EX-99.77O RULE 10F-3 3 underwrite.htm Unassociated Document
 
 

 

Transactions pursuant to rule 10f3
             
               
Name of Issuer
Date of Purchase
 Number of Securities Purchased (Par)
 Dollar Amount of Purchase
Price per Unit
Name(s) of Underwriter(s) or Dealer(s) From Whom Purchased
Affiliated Broker
Other Members of the Underwriting Syndicate
Level 3 Communications
8/1/2012
                                                         500,000.00
                                  500,000.00
 $           100.00
Citigroup
Morgan Stanley
Citigroup, BofA Merrill Lynch
             
Morgan Stanley, Credit Suisse, Deutsche Bank Securities, J.P. Morgan
               
Steel Dynamics
8/2/2012
                                                         500,000.00
                                  500,000.00
 $           100.00
Banc of America Securitiies LLC
Morgan Stanley
BofA Merrill Lynch, Goldman, Sachs & Co.
             
J.P. Morgan, Deutsche Bank Securities, Morgan Stanley
             
PNC Capital Markets LLC, BMO Capital Markets, RBS
               
Sandridge Energy, Inc.
8/6/2012
                                                         500,000.00
                                  500,000.00
 $           100.00
Barclays
Morgan Stanley and Mitsubishi UFJ Securities
Barclays, Citigroup, Deutsche Bank Securities, J.P. Morgan, RBC Capital Markets
             
Capital One Southcoast, Mitsubishi UFJ Securities, Morgan Stanley, UBS Investment Bank
             
BOSC, Inc., Comerica Securities, Lloyds Securities, Scotiabank
               
Markwest Energy Partners, Inc.
8/6/2012
                                                         500,000.00
                                  500,000.00
 $           100.00
Wells Fargo Securities
Morgan Stanley
Wells Fargo Securities, BofA Merrill Lynch, Barclays
             
Citigroup, Goldman, Sachs & Co., J.P. Morgan
             
RBC Capital Markets, UBS Investment Bank, US Bancorp
             
Capital One Southcoast, Comerica Securities, Morgan Stanley
             
Natixis, SMBC Nikko
               
Nuance Communications, Inc.
8/9/2012
                                                         500,000.00
                                  500,000.00
 $           100.00
Barclays
Morgan Stanley
Barclays, Morgan Stanley
               
Sirius XM Radio, Inc.
8/8/2012
                                                         500,000.00
                                  500,000.00
 $           100.00
JP Morgan
Morgan Stanley
J.P. Morgan, BofA Merrill Lynch
             
Citigroup,
             
Deutsche Bank Securities
             
Morgan Stanley
             
UBS Investment Bank
               
Frontier Communications, Corp.
8/8/2012
                                                         500,000.00
                                  500,000.00
 $           100.00
Credit Suisse
Morgan Stanley and Mitsubishi UFJ Securities
Credit Suisse, J.P. Morgan
             
Barclays, Citigroup, Deutsche Bank Securities, Morgan Stanley, RBS
             
Goldman, Sachs & Co., Mitsubishi UFJ Securities, Raymond James, RBC Capital Markets, TD Securities
               
EP Energy LLC and Everest Acq
8/8/2012
                                                         500,000.00
                                  500,000.00
 $           100.00
Citigroup
Morgan Stanley and Mitsubishi UFJ Securities
Citigroup, Deutsche Bank Securities, J.P. Morgan
             
Nomura, Wells Fargo Securities
NII International
02/11/213
         
Apollo Global Securities, LLC, BMO Capital Markets, Capital One Southcoast, CIBC
             
Comerica Securities, Credit Suisse, DNB Markets, Goldman, Sachs & Co.
             
