0001209191-24-000383.txt : 20240103 0001209191-24-000383.hdr.sgml : 20240103 20240103163038 ACCESSION NUMBER: 0001209191-24-000383 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mathrubootham Rathnagirish CENTRAL INDEX KEY: 0001872299 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40806 FILM NUMBER: 24507038 MAIL ADDRESS: STREET 1: C/O FRESHWORKS INC. STREET 2: 2950 S DELAWARE STREET, SUITE 201 CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Freshworks Inc. CENTRAL INDEX KEY: 0001544522 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 331218825 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE ST. STREET 2: SUITE 201 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 513-0514 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE ST. STREET 2: SUITE 201 CITY: SAN MATEO STATE: CA ZIP: 94403 FORMER COMPANY: FORMER CONFORMED NAME: FreshDesk Inc. DATE OF NAME CHANGE: 20120312 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-31 0 0001544522 Freshworks Inc. FRSH 0001872299 Mathrubootham Rathnagirish C/O FRESHWORKS INC. 2950 S DELAWARE STREET, SUITE 201 SAN MATEO CA 94403 1 1 0 0 Chief Executive Officer 0 Class A Common Stock 2023-12-31 4 C 0 9383 0.00 A 9383 D Class A Common Stock 2023-12-31 4 F 0 9383 23.49 D 0 D Class A Common Stock 2024-01-01 4 C 0 71119 0.00 A 71119 D Class A Common Stock 2024-01-01 4 F 0 71119 23.49 D 0 D Performance Rights 2023-12-31 4 M 0 20800 0.00 D 2029-05-16 Class B Common Stock 20800 0 D Class B Common Stock 2023-12-31 4 M 0 20800 0.00 A Class A Common Stock 20800 13024108 D Class B Common Stock 2023-12-31 4 C 0 9383 0.00 D Class A Common Stock 9383 13014725 D Restricted Stock Units 2024-01-01 4 M 0 168750 0.00 D 2030-08-25 Class B Common Stock 168750 168750 D Class B Common Stock 2024-01-01 4 M 0 168750 0.00 A Class A Common Stock 168750 13183475 D Class B Common Stock 2024-01-01 4 C 0 71119 0.00 D Class A Common Stock 71119 13112356 D Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligation in connection with the settlement of Restricted Stock Units. Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock. The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the restricted stock unit vest on the first anniversary of December 31, 2019, and the remaining shares will vest in equal installments every six months thereafter over 36 months, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the restricted stock unit vest on the first anniversary of July 1, 2020, and the remaining shares will vest in equal installments every six months thereafter over 36 months, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date. /s/ Pamela Sergeeff, Attorney-in-fact 2024-01-03