Head of Legal and Compliance

0001544676-21-000005.txt : 20210806 0001544676-21-000005.hdr.sgml : 20210806 20210806060552 ACCESSION NUMBER: 0001544676-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210806 DATE AS OF CHANGE: 20210806 EFFECTIVENESS DATE: 20210806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Segantii Capital Management Ltd CENTRAL INDEX KEY: 0001544676 IRS NUMBER: 000000000 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15838 FILM NUMBER: 211150454 BUSINESS ADDRESS: STREET 1: 21F, 100QRC, 100 QUEENS ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: 000000 BUSINESS PHONE: 852 3926 8338 MAIL ADDRESS: STREET 1: 21F, 100QRC, 100 QUEENS ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: 000000 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001544676 XXXXXXXX 06-30-2021 06-30-2021 Segantii Capital Management Ltd

21F, 100QRC, 100 QUEENS ROAD CENTRAL HONG KONG K3 000000

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ADDED 194170106 975 100000 SH DFND 03 100000 0 0 COLICITY INC *W EXP 02/24/202 ADDED 194170114 137 14000 SH DFND 03 14000 0 0 COMPutE HEALTH ACQUISITIN CO COM CL A 204833107 982 100000 SH DFND 03 100000 0 0 COMPutE HEALTH ACQUISITIN CO *W EXP 01/25/202 204833115 246 25000 SH DFND 03 25000 0 0 CONX CORP COM CL A 212873103 2712 275000 SH DFND 03 275000 0 0 CONX CORP *W EXP 10/30/202 212873111 1479 150000 SH DFND 03 150000 0 0 CRICUT INC COM CL A 22658D100 6305 148000 SH DFND 03 148000 0 0 CRUCIBLE ACQUISITION CORP COM CL A 22877P108 989 101941 SH DFND 03 101941 0 0 CRUCIBLE ACQUISITION CORP *W EXP 12/26/202 22877P116 162 16666 SH DFND 03 16666 0 0 DHB CAPITAL CORP UNIT 03/31/2028 23291W208 1000 100000 SH DFND 03 100000 0 0 D AND Z MEDIA ACQUISITION CO COM CL A 23305Q106 1457 150000 SH DFND 03 150000 0 0 D AND Z MEDIA ACQUISITION CO *W EXP 01/27/202 23305Q114 486 50000 SH DFND 03 50000 0 0 DMY TECHNOLOGY GROUP INC IV COM CL A ADDED 23344K102 977 100000 SH DFND 03 100000 0 0 DMY TECHNOLOGY GROUP INC IV *W EXP 03/04/202 ADDED 23344K110 195 20000 SH DFND 03 20000 0 0 DARDEN RESTAURANTS INC COM 237194105 21899 150000 SH DFND 03 150000 0 0 DECARBONIZATION PLUS ACQU II COM CL A 242794105 247 25000 SH DFND 03 25000 0 0 DESKTOP METAL INC COM CL A 25058X105 3450 300000 SH DFND 03 300000 0 0 DIAMONDHEAD HOLDINGS CORP CL A 25278L105 971 100000 SH DFND 03 100000 0 0 DIAMONDHEAD HOLDINGS CORP *W EXP 01/28/202 25278L113 243 25000 SH DFND 03 25000 0 0 DOMTAR CORP Call 257559903 5496 100000 SH Call DFND 02 100000 0 0 DUCK CREEK TECHNOLOGIES INC SHS 264120106 10878 250000 SH DFND 03 250000 0 0 DUCKHORN PORTFOLIO INC COM 26414D106 5956 270000 SH DFND 03 270000 0 0 DUN & BRADSTREET HLDGS INC COM 26484T106 7124 333374 SH DFND 03 333374 0 0 DYNAMICS SPECIAL PURPOSE COR CLASS A COM ADDED 