ING, Lloyds Securities, Mitsubishi UFJ Securities, Mizuho Securities
             
Morgan Stanley, RBC Capital Markets, RBS, Scotiabank
             
SMBC Nikko, SOCIETE GENERALE, SunTrust Robinson Humphrey, TD Securities
             
UBS Investment Bank
               
Energy Future Intermediate Holdings
8/9/2012
                                                         500,000.00
                                  500,000.00
 $           100.00
Citigroup
Morgan Stanley
Citigroup, Goldman, Sachs & Co., Credit Suisse, J.P. Morgan, Morgan Stanley
             
The Williams Capital Group, L.P.
               
Live Nation Entertainment
8/15/2012
                                                         500,000.00
                                  500,000.00
 $           100.00
JP Morgan
Morgan Stanley
J.P. Morgan, BofA Merrill Lynch, Deutsche Bank Securities
             
Goldman, Sachs & Co,. Morgan Stanley, Wells Fargo Securities
             
RBS Scotiabank HSBC
               
Caesars Enertainment Operating
8/15/2012
                                                         500,000.00
                                  500,000.00
 $           100.00
Citigroup
Morgan Stanley
Citigroup, BofA Merrill Lynch, Credit Suisse, Deutsche Bank Securities
             
Goldman, Sachs & Co. J.P. Morgan Morgan Stanley
               
               
Ocean Rig
9/11/2012
                                                         500,000.00
                                  500,000.00
 $           100.00
Deutsche Bank
Morgan Stanley
Deutsche Bank Securities
             
Morgan Stanley
             
DNB Markets
             
ABN AMRO
             
COMMERZBANK
             
NORDEA
             
SEB
             
Swedbank First Securities
               
MidStates Petroleum
9/11/2012
                                                         500,000.00
                                  500,000.00
 $           100.00
Banc of America Securitiies LLC
Morgan Stanley
BofA Merrill Lynch, SunTrust Robinson Humphrey
             
Goldman, Sachs & Co., Morgan Stanley, RBC Capital Markets
             
Citigroup, Natixis, RBS
             
SOCIETE GENERALE
             
Capital One Southcoast, KeyBanc Capital Markets
               
AdvancePierre Foods, Inc.
9/24/2012
                                                         500,000.00
                                  500,000.00
 $           100.00
Deutsche Bank
Morgan Stanley
Deutsche Bank Securities, Barclays, Credit Suisse
             
BMO Capital Markets ,Morgan Stanley
               
Tenet Healthcare Corp.
10/1/2012
                                                         500,000.00
                                  500,000.00
 $           100.00
Barclays
Morgan Stanley
Barclays, BofA Merrill Lynch, Citigroup, Wells Fargo Securities
             
Goldman, Sachs & Co., Morgan Stanley, Scotiabank
               
Edgen Murray Corp.
10/2/2012
                                                         172,500.00
                                  172,500.00
 $           100.00
Jefferies
Morgan Stanley
Jefferies & Company, Inc., Morgan Stanley & Co. LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated
               
               
               
Manitowoc Company, Inc.
10/4/2012
                                                         500,000.00
                                  500,000.00
 $           100.00
JP Morgan
Morgan Stanley
J.P. Morgan, Deutsche Bank Securities, Wells Fargo Securities
             
Credit Suisse, Morgan Stanley
             
BMO Capital Markets,Rabo Securities, RBS
               
Targa Resources Partners L.P.
10/22/2012
                                                         500,000.00
                                  500,000.00
 $           100.00
Banc of America Securitiies LLC
Morgan Stanley
BofA Merrill Lynch, Deutsche Bank, Wells Fargo Securities, Barclays, RBS
             
Citigroup, RBC Capital Markets, Goldman, Sachs & Co., Morgan Stanley, UBS Investment Bank
             
Comerica Securities, ING, Natixis, SMBC Nikko, US Bancorp
               
United Rentals (North America), Inc.
10/25/2012
                                                         500,000.00
                                  500,000.00
 $           100.00
Banc of America Securitiies LLC
Morgan Stanley/Mitsubishi
BofA Merrill Lynch
             
