Chief Compliance Officer

0001606587-22-001867.txt : 20221014 0001606587-22-001867.hdr.sgml : 20221014 20221013174520 ACCESSION NUMBER: 0001606587-22-001867 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20221014 DATE AS OF CHANGE: 20221013 EFFECTIVENESS DATE: 20221014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Samalin Investment Counsel, LLC CENTRAL INDEX KEY: 0001544366 IRS NUMBER: 208824391 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-19756 FILM NUMBER: 221309833 BUSINESS ADDRESS: STREET 1: 297 KING STREET CITY: CHAPPAQUA STATE: NY ZIP: 10514 BUSINESS PHONE: 914 666-6600 MAIL ADDRESS: STREET 1: 297 KING STREET CITY: CHAPPAQUA STATE: NY ZIP: 10514 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001544366 XXXXXXXX 06-30-2021 06-30-2021 true 1 RESTATEMENT Samalin Investment Counsel, LLC

297 King Street Chappaqua NY 10514

13F HOLDINGS REPORT 028-19756 N Maria J. McKee Chief Compliance Officer 914-666-6600 Maria McKee Chappaqua NY 10-11-2022 0 233 154263 false INFORMATION TABLE 2 form13InfoTableQ42021.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 364 3136 SH SOLE None 0 0 3136 AIRBNB INC COM CL A 009066101 245 1603 SH SOLE None 0 0 1603 ALLIANT ENERGY CORP COM 018802108 223 4000 SH SOLE None 0 0 4000 AMAZON COM INC COM 023135106 794 230 SH SOLE None 0 0 230 AMGEN INC COM 031162100 215 883 SH SOLE None 0 0 883 ANNALY CAPITAL MANAGEMENT IN COM 035710409 232 26074 SH SOLE None 0 0 26074 ANTHEM INC COM 036752103 207 540 SH SOLE None 0 0 540 APPLE INC COM 037833100 5593 40835 SH SOLE None 0 0 40835 APPLIED MATLS INC COM 038222105 789 5543 SH SOLE None 0 0 5543 AUTOMATIC DATA PROCESSING IN COM 053015103 299 1507 SH SOLE None 0 0 1507 BK OF AMERICA CORP COM 060505104 1451 35202 SH SOLE None 0 0 35202 BARRICK GOLD CORP COM 067901108 224 10838 SH SOLE None 0 0 10838 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 752 2704 SH SOLE None 0 0 2704 BLACKROCK GLOBAL FLOATING RA COM 091941104 421 32764 SH SOLE None 0 0 32764 BOEING CO COM 097023105 662 2762 SH SOLE None 0 0 2762 BRISTOL-MYERS SQUIBB CO COM 110122108 1530 22895 SH SOLE None 0 0 22895 CVS HEALTH CORP COM 126650100 487 5830 SH SOLE None 0 0 5830 CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 2028 133657 SH SOLE None 0 0 133657 CANADIAN SOLAR INC COM 136635109 303 6750 SH SOLE None 0 0 6750 CARNIVAL CORP UNIT 99/99/9999 143658300 248 9407 SH SOLE None 0 0 9407 CHEVRON CORP NEW COM 166764100 847 8089 SH SOLE None 0 0 8089 CINCINNATI FINL CORP COM 172062101 334 2859 SH SOLE None 0 0 2859 CITIGROUP INC COM NEW 172967424 576 8141 SH SOLE None 0 0 8141 DISNEY WALT CO COM 254687106 1140 6483 SH SOLE None 0 0 6483 DOW INC COM 260557103 289 4565 SH SOLE None 0 0 4565 EBAY INC. COM 278642103 794 11304 SH SOLE None 0 0 11304 ENTERPRISE PRODS PARTNERS L COM 293792107 756 31328 SH SOLE None 0 0 31328 FEDERAL RLTY INVT TR SH BEN INT NEW 313747206 229 1958 SH SOLE None 0 0 1958 FIDELITY COMWLTH TR NASDAQ COMPSIT 315912808 386 6846 SH SOLE None 0 0 6846 FIDELITY COVINGTON TRUST