268010105 994 100000 SH DFND 03 100000 0 0 DYNATRACE INC COM NEW 268150109 10749 184000 SH DFND 03 184000 0 0 EQ HEALTH ACQUISITION CORP COM CL A 26886A101 966 100000 SH DFND 03 100000 0 0 EQ HEALTH ACQUISITION CORP *W EXP 02/02/202 26886A119 483 50000 SH DFND 03 50000 0 0 ELANCO ANIMAL HEALTH INC COM 28414H103 20120 580000 SH DFND 03 580000 0 0 EMPOWERMENT & INCLUSION CAPI COM CL A 29248N100 489 50000 SH DFND 03 50000 0 0 ETSY INC COM 29786A106 3273 15900 SH SOLE 15900 0 0 EVO ACQUISITION CORP COM CL A ADDED 30052G108 485 50000 SH DFND 03 50000 0 0 EVO ACQUISITION CORP *W EXP 01/04/202 ADDED 30052G116 243 25000 SH DFND 03 25000 0 0 EXPEDIA GROUP INC COM NEW 30212P303 9823 60000 SH DFND 03 60000 0 0 FG NEW AMER ACQUISITION CORP COM 30259V106 1021 100000 SH DFND 03 100000 0 0 FAST ACQUISITION CORP II CL A ADDED 311874101 979 100000 SH DFND 03 100000 0 0 FAST ACQUISITION CORP II *W EXP 03/16/202 ADDED 311874119 245 25000 SH DFND 03 25000 0 0 51JOB INC SPONSORED ADS 316827104 1190 15307 SH SOLE 15307 0 0 FINTECH ACQUISITION CORP VI UNIT 06/24/2026 ADDED 31811H205 772 76500 SH DFND 03 76500 0 0 FISERV INC COM 337738108 18171 170000 SH DFND 03 170000 0 0 FLAME ACQUISITION CORP COM CL A ADDED 33850F108 966 100000 SH DFND 03 100000 0 0 FLAME ACQUISITION CORP *W EXP 02/26/202 ADDED 33850F116 483 50000 SH DFND 03 50000 0 0 FOCUS FINL PARTNERS INC COM CL A 34417P100 4850 100000 SH DFND 03 100000 0 0 FORD MTR CO DEL COM 345370860 5354 360300 SH SOLE 360300 0 0 FORESIGHT ACQUISITION CORP CL A ADDED 34552Y106 495 50000 SH DFND 03 50000 0 0 FORESIGHT ACQUISITION CORP *W EXP 01/29/202 ADDED 34552Y114 165 16666 SH DFND 03 16666 0 0 FOREST ROAD ACQUISITION COR CL A ADDED 34619V103 1960 200000 SH DFND 03 200000 0 0 FORTISTAR SUSTAINABLE SOL CO COM CL A 34962M106 973 100000 SH DFND 03 100000 0 0 FORTISTAR SUSTAINABLE SOL CO *W EXP 01/14/202 34962M114 487 50000 SH DFND 03 50000 0 0 FORTRESS VALUE ACQUIS CORP I COM CL A 34964G107 737 75000 SH DFND 03 75000 0 0 FORTRESS VALUE ACQUIS CORP I *W EXP 12/31/202 34964G115 98 10000 SH DFND 03 10000 0 0 FORTRESS VALUE ACQUISI CORP UNIT 03/31/2028 34964K207 2000 200000 SH DFND 03 200000 0 0 FUSION ACQUISITION CORP II COM CL A ADDED 36118N102 483 50000 SH DFND 03 50000 0 0 GENWORTH FINL INC COM CL A 37247D106 2830 725705 SH DFND 02 725705 0 0 GIGCAPITAL4 INC COM ADDED 37518G101 1478 150000 SH DFND 03 150000 0 0 GIGCAPITAL4 INC *W EXP 02/08/202 ADDED 37518G119 493 50000 SH DFND 03 50000 0 0 GOAL ACQUISITIONS CORP COM 38021H107 482 50000 SH DFND 03 50000 0 0 GOLDEN FALCON ACQUISITION CO CL A 38102H109 729 75000 SH DFND 03 75000 0 0 GORES GUGGENHEIM INC CLASS A COM ADDED 38286Q107 3416 350000 SH DFND 03 350000 0 0 GORES GUGGENHEIM INC *W EXP 03/25/202 ADDED 38286Q115 684 70000 SH DFND 03 70000 0 0 GORES HOLDINGS