Morgan Stanley
             
Wells Fargo Securities
             
Apollo Global Securities, LLC, BMO Capital Markets, Capital One Southcoast, CIBC
             
Citigroup
             
Credit Suisse
             
Scotiabank, Deutsche Bank Securities, HSBC, Mitsubishi UFJ Securities, PNC Capital Markets LLC
               
               
NII International
02/11/213
                                                         250,000.00
                                  250,000.00
 $           100.00
JP Morgan
Morgan Stanley
Credit Suisse,Goldman Sachs, JP Morgan, Morgan Stanley
               
CBRE Services
3/11/2013
                                                         100,000.00
                                  100,000.00
 $           100.00
Bank of America Securitiies LLC
Mitsubishi UFJ Securities
BoFA Merrill Lynch, JP Morgan, Credit Suisse, Wells Fargo Securities, HSBC, Scotiabank, Barclays, RBS, Mitsubishi UFJ Securities, Comerica Securities JMP Securities
               
Radian Group
2/27/2013
                                                         100,000.00
                                  100,000.00
 $           100.00
Goldman Sachs
Morgan Stanley
Goldman Sachs, Morgan Stanley, Keefe Bruyette & Woods
               
Range Resources
3/4/2013
                                                     1,000,000.00
                              1,000,000.00
 $           100.00
JP Morgan
Morgan Stanley
Barclays, Credit suisse,Deutsche Bank, JP Morgan, Merrill Lynch, Wells Fargo, BB&T, BMO Capital, Bosc, Capital One, CIBC, Citigroup, Comerica,Credit Agricole, Keybanc, Mitsubishi, Natixis, PNC, RBC, Scotia, SG americas, Suntrust, UBS, Bancorp
               
Coinstar Inc
3/7/2013
                                                     1,000,000.00
                              1,000,000.00
 $           100.00
Bank of America Securitiies LLC
Morgan Stanley and Mitsubishi
Bank Of America, HSBC, Wells Fargo, Morgan Stanley, RBC Capital Markets, US Bandorp, Comerica Bank,Mitsubishi
               
CBRE Services
3/11/2013
                                                         100,000.00
                                  100,000.00
 $           100.00
Bank of America Securitiies LLC
Mitsubishi UFJ Securities
BoFA Merrill Lynch, JP Morgan, Credit Suisse, Wells Fargo Securities, HSBC, Scotiabank, Barclays, RBS, Mitsubishi UFJ Securities, Comerica Securities JMP Securities
               
Steel Dynamics
3/12/2013
                                                     1,500,000.00
                                  100,000.00
 $           100.00
Bank of America Securitiies LLC
Morgan Stanley
BoFA Merrill Lynch, Goldman Sachs & Co., J.P. Morgan, Deutsche Bank Securities, Morgan Stanley, PNC Capital Markets LLC, RBS
               
Sun Products
3/15/2103
                                                         530,000.00
                                  530,000.00
 $           100.00
Barclays
Morgan Stanley
Barclays, JP Morgan, BofA Merrill Lynch, Goldman Sachs, Morgan Stanley
               
Intelsat Luxembourg
3/20/2013
                                                     1,000,000.00
                              1,000,000.00
 $           100.00
Goldman, Sachs & Co.
Morgan Stanley
Goldman, Sachs & Co. Morgan Stanley J.P. Morgan
               
Hawk Acquisition
3/22/2013
                                                         250,000.00
                                  250,000.00
 $           100.00
Wells Fargo
_Mitsubishi UFJ Securities
_Mitsubishi UFJ Securities
             
Wells Fargo Securities, J.P. Morgan, Barclays, Citigroup, BB Securities, BNP Paribas, Credit Suisse, HSBC, Itau BBA, Mitsubishi UFJ Securities,  PNC Capital Markets LLC, Rabo Securities, RBC Capital Markets,  SMBC Nikko, UBS Investment Bank
               
Frontier Communication
3/27/2013
                                                     1,000,000.00
                              1,000,000.00
 $           100.00
J.P. Morgan
Mitsubishi UFJ Securities and Morgan Stanley
BoFA Merrill Lynch, JP Morgan, Credit Suisse, Wells Fargo Securities, HSBC, Scotiabank, Barclays, RBS, Mitsubishi UFJ Securities, Comerica Securities JMP Securities
               