VLU FACTOR ETF 316092782 415 8635 SH SOLE None 0 0 8635 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 792 6724 SH SOLE None 0 0 6724 FIDELITY COVINGTON TRUST LOW VOLITY ETF 316092824 307 6505 SH SOLE None 0 0 6505 FORD MTR CO DEL COM 345370860 399 26877 SH SOLE None 0 0 26877 GENERAL DYNAMICS CORP COM 369550108 207 1098 SH SOLE None 0 0 1098 GLADSTONE COMMERCIAL CORP COM 376536108 584 25886 SH SOLE None 0 0 25886 HALLIBURTON CO COM 406216101 420 18170 SH SOLE None 0 0 18170 HOME DEPOT INC COM 437076102 365 1143 SH SOLE None 0 0 1143 HONEYWELL INTL INC COM 438516106 274 1250 SH SOLE None 0 0 1250 HUMANA INC COM 444859102 352 795 SH SOLE None 0 0 795 ICAHN ENTERPRISES LP DEPOSITARY UNIT 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CNSM SV ETF 464287580 375 4836 SH SOLE None 0 0 4836 ISHARES TR RUS 1000 GRW ETF 464287614 825 3037 SH SOLE None 0 0 3037 ISHARES TR U.S. TECH ETF 464287721 411 4138 SH SOLE None 0 0 4138 ISHARES TR US INDUSTRIALS 464287754 343 3090 SH SOLE None 0 0 3090 ISHARES TR U.S. FIN SVC ETF 464287770 248 1339 SH SOLE None 0 0 1339 ISHARES TR CORE S&P SCP ETF 464287804 885 7836 SH SOLE None 0 0 7836 ISHARES TR EAFE SML CP ETF 464288273 232 3126 SH SOLE None 0 0 3126 ISHARES TR INTL SEL DIV ETF 464288448 603 18620 SH SOLE None 0 0 18620 ISHARES TR PFD AND INCM SEC 464288687 413 10495 SH SOLE None 0 0 10495 ISHARES TR U.S. MED DVC ETF 464288810 221 612 SH SOLE None 0 0 612 ISHARES TR EAFE VALUE ETF 464288877 402 7763 SH SOLE None 0 0 7763 ISHARES TR RUS TP200 GR ETF 464289438 1201 7972 SH SOLE None 0 0 7972 JOHNSON &JOHNSON COM 478160104 1774 10769 SH SOLE None 0 0 10769 KEYCORP COM 493267108 227 10988 SH SOLE None 0 0 10988 KRANESHARES TR CSI CHI INTERNET 500767306 458 6566 SH SOLE None 0 0 6566 LILLY ELI &CO COM 532457108 398 1732 SH SOLE None 0 0 1732 MGM RESORTS INTERNATIONAL COM 552953101 452 10600 SH SOLE None 0 0 10600 MACERICH CO COM 554382101 306 16787 SH SOLE None 0 0 16787 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 382 7813 SH SOLE None 0 0 7813 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 252 15522 SH SOLE None 0 0 15522 MARSH &MCLENNAN COS INC COM 571748102 262 1865 SH SOLE None 0 0 1865 MCDONALDS CORP COM 580135101 684 2959 SH SOLE None 0 0 2959 MICROSOFT CORP COM 594918104 2870 10594 SH SOLE None 0 0 10594 MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 514 55541 SH SOLE None 0 0 55541 MONDELEZ INTL INC CL A 609207105 369 5916 SH SOLE None 0 0 5916 NATIONAL GRID PLC SPONSORED ADR NE 636274409 331 5170 SH SOLE None 0 0 5170 NEW YORK CMNTY BANCORP INC COM 649445103 151 13659 SH SOLE None 0 0 13659 NIKE INC CL B 654106103 411 2658 SH SOLE None 0 0 2658 NORFOLK SOUTHN CORP COM 655844108 261 982 SH SOLE None 0 0 982 NOVO-NORDISK A S ADR 670100205 349 4166 SH SOLE None 0 0 4166 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 389 25281 SH SOLE None 0 0 25281 PNC FINL SVCS GROUP INC COM 693475105 255 1338 SH SOLE None 0 0 1338 PEPSICO INC COM 713448108 362 2439 SH SOLE None 0 0 2439 PFIZER