VII INC COM CL A ADDED 38286T101 1485 150000 SH DFND 03 150000 0 0 GORES HOLDINGS VII INC *W EXP 02/25/202 ADDED 38286T119 186 18750 SH DFND 03 18750 0 0 GORES HLDGS VIII INC CL A ADDED 382863108 694 70000 SH DFND 03 70000 0 0 GORES HLDGS VIII INC *W EXP 03/01/202 ADDED 382863116 87 8750 SH DFND 03 8750 0 0 GORES HLDGS V INC COM CL A 382864106 505 50000 SH DFND 03 50000 0 0 GORES TECHNOLOGY PARTNERS II CLASS A COM ADDED 38287L107 694 70000 SH DFND 03 70000 0 0 GORES TECHNOLOGY PARTNERS II *W EXP 03/16/202 ADDED 38287L115 139 14000 SH DFND 03 14000 0 0 GORES TECHNOLOGY PARTNERS IN CLASS A COM ADDED 382870103 201 20000 SH DFND 03 20000 0 0 GORES TECHNOLOGY PARTNERS IN *W EXP 03/16/202 ADDED 382870111 40 4000 SH DFND 03 4000 0 0 GORES METROPOULOS II INC CL A 382873107 1978 200000 SH DFND 03 200000 0 0 GORES METROPOULOS II INC *W EXP 01/31/202 382873115 99 10000 SH DFND 03 10000 0 0 GRACE W R & CO DEL NEW COM 38388F108 67973 983399 SH DFND 02 983399 0 0 GRAFTECH INTL LTD COM 384313508 12492 1075000 SH DFND 03 1075000 0 0 GUARDANT HEALTH INC COM 40131M109 7451 60000 SH DFND 03 60000 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 5775 200000 SH DFND 02 200000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 29436 475000 SH DFND 02 475000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 24788 400000 SH DFND 03 400000 0 0 HAYMAKER ACQUISITION CORP II CLASS A COM ADDED 42087R108 486 50000 SH DFND 03 50000 0 0 HAYMAKER ACQUISITION CORP II *W EXP 03/04/202 ADDED 42087R116 121 12500 SH DFND 03 12500 0 0 HAYWARD HLDGS INC COM 421298100 5204 200000 SH DFND 03 200000 0 0 HEALTHCARE SERVICES ACQU COR COM CL A 42227K104 968 100000 SH DFND 03 100000 0 0 HEALTHCARE SERVICES ACQU COR *W EXP 99/99/999 42227K112 726 75000 SH DFND 03 75000 0 0 HENNESSY CAPITAL INVS CORP V COM CL A 42589T107 2275 225000 SH DFND 03 225000 0 0 HOSTESS BRANDS INC CL A 44109J106 19428 1200000 SH DFND 03 1200000 0 0 HUDSON EXECUTIVE INVES III COM CL A ADDED 44376L107 974 100000 SH DFND 03 100000 0 0 HUDSON EXECUTIVE INVES III *W EXP 02/22/202 ADDED 44376L115 195 20000 SH DFND 03 20000 0 0 HUDSON EXECUTIVE INVS CORP I COM CL A 443760103 486 50000 SH DFND 03 50000 0 0 HUDSON EXECUTIVE INVS CORP I *W EXP 01/31/202 443760111 121 12500 SH DFND 03 12500 0 0 I MAB SPONSORED ADS 44975P103 38197 455000 SH DFND 02 455000 0 0 ICICI BANK LIMITED ADR 45104G104 22074 1300300 SH SOLE 1300300 0 0 INGERSOLL RAND INC COM 45687V106 24405 500000 SH DFND 03 500000 0 0 INVESCO QQQ TR Put 46090E953 29063 82000 SH Put DFND 02 82000 0 0 IRON SPARK I INC CLASS A COM ADDED 46301G103 1497 150000 SH DFND 03 150000 0 0 ISLEWORTH HEALTHCARE ACQU CO COM 46468P102 980 100000 SH DFND 03 100000 0 0 ISLEWORTH HEALTHCARE ACQU CO *W EXP 08/02/202 46468P110 245 25000 SH DFND 03 25000 0 0 JAWS