Continental Resources
4/2/2013
                                                     1,000,000.00
                              1,000,000.00
 $           100.00
Bank of America Securitiies LLC
Mitsubishi UFJ Securities
BoFA Merrill Lynch, JP Morgan, RBS, Wells Fargo Securities, Mitsubishi UFJ Securities,  Capital One Southcoast, Citigroup, Santader, TD Securities, UBS Investment Bank, US Bancorp, Comerica Securities
               
               
Rentech Nitrogen
4/9/2013
                                                     1,000,000.00
                              1,000,000.00
 $           100.00
Credit Suisse
Morgan Stanley
Credit Suisse, BMO Capital Markets, Morgan Stanley, RBC Capital Markets, Feltl and Company, Imperial Capital
               
Memorial Production
4/12/2103
                                                         250,000.00
                                  246,302.50
 $              98.52
Wells Fargo
_Mitsubishi UFJ Securities
:  Wells Fargo Securities J.P. Morgan, Barclays,  BofA Merrill Lynch Citigroup, RBC Capital Markets, Comerica Securities, Mitsubishi UFJ Securities, RBS
             
Natixis, US Bancorp
               
Cogeco Cable
4/18/2013
                                                     1,000,000.00
                              1,000,000.00
 $           100.00
Bank of America Securitiies LLC
_Mitsubishi UFJ Securities
Bofa Merrill Lynch, Scotiabank, CIBC, BMO Capital Markets, National Bank of Canada Financial, Desjardins Securities, TD Ssecurities, RBC Capital Markets, Citigroup, HSBC, Mitsubishi UFJ Securities
               
Wind Acquisition
4/19/2013
                                                     1,250,000.00
                              1,250,000.00
 $           100.00
BNP Paribas
UBS
Banca IMI BNP PARIBAS Soci´et´e G´en´erale UBS Investment Bank UniCredit Bank
               
Regency Energy Partners
4/24/2013
                                                     1,000,000.00
                              1,000,000.00
 $           100.00
J.P. Morgan
UBS
J.P. Morgan,BofA Merrill Lynch, Barclays, Citigroup, Credit Suisse, RBS, SunTrust Robinson Humphrey, UBS Investment Bank, Wells Fargo Securities
               
CST Brands
4/25/2013
                                                     2,000,000.00
                              2,000,000.00
 $           100.00
Credit Suisse
_Mitsubishi UFJ Securities
Credit Suisse, J.P. Morgan, Wells Fargo Securities, Mitsubishi Securities, RBC Capital Markets, RBS, Mizuho Securities
               
UNITED CONTINENTAL HLDGS
5/2/2013
                                                         100,000.00
                                  100,000.00
 $           100.00
J.P. Morgan
Morgan Stanley
J.P. Morgan, BofA Merrill Lynch, Barclays , Morgan Stanley, Deutsche Bank,
               
Safway Group
5/7/2013
                                                         500,000.00
                                  500,000.00
 $           100.00
GSCO
Morgan Stanley
Goldman, Sachs & Co. Wells Fargo Securities,Morgan Stanley Barclays Lazard Capital Markets
               
LKQ Corp
5/2/2013
                                                     1,000,000.00
                              1,000,000.00
 $           100.00
BOFA
_Mitsubishi UFJ Securities
BofA Merrill Lynch Wells Fargo Securities,RBS Mitsubishi UFJ Securities
               
Penn Virginia Resource
5/6/2013
                                                     2,000,000.00
                              2,000,000.00
 $           100.00
J.P. Morgan
_Mitsubishi UFJ Securities
J.P. Morgan, BofA Merrill Lynch, RBC Capital Markets, Wells Fargo Securities, Citigroup, PNC Capital Markets, Suntrust Robinson Humphrey, BB&T Capital Markets, Capital One Southcoast, Comerica Securities, Deutsche Bank Securities, Huntington Investment Company, Mitsubishi UFJ Securities, RBS, TD Securities, US Bancorp
               
