND 03 50000 0 0 SUMMIT HEALTHCRE ACQUISTN CO *W EXP 06/03/202 ADDED G8566R110 5850 600000 SH SOLE 600000 0 0 TAILWIND TWO ACQUISITION COR *W EXP 03/09/202 G86613125 811 83333 SH DFND 03 83333 0 0 TAILWIND INTERNATNAL ACQ COR *W EXP 03/01/202 G8662F119 243 25000 SH DFND 03 25000 0 0 TREPONT ACQUISITION CORP I *W EXP 11/24/202 G9095M127 249 25000 SH DFND 03 25000 0 0 TWIN RIDGE CAPITAL ACQUIS CO *W EXP 03/07/202 G9151L120 162 16666 SH DFND 03 16666 0 0 TZP STRATEGIES ACQUISTN CORP *W EXP 01/06/202 G91595119 326 33333 SH DFND 03 33333 0 0 VY GLOBAL GROWTH *W EXP 01/30/203 G9444H118 294 30000 SH DFND 03 30000 0 0 VIRGIN GROUP ACQUISIT CORP I *W EXP 03/13/202 G9460K128 388 40000 SH DFND 03 40000 0 0 WARBURG PINCUS CAPTAL CORP I *W EXP 99/99/999 G9460M124 391 40000 SH DFND 03 40000 0 0 WARBURG PINCUS CAPTAL CORP I *W EXP 99/99/999 G9461D115 39 4000 SH DFND 03 4000 0 0 ACCELERATE ACQUISITION CORP *W EXP 06/15/202 00439D110 892 91666 SH DFND 03 91666 0 0 ADVANCED MERGER PARTNERS INC *W EXP 06/30/202 00777J117 162 16666 SH DFND 03 16666 0 0 ALPHA HEALTHCARE ACQU CORP I *W EXP 04/01/202 ADDED 02073F112 242 25000 SH DFND 03 25000 0 0 ALTITUDE ACQUISITION CORP *W EXP 11/30/202 02156Y111 295 30000 SH DFND 03 30000 0 0 ANZU SPECIAL ACQUISITIN CORP *W EXP 01/27/202 03737A119 495 50000 SH DFND 03 50000 0 0 ARROWROOT ACQUISITION CORP *W EXP 03/02/202 04282M110 486 50000 SH DFND 03 50000 0 0 ATHLON ACQUISITION CORP *W EXP 01/12/202 04748A114 489 50000 SH DFND 03 50000 0 0 ATLANTIC COASTAL ACQUISTN CO *W EXP 03/02/202 048453112 323 33333 SH DFND 03 33333 0 0 ATLAS CREST INVESTMENT CORP *W EXP 02/03/202 049287113 122 12500 SH DFND 03 12500 0 0 B RILEY PRINCIPAL 150 MERGER *W EXP 03/01/202 05601V111 162 16666 SH DFND 03 16666 0 0 B RILEY PRIN 250 MERGER CORP *W EXP 04/01/202 05602L112 725 75000 SH DFND 03 75000 0 0 BIG SKY GROWTH PARTNERS INC *W EXP 04/01/202 08954L110 550 56250 SH DFND 03 56250 0 0 BRIGHT LIGHTS ACQUISITION CO *W EXP 01/01/202 10920K119 925 95066 SH DFND 03 95066 0 0 BROADSCALE ACQUISITION CORP *W EXP 02/02/202 11134Y119 73 7500 SH DFND 03 7500 0 0 CARNEY TECHNOLOGY ACQU CORP *W EXP 11/30/202 143636116 407 41666 SH DFND 03 41666 0 0 CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 17144M110 97 10000 SH DFND 03 10000 0 0 CLARIM ACQUISITION CORP *W EXP 01/05/202 18049C116 326 33333 SH DFND 03 33333 0 0 COLICITY INC *W EXP 02/24/202 194170114 244 25000 SH DFND 03 25000 0 0 COMPUTE HEALTH ACQUISITIN CO *W EXP 01/25/202 204833115 244 25000 SH DFND 03 25000 0 0 CONX CORP *W EXP 10/30/202 212873111 735 75000 SH DFND 03 75000 0 0 CRUCIBLE ACQUISITION CORP *W EXP 12/26/202 22877P116 391 40000 SH DFND 03 40000 0 0 DHB CAPITAL CORP *W EXP 03/31/202 23291W117 485 50000 SH DFND 03 50000 0 0 D AND Z MEDIA ACQUISITION CO *W EXP 01/27/202 23305Q114 487 50000 SH DFND 03 50000 0 0 DIAMONDHEAD HOLDINGS CORP *W EXP 01/28/202 25278L113 486 50000 SH DFND 03 50000 0 0 EQ HEALTH ACQUISITION CORP *W EXP 02/02/202 26886A119 489 50000 SH DFND 03 50000 0 0 EMPOWERMENT & INCLUSION