HURRICANE ACQUISITN COR UNIT 06/08/2026 ADDED 47201B202 503 50000 SH DFND 03 50000 0 0 JD.COM INC SPON ADR CL A 47215P106 16800 213610 SH DFND 02 213610 0 0 JD.COM INC SPON ADR CL A 47215P106 22100 281012 SH SOLE 281012 0 0 JELD-WEN HLDG INC COM 47580P103 3151 120000 SH DFND 03 120000 0 0 KE HLDGS INC SPONSORED ADS 482497104 40070 840385 SH DFND 02 840385 0 0 KKR ACQUISITION HOLDING I CO COM CLASS A ADDED 48253T109 1228 125000 SH DFND 03 125000 0 0 KADEM SUSTAINABLE IMPACT COR CLASS A COM ADDED 48284E105 481 50000 SH DFND 03 50000 0 0 KADEM SUSTAINABLE IMPACT COR *W EXP 03/16/202 ADDED 48284E113 240 25000 SH DFND 03 25000 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 1984 7000 SH DFND 03 7000 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 101086 356731 SH DFND 02 356731 0 0 L BRANDS INC COM 501797104 27743 385000 SH DFND 03 385000 0 0 LG DISPLAY CO LTD SPONS ADR REP 50186V102 774 71160 SH SOLE 71160 0 0 LI AUTO INC SPONSORED ADS 50202M102 44863 1284000 SH DFND 02 1284000 0 0 LAMB WESTON HLDGS INC COM 513272104 21375 265000 SH DFND 03 265000 0 0 LANCASTER COLONY CORP COM 513847103 15094 78000 SH DFND 03 78000 0 0 LANDCADIA HOLDINGS IV INC CLASS A COM ADDED 51477A104 977 100000 SH DFND 03 100000 0 0 LANDCADIA HOLDINGS IV INC *W EXP 03/29/202 ADDED 51477A112 245 25000 SH DFND 03 25000 0 0 LATHAM GROUP INC COM ADDED 51819L107 6392 200000 SH DFND 03 200000 0 0 LESLIES INC COM 527064109 9209 335000 SH DFND 03 335000 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 29641 170684 SH DFND 02 170684 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 5210 30000 SH DFND 03 30000 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 8694 186651 SH DFND 02 186651 0 0 LIONHEART ACQUISITION CORP I COM CL A 53625R104 493 50000 SH DFND 03 50000 0 0 LIVE OAK MOBILITY ACQUISI CO COM CL A ADDED 538126103 223 22769 SH DFND 03 22769 0 0 LIVE OAK MOBILITY ACQUISI CO *W EXP 03/04/202 ADDED 538126111 45 4553 SH DFND 03 4553 0 0 LOCUST WALK ACQUISITION CORP COM CL A 54015L103 495 50000 SH DFND 03 50000 0 0 LOCUST WALK ACQUISITION CORP *W EXP 12/31/202 54015L111 38 3886 SH DFND 03 3886 0 0 LOGISTICS INNOVTN TECHNLGS C UNIT 06/10/2026 ADDED 54141L209 995 100000 SH DFND 03 100000 0 0 LYDALL INC COM 550819106 2875 47500 SH DFND 03 47500 0 0 MCAP ACQUISITION CORP COM CL A ADDED 55282T109 1443 150000 SH DFND 03 150000 0 0 MCAP ACQUISITION CORP *W EXP 03/02/202 ADDED 55282T117 481 50000 SH DFND 03 50000 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 21518 562278 SH DFND 02 562278 0 0 MASON INDUSTRIAL TECHNOLGY I COM CL A 57520Y106 1449 150000 SH DFND 03 150000 0 0 MASON INDUSTRIAL TECHNOLGY I *W EXP 99/99/999 57520Y114 483 50000 SH DFND 03 50000 0 0 MASTERCARD INCORPORATED CL A 57636Q104 28294 77500 SH DFND 03 77500 