Kodiak Oil & Gas
7/23/2013
                                                     1,000,000.00
                              1,000,000.00
 $           100.00
Credit Suisse
_Mitsubishi UFJ Securities
Credit Suisse,KeyBanc Capital Markets,RBC Capital Markets,Wells Fargo Securities,BMO Capital Markets,Scotiabank,Deutsche Bank Securities, J.P. Morgan SunTrust,Robinson Humphrey, BofA Merrill Lynch, Citigroup, Capital One,Southcoast,Comerica Securities Mitsubishi UFJ Securities US Bancorp
               
Quiksilver Wholesale
7/11/2013
                                                         480,000.00
                                  477,518.40
 $              99.48
BOFA
Morgan Stanley
BofA Merrill Lynch, Morgan Stanley, Wells Fargo Securities, Credit Agricole
               
Cinemark USA
5/21/2013
                                                         500,000.00
                                  500,000.00
 $           100.00
Barclays
Morgan Stanley
Barclays Morgan Stanley Citigroup Deutsche Bank Securities Wells Fargo Securities
               
Intelsat
5/21/2013
                                                     1,000,000.00
                              1,000,000.00
 $           100.00
Credit Suisse
Morgan Stanley, UBS
Credit Suisse Barclays BofA Merrill Lynch J.P. Morgan Morgan Stanley Goldman, Sachs & Co. Deutsche Bank Securities UBS Investment Bank HSBC RBC Capital Markets LionTree
               
Targa Resources
5/9/2013
                                                         500,000.00
                                  500,000.00
100
WFGO
Morgan Stanley, UBS
Wells Fargo Securities Barclays Deutsche Bank Securities J.P. Morgan RBC Capital Markets BofA Merrill Lynch Citigroup Goldman, Sachs & Co. Morgan Stanley RBS UBS Investment Bank ABN AMRO Comerica Securities ING SMBC Nikko HSBC Natixis
               
US Airways
5/21/2013
                                                     3,000,000.00
                              3,000,000.00
100
Citi
Morgan Stanley
Citigroup Barclays Goldman, Sachs & Co. Morgan Stanley Credit Suisse
               
Arvin Meritor
5/28/2013
                                                     5,000,000.00
                              5,000,000.00
100
Citi
UBS
Citigroup, J.P. Morgan, BofA Merrill Lynch, RBS, UBS Investment, BNP PARIBAS, PNC Capital Markets LLC, Comerica Securities, The Huntington Investment Company, Deutsche Bank Securities, Fifth ThirdSecurities, Inc.
               
Alcatel- Lucent
11/7/2013
                                                         800,000.00
                                  800,000.00
100
Citi
Morgan Stanley
Citigroup Credit Suisse Goldman Sachs International HSBC Morgan Stanley Natixis UniCredit Bank BofA Merrill Lynch Cre´dit Agricole CIB Deutsche Bank
               
Navios Maritime
11/14/2013
                                                     1,814,000.00
                              1,814,000.00
100
Deutsche Bank
Morgan Stanley
MORGAN STANLEY J.P. MORGAN DEUTSCHE BANK SECURITIES S. GOLDMAN CAPITAL LLC
               
Valeant Pharmaceuticals
11/15/2013
                                                     2,000,000.00
                              2,000,000.00
100
Goldman Sachs
Morgan Stanley, Mitsubishi
Goldman, Sachs & Co. BofA Merrill Lynch J.P. Morgan Barclays Morgan Stanley Citigroup RBC Capital Markets DNB Markets SunTrust Robinson Humphrey CIBC Mitsubishi UFJ Securities DBS Bank Ltd. HSBC TD Securities
               
US concrete
11/19/2013
                                                     5,325,000.00
                              5,325,000.00
100
JPM
_Mitsubishi UFJ Securities
J.P. Morgan Jefferies Co-managers Capital One Securities Mitsubishi UFJ Securities
               