INC COM 717081103 415 10601 SH SOLE None 0 0 10601 PHILLIPS 66 COM 718546104 219 2554 SH SOLE None 0 0 2554 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 659 16708 SH SOLE None 0 0 16708 PIONEER MUNICIPAL HIGH INCOM COM 723762100 465 37708 SH SOLE None 0 0 37708 PIONEER NAT RES CO COM 723787107 519 3193 SH SOLE None 0 0 3193 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 274 24141 SH SOLE None 0 0 24141 POTLATCHDELTIC CORPORATION COM 737630103 268 5039 SH SOLE None 0 0 5039 PROCTER AND GAMBLE CO COM 742718109 1239 9180 SH SOLE None 0 0 9180 PULTE GROUP INC COM 745867101 812 14879 SH SOLE None 0 0 14879 ROBLOX CORP CL A 771049103 270 2999 SH SOLE None 0 0 2999 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 404 10000 SH SOLE None 0 0 10000 ROYCE VALUE TR INC COM 780910105 531 27998 SH SOLE None 0 0 27998 SCHLUMBERGER LTD COM STK 806857108 599 18708 SH SOLE None 0 0 18708 SOUTHERN CO COM 842587107 218 3602 SH SOLE None 0 0 3602 STARBUCKS CORP COM 855244109 377 3372 SH SOLE None 0 0 3372 TJX COS INC NEW COM 872540109 241 3573 SH SOLE None 0 0 3573 UNION PAC CORP COM 907818108 349 1585 SH SOLE None 0 0 1585 VANECK MERK GOLD TR GOLD TRUST 921078101 600 34855 SH SOLE None 0 0 34855 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 642 7808 SH SOLE None 0 0 7808 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 633 9316 SH SOLE None 0 0 9316 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 539 10277 SH SOLE None 0 0 10277 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 555 5447 SH SOLE None 0 0 5447 WALMART INC COM 931142103 433 3067 SH SOLE None 0 0 3067 WALGREENS BOOTS ALLIANCE INC COM 931427108 218 4138 SH SOLE None 0 0 4138 WELLS FARGO CO NEW COM 949746101 243 5371 SH SOLE None 0 0 5371 INVESCO QQQ TR UNIT SER 1 46090E103 2552 7199 SH SOLE None 0 0 7199 APOLLO GLOBAL MGMT INC COM CL A 03768E105 732 11770 SH SOLE None 0 0 11770 ALPS ETF TR ALERIAN MLP 00162Q452 1789 49136 SH SOLE None 0 0 49136 AT&T INC COM 00206R102 591 20546 SH SOLE None 0 0 20546 ABBVIE INC COM 00287Y109 1163 10323 SH SOLE None 0 0 10323 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 762 3361 SH SOLE None 0 0 3361 ALPHABET INC CAP STK CL C 02079K107 411 164 SH SOLE None 0 0 164 ALPHABET INC CAP STK CL A 02079K305 562 230 SH SOLE None 0 0 230 ALTRIA GROUP INC COM 02209S103 888 18620 SH SOLE None 0 0 18620 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 933 138362 SH SOLE None 0 0 138362 AMERICAN AIRLS GROUP INC COM 02376R102 245 11555 SH SOLE None 0 0 11555 APOLLO COML REAL EST FIN INC COM 03762U105 777 48745 SH SOLE None 0 0 48745 BANCO SANTANDER S.A. ADR 05964H105 82 20968 SH SOLE None 0 0 20968 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 812 31494 SH SOLE None 0 0 31494 BLACKROCK MUNIYILD QULT FD I COM 09254F100 171 10233 SH SOLE None 0 0 10233 BLACKSTONE MTG TR INC COM CL A 09257W100 650 20389 SH SOLE None 0 0 20389 BLACKSTONE GROUP INC COM 09260D107 783 8064 SH SOLE None 0 0 8064 BOOKING HOLDINGS INC COM 09857L108 298 136 SH SOLE