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 62613 594280 SH DFND 02 594280 0 0 MCAFEE CORP COM CL A 579063108 11208 400000 SH DFND 03 400000 0 0 MEDTECH ACQUISITION CORP COM CL A 58507N105 488 50000 SH DFND 03 50000 0 0 MONTES ARCHIMEDES ACQUISITIO COM CL A 612657106 1236 125000 SH DFND 03 125000 0 0 MOSAIC CO NEW COM 61945C103 21699 680000 SH DFND 03 680000 0 0 THE MUSIC ACQUISITION CORP COM CLASS A 62752R100 967 100000 SH DFND 03 100000 0 0 THE MUSIC ACQUISITION CORP *W EXP 02/05/202 62752R118 484 50000 SH DFND 03 50000 0 0 NIO INC SPON ADS 62914V106 111986 2105000 SH DFND 02 2105000 0 0 NETEASE INC SPONSORED ADS 64110W102 1076 9500 SH DFND 02 9500 0 0 NIGHTDRAGON ACQUISITION CORP CLASS A COM ADDED 65413D105 976 100000 SH DFND 03 100000 0 0 NIGHTDRAGON ACQUISITION CORP *W EXP 02/26/202 ADDED 65413D113 195 20000 SH DFND 03 20000 0 0 NOKIA CORP SPONSORED ADR 654902204 3203 596551 SH DFND 02 596551 0 0 NORTHERN GENESIS ACQU CORP I UNIT 99/99/9999 66516W206 1263 125000 SH DFND 03 125000 0 0 NORTHERN STAR INVSTMNT CORP COM CLASS A 66573W107 996 100000 SH DFND 03 100000 0 0 NORTHERN STAR INVEST CORP II COM CL A ADDED 66574L100 489 50000 SH DFND 03 50000 0 0 NORTHERN STAR INVEST CORP II *W EXP 02/25/202 ADDED 66574L118 81 8333 SH DFND 03 8333 0 0 NORTHERN STAR INVEST CORP IV COM CL A ADDED 66575B101 493 50000 SH DFND 03 50000 0 0 NORTHERN STAR INVEST CORP IV *W EXP 02/25/202 ADDED 66575B119 82 8333 SH DFND 03 8333 0 0 ALKURI GLOBAL ACQUISITION CO COM CL A 66981N103 1485 150000 SH DFND 03 150000 0 0 ALKURI GLOBAL ACQUISITION CO *W EXP 02/09/202 66981N111 247 25000 SH DFND 03 25000 0 0 NOVUS CAPITAL CORPORATION II COM CL A 67012W104 975 100000 SH DFND 03 100000 0 0 NOVUS CAPITAL CORPORATION II *W EXP 02/02/202 67012W112 162 16666 SH DFND 03 16666 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 43498 799000 SH DFND 02 799000 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 201428 3700000 SH DFND 03 3700000 0 0 OCA ACQUISITION CORP COM CL A 670865104 991 100000 SH DFND 03 100000 0 0 OCA ACQUISITION CORP *W EXP 01/14/202 670865112 496 50000 SH DFND 03 50000 0 0 OAK STR HEALTH INC COM 67181A107 4803 82000 SH DFND 03 82000 0 0 OMNICHANNEL ACQUISITION CORP COM CL A 68218L108 344 35000 SH DFND 03 35000 0 0 ONE EQUITY PARTNERS OPEN WTR CL A 68237L105 1458 150000 SH DFND 03 150000 0 0 ONE EQUITY PARTNERS OPEN WTR *W EXP 01/14/202 68237L113 485 50000 SH DFND 03 50000 0 0 OPTION CARE HEALTH INC COM NEW 68404L201 4549 208000 SH DFND 03 208000 0 0 ORBCOMM INC COM 68555P100 4889 435000 SH DFND 03 435000 0 0 ORION ACQUISITION CORP UNIT 02/19/2026 68626A207 992 100000 SH DFND 03 100000 0 0 OSIRIS ACQUISITION CORP UNIT 99/99/9999 ADDED 68829A202 154 15571 SH DFND 03 15571 0 0 PEPSICO INC COM 713448108 22226 150000 SH DFND 03 150000 0 0 PERFORMANCE