Ultra Petroleum
12/6/2013
                                                     2,000,000.00
                              2,000,000.00
100
Goldman Sachs
Morgan Stanley
Goldman, Sachs & Co. Citigroup Wells Fargo SecuritiesJ.P. Morgan CIBCRBC Capital Markets BB&T Capital Markets Mitsubishi UFJ Securities BBVA US Bancorp SMBC Nikko
               
Altice Corporation
12/5/2013
                                                     1,300,000.00
                              1,300,000.00
100
Goldman Sachs
Morgan Stanley
Goldman Sachs International Morgan Stanley Barclays Cr´edit Agricole CIB Deutsche Bank
               
Arch Coal
12/12/2013
                                                     1,000,000.00
                              1,000,000.00
100
BOFA
Morgan Stanley
BofA Merrill Lynch PNC Capital Markets LLC Citigroup Credit Suisse Morgan Stanley RBS BMO Capital Markets CIBC Credit Agricole CIB Santander Natixis BBVA RBC Capital Markets ING BB&T Capital Markets Fifth Third Securities, Inc. Regions Securities LLC Mizuho Securities
               
CBS Outdoor
1/16/2014
                                                         250,000.00
                                  250,000.00
100
Deutsche Bank
Morgan Stanley
Deutsche Bank Securities Wells Fargo Securities Citigroup BofA Merrill Lynch Goldman, Sachs & Co. J.P. Morgan Morgan Stanley
               
CBS Outdoor
1/16/2014
                                                         250,000.00
                                  250,000.00
100
Deutsche Bank
Morgan Stanley
Deutsche Bank Securities Wells Fargo Securities Citigroup BofA Merrill Lynch Goldman, Sachs & Co. J.P. Morgan Morgan Stanley
               
BlueLine Rental
1/16/2014
                                                         765,000.00
                                  765,000.00
100
BOFA
Morgan Stanley
: BofA Merrill Lynch Goldman, Sachs & Co. Morgan Stanley Barclays
               
WaterJet
1/24/2014
                                                     3,080,000.00
                              3,080,000.00
100
Goldman Sachs
Morgan Stanley
Goldman, Sachs & Co. Morgan Stanley
               
JLL/Delta Dutch
1/22/2014
                                                         767,000.00
                                  767,000.00
100
JPM
Morgan Stanley
 J.P. Morgan UBS Investment Bank Jefferies KeyBanc Capital Markets Morgan Stanley Barclays SMBC Nikko
               
Edcon Holdings
11/8/2013
                                                     1,120,000.00
                              1,120,000.00
100
JPM
Morgan Stanley
J.P. Morgan BofA Merrill Lynch Barclays Goldman Sachs International RMB | Morgan Stanley
               
Societe Generale
12/11/2013
                                                         800,000.00
                                  800,000.00
100
societe Generale
Morgan Stanley
: J.P. morgan, Morgan Stanley, Societe Generale
               
Puerto Rico
3/11/2014
                                                     9,320,000.00
                              8,667,600.00
93
Barclays
Morgan Stanley
BARCLAYS MORGAN STANLEY RBC CAPITAL MARKETS BofA Merrill Lynch Goldman, Sachs & Co. J.P. Morgan Ramirez & Co., Inc. FirstBank PR Securities Jefferies Mesirow Financial, Inc. Oriental Financial Services Popular Securities Santander Securities UBS FS Puerto Rico
               
Wind Acquisition
4/8/2014
                                                     4,050,000.00
                              4,050,000.00
100
Deutsche Bank
Morgan Stanley
Deutsche Bank Credit Suisse Banca IMI BNP PARIBAS Cr´edit Agricole CIB Barclays ING Soci´et´e G´en´erale UniCredit Bank Morgan Stanley Natixis
               
