0001209191-22-010408.txt : 20220216 0001209191-22-010408.hdr.sgml : 20220216 20220216201431 ACCESSION NUMBER: 0001209191-22-010408 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220214 FILED AS OF DATE: 20220216 DATE AS OF CHANGE: 20220216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Flower Johanna CENTRAL INDEX KEY: 0001872303 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40806 FILM NUMBER: 22645303 MAIL ADDRESS: STREET 1: C/O FRESHWORKS INC. STREET 2: 2950 S DELAWARE STREET, SUITE 201 CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Freshworks Inc. CENTRAL INDEX KEY: 0001544522 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 331218825 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE ST. STREET 2: SUITE 201 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 513-0514 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE ST. STREET 2: SUITE 201 CITY: SAN MATEO STATE: CA ZIP: 94403 FORMER COMPANY: FORMER CONFORMED NAME: FreshDesk Inc. DATE OF NAME CHANGE: 20120312 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-14 0 0001544522 Freshworks Inc. FRSH 0001872303 Flower Johanna C/O FRESHWORKS INC. 2950 S DELAWARE STREET, SUITE 201 SAN MATEO CA 94403 1 0 0 0 Class A Common Stock 2022-02-14 4 C 0 50000 0.00 A 50366 D Class A Common Stock 2022-02-14 4 S 0 300 19.06 D 50066 D Class A Common Stock 2022-02-14 4 S 0 41415 20.31 D 8651 D Class A Common Stock 2022-02-14 4 S 0 8285 20.87 D 366 D Restricted Stock Units 2022-02-14 4 M 0 89690 0.00 D 2030-03-02 Class B Common Stock 89690 195310 D Restricted Stock Units 2022-02-14 4 M 0 7810 0.00 D 2031-08-04 Class B Common Stock 7810 67190 D Class B Common Stock 2022-02-14 4 M 0 97500 0.00 A Class A Common Stock 97500 187500 D Class B Common Stock 2022-02-14 4 C 0 50000 0.00 D Class A Common Stock 50000 137500 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.72 to $19.68 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.93 to $20.92 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.95 to $21.10 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock. The shares of Class B Common Stock are to be acquired upon the vesting of a RSU award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following March 2, 2020, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date. The shares of Class B Common Stock are to be acquired upon the vesting of a RSU award granted to the Reporting Person. The RSUs shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following September 2, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. /s/ Pamela Sergeeff, Attorney-in-fact 2022-02-16