FOOD GROUP CO COM 71377A103 18669 385000 SH DFND 03 385000 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 3784 318606 SH DFND 02 318606 0 0 PIONEER NAT RES CO COM 723787107 4063 25000 SH DFND 03 25000 0 0 PLUG POWER INC COM NEW 72919P202 6564 192000 SH DFND 03 192000 0 0 POST HOLDINGS PARTNERING COR UNIT 99/99/9999 ADDED 737465203 520 50000 SH DFND 03 50000 0 0 PRIVETERRA ACQUISITION CORP UNIT 99/99/9999 74275N201 499 50000 SH DFND 03 50000 0 0 PROOFPOINT INC COM 743424103 20217 116354 SH DFND 02 116354 0 0 PROOFPOINT INC COM 743424103 5213 30000 SH DFND 03 30000 0 0 PWP FORWARD ACQUISITION CORP UNIT 03/10/2026 74709Q200 1722 173050 SH DFND 03 173050 0 0 QUALTRICS INTL INC COM CL A 747601201 10519 275000 SH DFND 03 275000 0 0 RXR ACQUISITION CORP UNIT 01/01/2025 74981W206 2490 250000 SH DFND 03 250000 0 0 RACKSPACE TECHNOLOGY INC COM 750102105 1961 100000 SH DFND 03 100000 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 22554 350000 SH DFND 03 350000 0 0 ROMAN DBDR TECH ACQUISITION COM CL A 77584N101 1161 114814 SH DFND 03 114814 0 0 ROSECLIFF ACQUISITION CORP I COM CL A 77732R103 242 25000 SH DFND 03 25000 0 0 ROSECLIFF ACQUISITION CORP I *W EXP 02/11/202 77732R111 81 8333 SH DFND 03 8333 0 0 ROTH CH ACQUISITION III CO COM 77867Q102 66 6696 SH DFND 03 6696 0 0 ROTOR ACQUISITION CORP COM 77879W105 1248 125000 SH DFND 03 125000 0 0 ROTOR ACQUISITION CORP *W EXP 06/15/202 77879W113 250 25000 SH DFND 03 25000 0 0 SCP & CO HEALTHCARE ACQUSTN COM CL A 784065104 242 25000 SH DFND 03 25000 0 0 SCP & CO HEALTHCARE ACQUSTN *W EXP 01/27/202 784065112 121 12500 SH DFND 03 12500 0 0 S&P GLOBAL INC COM 78409V104 15959 38881 SH DFND 03 38881 0 0 SPDR SER TR S&P REGL BKG 78464A698 118 1805 SH DFND 03 1805 0 0 SPDR SER TR S&P RETAIL ETF 78464A714 2071 21295 SH DFND 03 21295 0 0 SPDR SER TR S&P BIOTECH 78464A870 2560 18904 SH DFND 03 18904 0 0 SALESFORCE COM INC Call 79466L902 36641 150000 SH Call DFND 02 150000 0 0 SANDBRIDGE X2 CORP COM CLASS A ADDED 799792106 725 75000 SH DFND 03 75000 0 0 SANDBRIDGE ACQUISITION CORP COM CL A 799793104 749 75000 SH DFND 03 75000 0 0 SCIENCE STRATEGIC ACQ ALPHA COM CL A 808641104 968 100000 SH DFND 03 100000 0 0 SCIENCE STRATEGIC ACQ ALPHA *W EXP 01/20/202 808641112 324 33333 SH DFND 03 33333 0 0 SEAPORT GLOBAL ACQUISITN COR COM CL A 812227106 996 100000 SH DFND 03 100000 0 0 SEAPORT GLOBAL ACQUISITN COR *W EXP 12/15/202 812227114 996 100000 SH DFND 03 100000 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 20244 700000 SH DFND 03 700000 0 0 SHIFT4 PMTS INC CL A 82452J109 9372 100000 SH DFND 03 100000 0 0 SHOALS TECHNOLOGIES GROUP IN CL A 82489W107 26625 750000 SH DFND 03 750000 0 0 SILVERBOX ENGAGED MERGER CO COM CL A ADDED 82836L101 388 40000 SH DFND 03 40000 0 0 SILVERBOX ENGAGED MERGER