BMC Software
4/8/2014
                                                   17,840,000.00
                            17,750,800.00
99.5
Credit Suisse
Morgan Stanley
Credit Suisse, RBC, Barclays, Bank of America, BMO, Citi, DB, Goldman Sachs, HSBC, Jefferies, Mizuho, Morgan Stanley, UBS
               
Numericable
4/23/2014
                                                     4,000,000.00
                              4,000,000.00
100
JPM
Morgan Stanley
J.P. Morgan Deutsche Bank Goldman Sachs International Barclays BNP PARIBAS Cr´edit Agricole Credit Suisse Morgan Stanley ING CIB  Natixis
               
Numericable
4/23/2014
                                                     8,000,000.00
                              8,000,000.00
100
JPM
Morgan Stanley
J.P. Morgan Deutsche Bank Goldman Sachs International Barclays BNP PARIBAS Cr´edit Agricole Credit Suisse Morgan Stanley ING CIB  Natixis
               
Numericable
4/23/2014
                                                     2,000,000.00
                              2,000,000.00
100
JPM
Morgan Stanley
J.P. Morgan Deutsche Bank Goldman Sachs International Barclays BNP PARIBAS Cr´edit Agricole Credit Suisse Morgan Stanley ING CIB  Natixis
               
Altice
4/23/2014
                                                     8,165,000.00
                              8,165,000.00
100
Goldman Sachs
Morgan Stanley
Goldman Sachs International Deutsche Bank J.P. Morgan )Barclays BNP PARIBAS Cr´edit Agricole CIB Credit Suisse Morgan Stanley ING Natixis
               
Constellium
4/30/2014
                                                     1,000,000.00
                              1,000,000.00
100
Deutsche Bank
Morgan Stanley
Deutsche Bank Securities BNP PARIBAS Goldman, Sachs & Co. HSBC Morgan Stanley NATIXIS SOCIETE GENERALE
               
Essar Steel
4/30/2014
                                                     2,478,000.00
                              2,425,986.78
97.901
Credit Suisse
Morgan Stanley
Credit Suisse Morgan Stanley Jefferies
               
XPO Logistics
8/14/2014
3,411,000
3,411,000
100
Credit Suisse
Morgan Stanley
Credit Suisse, Morgan Stanley, Citigroup, Deutsche Bank Securities
               
Clear Channel Communications
9/5/2014
4,000,000
4,000,000
100
GSCO
Morgan Stanley
Goldman Sachs & Co, Morgan Stanley, Citigroup, Credit Suisse, Deutsche Bank Securities, Wells Fargo, Lion Tree
               
Gates Global
6/12/2014
8,000,000
8,000,000
100
Citi
Morgan Stanley
Citigroup, Credit Suisse, Goldman Sachs & Co, Morgan Stanley, Deutsche Bank Securities, UBS Investment Bank, Macquarie Capital, Blackstone Capital Markets
               
Gates Global
6/12/2014
5,000,000
5,000,000
100
Citi
Morgan Stanley
Citigroup, Credit Suisse, Goldman Sachs & Co, Morgan Stanley, Deutsche Bank Securities, UBS Investment Bank, Macquarie Capital, Blackstone Capital Markets
               
Acadia Healthcare
6/17/2014
1,000,000
1,000,000
100
BOFA
Mitsubishi UFJ Securities
BOFA, Merrill Lynch, Jefferies, Fifthe Third Securities, Regions Securities LLC, Capital One Securities, Credit Agricole CIB, Mitsubishi UFJ Securities, UBS Investment Bank
               
AmSurg Corp
7/1/2014
6,754,000
6,754,000
100
Citi
Mitsubishi UFJ Securities
Citigroup, Suntrust Robinson Humphrey, BOFA, Merrill Lynch, Jefferies, Wells Fargo Securities, Fifth Third Securities, JP Morgan, Mitsubishi UFJ Securities, KeyBanc Capital Markets, US Bancorp, Barclays, BBVA, Deutsche Bank Securities, Goldman Sachs & Co, FTN Financial Securities Corp, Raymond James