0001209191-22-049792.txt : 20220913
0001209191-22-049792.hdr.sgml : 20220913
20220913200855
ACCESSION NUMBER: 0001209191-22-049792
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220910
FILED AS OF DATE: 20220913
DATE AS OF CHANGE: 20220913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Epstein Stacey
CENTRAL INDEX KEY: 0001872282
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40806
FILM NUMBER: 221241839
MAIL ADDRESS:
STREET 1: C/O FRESHWORKS INC.
STREET 2: 2950 S DELAWARE STREET, SUITE 201
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Freshworks Inc.
CENTRAL INDEX KEY: 0001544522
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 331218825
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2950 S. DELAWARE ST.
STREET 2: SUITE 201
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: (650) 513-0514
MAIL ADDRESS:
STREET 1: 2950 S. DELAWARE ST.
STREET 2: SUITE 201
CITY: SAN MATEO
STATE: CA
ZIP: 94403
FORMER COMPANY:
FORMER CONFORMED NAME: FreshDesk Inc.
DATE OF NAME CHANGE: 20120312
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-09-10
0
0001544522
Freshworks Inc.
FRSH
0001872282
Epstein Stacey
C/O FRESHWORKS INC.
2950 S DELAWARE STREET, SUITE 201
SAN MATEO
CA
94403
0
1
0
0
Chief Marketing Officer
Class A Common Stock
2022-09-10
4
C
0
36197
0.00
A
144412
D
Class A Common Stock
2022-09-10
4
F
0
36197
14.47
D
108215
D
Class A Common Stock
2022-09-13
4
C
0
16300
0.00
A
124515
D
Class A Common Stock
2022-09-13
4
S
0
16300
14.57
D
108215
D
Restricted Stock Units
2022-09-10
4
M
0
68750
0.00
D
2031-04-11
Class B Common Stock
68750
687500
D
Class B Common Stock
2022-09-10
4
M
0
68750
0.00
A
Class A Common Stock
68750
231499
D
Class B Common Stock
2022-09-10
4
C
0
36197
0.00
D
Class A Common Stock
36197
195302
D
Class B Common Stock
2022-09-13
4
C
0
16300
0.00
D
Class A Common Stock
16300
179002
D
Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligation in connection with the settlement of Restricted Stock Units.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.12 to $14.81 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.
The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the restricted stock unit vest on the first anniversary of March 10, 2021, and the remaining shares will vest in equal installments every three months thereafter over 36 months, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.
/s/ Pamela Sergeeff, Attorney-in-fact
2022-09-13