CO *W EXP 06/02/202 ADDED 82836L119 129 13333 SH DFND 03 13333 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 96027 2167647 SH DFND 02 2167647 0 0 SOCIAL LEVERAGE ACQUISN CORP COM CL A ADDED 83363K102 972 100000 SH DFND 03 100000 0 0 SOCIAL LEVERAGE ACQUISN CORP *W EXP 02/17/202 ADDED 83363K110 243 25000 SH DFND 03 25000 0 0 SOLARWINDS CORP COM 83417Q105 5151 305000 SH DFND 03 305000 0 0 SOTERA HEALTH CO COM 83601L102 4846 200000 SH DFND 03 200000 0 0 SPARTACUS ACQUISITION CORP CL A 84677L109 251 25000 SH DFND 03 25000 0 0 SPARTAN ACQUISITION CORP III COM CL A ADDED 84677R106 978 100000 SH DFND 03 100000 0 0 SPARTAN ACQUISITION CORP III *W EXP 02/04/202 ADDED 84677R114 245 25000 SH DFND 03 25000 0 0 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 14260 298087 SH DFND 03 298087 0 0 STARBOARD VALUE ACQUISITN CO COM CL A 85521J109 1500 150000 SH DFND 03 150000 0 0 SUNNOVA ENERGY INTL INC. COM 86745K104 7909 210000 SH DFND 03 210000 0 0 SUPERNOVA PARTNERS ACQUISITI COM CL A 86846V108 993 100000 SH DFND 03 100000 0 0 SURGERY PARTNERS INC COM 86881A100 3331 50000 SH DFND 03 50000 0 0 SUSTAINABLE DEVELP ACQU I CO COM CL A 86934L103 728 75000 SH DFND 03 75000 0 0 SUSTAINABLE DEVELP ACQU I CO *W EXP 02/04/202 86934L111 243 25000 SH DFND 03 25000 0 0 TCW SPECIAL PURPOSE ACQU COR COM CL A ADDED 87301L106 486 50000 SH DFND 03 50000 0 0 TCW SPECIAL PURPOSE ACQU COR *W EXP 99/99/999 ADDED 87301L114 162 16666 SH DFND 03 16666 0 0 TALEND S A ADS 874224207 13120 200000 SH DFND 03 200000 0 0 TARGET CORP COM 87612E106 26591 110000 SH DFND 03 110000 0 0 TECH AND ENERGY TRANSITION CLASS A COM ADDED 87823R102 633 65565 SH SOLE 65565 0 0 TECH AND ENERGY TRANSITION CLASS A COM ADDED 87823R102 966 100000 SH DFND 03 100000 0 0 TECH AND ENERGY TRANSITION *W EXP 03/31/202 ADDED 87823R110 725 100000 SH SOLE 100000 0 0 TECH AND ENERGY TRANSITION *W EXP 03/31/202 ADDED 87823R110 241 33333 SH DFND 03 33333 0 0 10X GENOMICS INC CL A COM 88025U109 4896 25000 SH DFND 03 25000 0 0 THUNDER BRIDGE CAP PRTNRS II COM CL A 88605T100 1944 200000 SH DFND 03 200000 0 0 THUNDER BRIDGE CAP PRTNRS II *W EXP 02/15/202 88605T118 388 40000 SH DFND 03 40000 0 0 TISHMAN SPEYER INNOVATION CO COM CL A ADDED 88825H100 561 56862 SH DFND 03 56862 0 0 TISHMAN SPEYER INNOVATION CO *W EXP 02/11/202 ADDED 88825H118 113 11372 SH DFND 03 11372 0 0 TRIBE CAPITAL GROWTH CORP I UNIT 02/24/2026 89601Y200 505 50000 SH DFND 03 50000 0 0 TRIP COM GROUP LTD ADS 89677Q107 97771 2751200 SH DFND 02 2751200 0 0 26 CAPITAL ACQUISITION CORP COM CL A 90138P100 486 50000 SH DFND 03 50000 0 0 II-VI INC COM 902104108 1651 22750 SH DFND 03 22750 0 0 II-VI INC Call 902104908 14518 200000 SH Call DFND 02 200000 0 0 UBER TECHNOLOGIES INC COM 90353T100 20549 410000 SH DFND 03 410000 0 0 US FOODS