CAPI *W EXP 01/12/202 29248N118 245 25000 SH DFND 03 25000 0 0 EVO ACQUISITION CORP *W EXP 01/04/202 30052G116 242 25000 SH DFND 03 25000 0 0 FAST ACQUISITION CORP II *W EXP 03/16/202 311874119 243 25000 SH DFND 03 25000 0 0 FINTECH ACQUISITION CORP VI *W EXP 03/31/202 ADDED 31811H114 187 19125 SH DFND 03 19125 0 0 FLAME ACQUISITION CORP *W EXP 02/26/202 33850F116 486 50000 SH DFND 03 50000 0 0 FORESIGHT ACQUISITION CORP *W EXP 01/29/202 34552Y114 164 16666 SH DFND 03 16666 0 0 FOREST ROAD ACQUISITION COR *W EXP 01/15/202 34619V111 390 40000 SH DFND 03 40000 0 0 FORTISTAR SUSTAINABLE SOL CO *W EXP 01/14/202 34962M114 489 50000 SH DFND 03 50000 0 0 FORTRESS VALUE ACQUIS CORP I *W EXP 12/31/202 34964G115 98 10000 SH DFND 03 10000 0 0 FORTRESS VALUE ACQUISI CORP *W EXP 03/18/202 34964K116 244 25000 SH DFND 03 25000 0 0 FUSION ACQUISITION CORP II *W EXP 02/29/202 36118N110 162 16666 SH DFND 03 16666 0 0 GIGCAPITAL4 INC *W EXP 02/08/202 37518G119 493 50000 SH DFND 03 50000 0 0 GOAL ACQUISITIONS CORP *W EXP 02/11/202 38021H115 292 30000 SH DFND 03 30000 0 0 GOLDEN ARROW MERGER CORP *W EXP 07/31/202 380799114 98 10000 SH DFND 03 10000 0 0 GOLDEN FALCON ACQUISITION CO *W EXP 11/04/202 38102H117 195 20000 SH DFND 03 20000 0 0 GORES HOLDINGS VII INC *W EXP 02/25/202 38286T119 185 18750 SH DFND 03 18750 0 0 GORES HLDGS VIII INC *W EXP 03/01/202 382863116 86 8750 SH DFND 03 8750 0 0 GORES TECHNOLOGY PARTNERS II *W EXP 03/16/202 38287L115 138 14000 SH DFND 03 14000 0 0 GORES TECHNOLOGY PARTNERS IN *W EXP 03/16/202 382870111 39 4000 SH DFND 03 4000 0 0 HAYMAKER ACQUISITION CORP II *W EXP 03/04/202 42087R116 208 21378 SH DFND 03 21378 0 0 HEALTHCARE SERVICES ACQU COR *W EXP 99/99/999 42227K112 731 75000 SH DFND 03 75000 0 0 HUDSON EXECUTIVE INVES III *W EXP 02/22/202 44376L115 195 20000 SH DFND 03 20000 0 0 HUDSON EXECUTIVE INVS CORP I *W EXP 01/31/202 443760111 122 12500 SH DFND 03 12500 0 0 ISLEWORTH HEALTHCARE ACQU CO *W EXP 08/02/202 46468P110 246 25000 SH DFND 03 25000 0 0 JAWS HURRICANE ACQUISITN COR *W EXP 03/26/202 ADDED 47201B111 122 12500 SH DFND 03 12500 0 0 KADEM SUSTAINABLE IMPACT COR *W EXP 03/16/202 48284E113 244 25000 SH DFND 03 25000 0 0 KL ACQUISITION CORP *W EXP 01/12/202 49837C117 108 11022 SH DFND 03 11022 0 0 LANDCADIA HOLDINGS IV INC *W EXP 03/29/202 51477A112 244 25000 SH DFND 03 25000 0 0 LIVE OAK MOBILITY ACQUISI CO *W EXP 03/04/202 538126111 44 4553 SH DFND 03 4553 0 0 LOGISTICS INNOVTN TECHNLGS C *W EXP 06/15/202 ADDED 54141L118 324 33333 SH DFND 03 33333 0 0 MCAP ACQUISITION CORP *W EXP 03/02/202 55282T117 494 50000 SH DFND 03 50000 0 0 MASON INDUSTRIAL TECHNOLGY I *W EXP 99/99/999 57520Y114 487 50000 SH DFND 03 50000 0 0 MERCURY ECOM ACQUISITION COR *W EXP 07/27/202 ADDED 589381110 1226 125000 SH DFND 03 125000 0 0 THE MUSIC ACQUISITION CORP *W EXP 02/05/202 62752R118 487 50000 SH DFND 03 50000 0 0 NIGHTDRAGON ACQUISITION CORP *W EXP 02/26/202 65413D113 195 20000 SH DFND 03 20000 0 0 NORTHERN GENESIS ACQU CORP I *W EXP 12/31/202 