0000899243-21-029280.txt : 20210721 0000899243-21-029280.hdr.sgml : 20210721 20210721175820 ACCESSION NUMBER: 0000899243-21-029280 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210719 FILED AS OF DATE: 20210721 DATE AS OF CHANGE: 20210721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chu James Michael CENTRAL INDEX KEY: 0001544498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39315 FILM NUMBER: 211105434 MAIL ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Catterton Management Company, L.L.C. CENTRAL INDEX KEY: 0001560123 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39315 FILM NUMBER: 211105435 BUSINESS ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 629-4901 MAIL ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CGP2 Managers, L.L.C. CENTRAL INDEX KEY: 0001814377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39315 FILM NUMBER: 211105437 BUSINESS ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06930 BUSINESS PHONE: (203) 629-4901 MAIL ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CGP2 Lone Star, L.P. CENTRAL INDEX KEY: 0001814404 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39315 FILM NUMBER: 211105440 BUSINESS ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06930 BUSINESS PHONE: (203) 629-4901 MAIL ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CGP3 Managers, L.L.C. CENTRAL INDEX KEY: 0001814388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39315 FILM NUMBER: 211105436 BUSINESS ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06930 BUSINESS PHONE: (203) 629-4901 MAIL ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CGP2 Zoom Holding, L.P. CENTRAL INDEX KEY: 0001814400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39315 FILM NUMBER: 211105439 BUSINESS ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06930 BUSINESS PHONE: (203) 629-4901 MAIL ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LCGP3 Accelerator, L.P. CENTRAL INDEX KEY: 0001814403 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39315 FILM NUMBER: 211105438 BUSINESS ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06930 BUSINESS PHONE: (203) 629-4901 MAIL ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vroom, Inc. CENTRAL INDEX KEY: 0001580864 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 901112566 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1375 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 646-979-4746 MAIL ADDRESS: STREET 1: 1375 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: AutoAmerica, Inc. DATE OF NAME CHANGE: 20130705 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-19 1 0001580864 Vroom, Inc. VRM 0001814404 CGP2 Lone Star, L.P. 599 WEST PUTNAM AVENUE GREENWICH CT 06830 1 0 1 0 0001814400 CGP2 Zoom Holding, L.P. 599 WEST PUTNAM AVENUE GREENWICH CT 06830 1 0 1 0 0001814403 LCGP3 Accelerator, L.P. 599 WEST PUTNAM AVENUE GREENWICH CT 06830 1 0 1 0 0001814377 CGP2 Managers, L.L.C. 599 WEST PUTNAM AVENUE GREENWICH CT 06830 1 0 1 0 0001814388 CGP3 Managers, L.L.C. 599 WEST PUTNAM AVENUE GREENWICH CT 06830 1 0 1 0 0001560123 Catterton Management Company, L.L.C. 599 WEST PUTNAM AVENUE GREENWICH CT 06830 1 0 1 0 0001544498 Chu James Michael 599 WEST PUTNAM AVENUE GREENWICH CT 06830 1 0 1 0 Common Stock 2021-07-19 4 J 0 10589776 0.00 D 4734 I Directly held by CGP2 Lone Star, L.P. Common Stock 2021-07-19 4 J 0 6994354 0.00 D 0 I Directly held by CGP2 Zoom Holding, L.P. Common Stock 318181 I Directly held by LCGP3 Accelerator, L.P. Each of CGP2 Lone Star, L.P. and CGP2 Zoom Holding, L.P. distributed its shares of common stock in-kind to its limited partners. Each of Michael Farello and Scott Dahnke have entered into a Nominee and Indemnity Agreement, pursuant to which they have agreed to hold any equity awards granted to them for their service as directors of the Issuer as nominee for CGP2 Lone Star, L.P. ("CGP2 Lone Star"). Catterton Management Company, L.L.C., as manager of CGP2 Lone Star, may be deemed to share beneficial ownership of the equity awards held as nominee by Messrs. Farello and Dahnke. Each of the foregoing entities and individuals disclaims beneficial ownership the shares underlying such equity awards except to the extent of their pecuniary interest therein, if any. CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star. CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are managing members of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Dahnke in his capacity as a director of the Issuer. CGP2 Lone Star, L.P., By: CGP2 Managers, L.L.C., its general partner, By: /s/ Scott A. Dahnke, Title: Managing Member 2021-07-21 CGP2 Zoom Holding, L.P., By: CGP2 Managers, L.L.C., its general partner, By: /s/ Scott A. Dahnke, Title: Managing Member 2021-07-21 LCGP3 Accelerator, L.P., By: CGP3 Managers, L.L.C., its general partner, By: /s/ Scott A. Dahnke, Title: Managing Member 2021-07-21 CGP2 Managers, L.L.C., L.P., By: /s/ Scott A. Dahnke, Title: Managing Member 2021-07-21 CGP3 Managers, L.L.C., By: /s/ Scott A. Dahnke, Title: Managing Member 2021-07-21 Catterton Management Company, L.L.C., By: /s/ Daniel Reid, General Counsel 2021-07-21 /s/ J. Michael Chu 2021-07-21