HLDG CORP COM 912008109 10357 270000 SH DFND 03 270000 0 0 USHG ACQUISITION CORP COM CL A ADDED 91748P100 485 50000 SH DFND 03 50000 0 0 USHG ACQUISITION CORP *W EXP 02/24/202 ADDED 91748P118 162 16666 SH DFND 03 16666 0 0 VPC IMPACT ACQU HOLDI III IN COM CL A ADDED 91835J108 495 50000 SH DFND 03 50000 0 0 VPC IMPACT ACQU HOLDI III IN *W EXP 09/03/202 ADDED 91835J116 124 12500 SH DFND 03 12500 0 0 VAIL RESORTS INC COM 91879Q109 20890 66000 SH DFND 03 66000 0 0 VALVOLINE INC COM 92047W101 12984 400000 SH DFND 03 400000 0 0 VANECK VECTORS ETF TR Put 92189F956 20979 80000 SH Put DFND 02 80000 0 0 VELOCITY ACQUISITION CORP COM CL A ADDED 92259E104 483 50000 SH DFND 03 50000 0 0 VERTIV HOLDINGS CO COM CL A 92537N108 12012 440000 SH DFND 03 440000 0 0 VERTEX INC CL A 92538J106 6582 300000 SH DFND 03 300000 0 0 VIACOMCBS INC CL B 92556H206 774 17124 SH DFND 02 17124 0 0 VIRTUOSO ACQUISITION CORP COM CL A 92837J104 992 100000 SH DFND 03 100000 0 0 WELBILT INC COM 949090104 15488 669032 SH DFND 02 669032 0 0 WESTERN DIGITAL CORP. COM 958102105 9964 140000 SH DFND 03 140000 0 0 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 4682 168000 SH DFND 03 168000 0 0 XPO LOGISTICS INC COM 983793100 5024 35915 SH DFND 02 35915 0 0 XPO LOGISTICS INC COM 983793100 10492 75000 SH DFND 03 75000 0 0 XILINX INC COM 983919101 3616 25000 SH DFND 03 25000 0 0 XILINX INC COM 983919101 75975 525273 SH DFND 02 525273 0 0 YUM CHINA HLDGS INC COM 98850P109 10849 166350 SH DFND 02 166350 0 0 Z-WORK ACQUISITION CORP COM CL A 98880C102 486 50100 SH DFND 03 50100 0 0 Z-WORK ACQUISITION CORP *W EXP 01/04/202 98880C110 162 16666 SH DFND 03 16666 0 0 ZAI LAB LTD ADR 98887Q104 67373 380659 SH SOLE 380659 0 0 ZANITE ACQUISITION CORP COM CL A 98907K103 252 25000 SH DFND 03 25000 0 0 ZOOMINFO TECHNOLOGIES INC COM CL A 98980F104 14347 275000 SH DFND 03 275000 0 0 PRA HEALTH SCIENCES INC COM 69354M108 9913 60000 SH DFND 03 60000 0 0 ALTIMAR ACQUISITION CORP II SHS CL A G03709105 972 100000 SH DFND 03 100000 0 0 ARCTOS NORTHSTAR ACQUIS CORP SHS CL A ADDED G0477L100 487 50000 SH DFND 03 50000 0 0 CERBERUS TELECOM ACQUISITION SHS CL A G2040C104 2483 250000 SH DFND 03 250000 0 0 CLARIVATE PLC ORD SHS G21810109 9636 350000 SH DFND 03 350000 0 0 ARES ACQUISITION CORPORATION COM CL A G33032106 2438 250000 SH DFND 03 250000 0 0 GLOBAL PARTNER ACQISTN CORP CL A SHS G3934P102 2430 250000 SH DFND 03 250000 0 0 LEO HLDGS CORP II COM CL A G5463R102 972 100000 SH DFND 03 100000 0 0 LEO HLDGS CORP II *W EXP 01/07/202 G5463R128 243 25000 SH DFND 03 25000 0 0 NEW FRONTIER HEALTH CORP *W EXP 11/30/202 G6461G114 2178 195000 SH SOLE 195000 0 0 XP INC CL A G98239109 5662 130000 SH DFND 03 130000 0 0 TRIP COM GROUP LTD DEBT 1.500% 7/0 ADDED G9066FAA9 41614 29000000 PRN SOLE 29000000 0 0