66516W115 303 31250 SH DFND 03 31250 0 0 NORTHERN STAR INVEST CORP II *W EXP 02/25/202 66574L118 81 8333 SH DFND 03 8333 0 0 NORTHERN STAR INVEST CORP IV *W EXP 02/25/202 66575B119 82 8333 SH DFND 03 8333 0 0 NOVUS CAPITAL CORPORATION II *W EXP 02/02/202 67012W112 165 16666 SH DFND 03 16666 0 0 OCA ACQUISITION CORP *W EXP 01/14/202 670865112 495 50000 SH DFND 03 50000 0 0 ONE EQUITY PARTNERS OPEN WTR *W EXP 01/14/202 68237L113 487 50000 SH DFND 03 50000 0 0 ORION ACQUISITION CORP *W EXP 02/19/202 68626A116 243 25000 SH DFND 03 25000 0 0 OSIRIS ACQUISITION CORP *W EXP 05/01/202 ADDED 68829A111 76 7785 SH DFND 03 7785 0 0 PINE IS ACQUISITION CORP *W EXP 10/19/202 722615119 342 35000 SH DFND 03 35000 0 0 POST HOLDINGS PARTNERING COR *W EXP 04/12/202 ADDED 737465112 161 16666 SH DFND 03 16666 0 0 PRIVETERRA ACQUISITION CORP *W EXP 02/28/202 74275N110 162 16666 SH DFND 03 16666 0 0 PROPTECH INVESTMENT CORP II *W EXP 12/08/202 743497117 245 25000 SH DFND 03 25000 0 0 PWP FORWARD ACQUISITION CORP *W EXP 03/12/202 74709Q119 333 34610 SH DFND 03 34610 0 0 RXR ACQUISITION CORP *W EXP 03/08/202 74981W115 486 50000 SH DFND 03 50000 0 0 ROSECLIFF ACQUISITION CORP I *W EXP 02/11/202 77732R111 81 8333 SH DFND 03 8333 0 0 SCP & CO HEALTHCARE ACQUSTN *W EXP 01/27/202 784065112 122 12500 SH DFND 03 12500 0 0 SANDBRIDGE X2 CORP *W EXP 03/11/202 799792114 243 25000 SH DFND 03 25000 0 0 SCIENCE STRATEGIC ACQ ALPHA *W EXP 01/20/202 808641112 324 33333 SH DFND 03 33333 0 0 SEAPORT GLOBAL ACQUISITN COR *W EXP 12/15/202 812227114 755 75000 SH DFND 03 75000 0 0 SILVERBOX ENGAGED MERGER CO *W EXP 06/02/202 82836L119 130 13333 SH DFND 03 13333 0 0 SOCIAL LEVERAGE ACQUISN CORP *W EXP 02/17/202 83363K110 245 25000 SH DFND 03 25000 0 0 SPARTAN ACQUISITION CORP III *W EXP 02/04/202 84677R114 247 25000 SH DFND 03 25000 0 0 SUSTAINABLE DEVELP ACQU I CO *W EXP 02/04/202 86934L111 244 25000 SH DFND 03 25000 0 0 TCW SPECIAL PURPOSE ACQU COR *W EXP 99/99/999 87301L114 163 16666 SH DFND 03 16666 0 0 TAILWIND ACQUISITION CORP *W EXP 09/07/202 87403Q110 293 30000 SH DFND 03 30000 0 0 TASTEMAKER ACQUISITION CORP *W EXP 01/07/202 876545112 247 25000 SH DFND 03 25000 0 0 TECH AND ENERGY TRANSITION *W EXP 03/31/202 87823R110 977 100000 SH SOLE 100000 0 0 TECH AND ENERGY TRANSITION *W EXP 03/31/202 87823R110 326 33333 SH DFND 03 33333 0 0 THUNDER BRIDGE CAP PRTNRS II *W EXP 02/15/202 88605T118 390 40000 SH DFND 03 40000 0 0 TISHMAN SPEYER INNOVATION CO *W EXP 02/11/202 88825H118 111 11372 SH DFND 03 11372 0 0 TRIBE CAPITAL GROWTH CORP I *W EXP 02/28/202 89601Y119 121 12500 SH DFND 03 12500 0 0 26 CAPITAL ACQUISITION CORP *W EXP 12/31/202 90138P118 243 25000 SH DFND 03 25000 0 0 USHG ACQUISITION CORP *W EXP 02/24/202 91748P118 162 16666 SH DFND 03 16666 0 0 VELOCITY ACQUISITION CORP *W EXP 02/24/202 92259E112 164 16666 SH DFND 03 16666 0 0 Z-WORK ACQUISITION CORP *W EXP 01/04/202 98880C110 162 16666 SH DFND 03 16666 0 0 NEW FRONTIER HEALTH CORP *W EXP 11/30/202 G6461G114 2190 195000 SH SOLE 195000 0 0