None 0 0 136 CAI INTERNATIONAL INC COM 12477X106 880 15705 SH SOLE None 0 0 15705 CBRE CLARION GLOBAL REAL EST COM 12504G100 1704 193369 SH SOLE None 0 0 193369 CALAMOS CONV &HIGH INCOME F COM SHS 12811P108 1749 107159 SH SOLE None 0 0 107159 CISCO SYS INC COM 17275R102 441 8316 SH SOLE None 0 0 8316 COHEN &STEERS TOTAL RETURN COM 19247R103 2403 147534 SH SOLE None 0 0 147534 COHEN &STEERS INFRASTRUCTUR COM 19248A109 688 23968 SH SOLE None 0 0 23968 COINBASE GLOBAL INC COM CL A 19260Q107 230 907 SH SOLE None 0 0 907 COMCAST CORP NEW CL A 20030N101 371 6511 SH SOLE None 0 0 6511 CORECIVIC INC COM 21871N101 278 26527 SH SOLE None 0 0 26527 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 397 14715 SH SOLE None 0 0 14715 DISCOVERY INC COM SER A 25470F104 225 7343 SH SOLE None 0 0 7343 DIVERSIFIED HEALTHCARE TR COM SH BEN INT 25525P107 187 44686 SH SOLE None 0 0 44686 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 449 42235 SH SOLE None 0 0 42235 EXXON MOBIL CORP COM 30231G102 659 10451 SH SOLE None 0 0 10451 FACEBOOK INC CL A 30303M102 481 1383 SH SOLE None 0 0 1383 FEDEX CORP COM 31428X106 719 2410 SH SOLE None 0 0 2410 FIRST TR INTER DURATN PFD & COM 33718W103 394 15688 SH SOLE None 0 0 15688 GEO GROUP INC NEW COM 36162J106 424 59557 SH SOLE None 0 0 59557 GLOBAL X FDS GLB X SUPERDIV 37950E549 384 27164 SH SOLE None 0 0 27164 GOLDMAN SACHS GROUP INC COM 38141G104 262 689 SH SOLE None 0 0 689 GOLDMAN SACHS PHYSICAL GOLD UNIT 38150K103 2026 115134 SH SOLE None 0 0 115134 GRANITE PT MTG TR INC COM STK 38741L107 307 20831 SH SOLE None 0 0 20831 HANCOCK JOHN INVT TR TAX ADV GLB SH 41013P749 286 40873 SH SOLE None 0 0 40873 HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 3254 130680 SH SOLE None 0 0 130680 IDEXX LABS INC COM 45168D104 523 827 SH SOLE None 0 0 827 INNOVATIVE INDL PPTYS INC COM 45781V101 766 4008 SH SOLE None 0 0 4008 INTUITIVE SURGICAL INC COM NEW 46120E602 422 459 SH SOLE None 0 0 459 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 273 838 SH SOLE None 0 0 838 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 700 4643 SH SOLE None 0 0 4643 INVESCO EXCHANGE TRADED FD T DWA TECHNOLOGY 46137V811 383 2564 SH SOLE None 0 0 2564 INVESCO EXCH TRADED FD TR II KBW PREM YIELD 46138E594 330 14269 SH SOLE None 0 0 14269 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 990 29851 SH SOLE None 0 0 29851 ISHARES TR MSCI EAFE MIN VL 46429B689 2963 39218 SH SOLE None 0 0 39218 ISHARES TR MSCI USA MMENTM 46432F396 207 1194 SH SOLE None 0 0 1194 ISHARES TR CORE 1 5 YR USD 46432F859 2057 40100 SH SOLE None 0 0 40100 ISHARES TR CORE DIV GRWTH 46434V621 1163 23102 SH SOLE None 0 0 23102 ISHARES TR MORTGE REL ETF 46435G342 707 19038 SH SOLE None 0 0 19038 JPMORGAN CHASE &CO COM 46625H100 1242 7982 SH SOLE None 0 0 7982 KKR REAL ESTATE FIN TR INC COM 48251K100 212 9820 SH SOLE None 0 0 9820 KKR &CO INC COM 48251W104 400 6746 SH SOLE None 0 0 6746 MPLX LP COM UNIT REP LTD 55336V100 750 25313 SH SOLE None 0 0 25313 MERCADOLIBRE INC COM 58733R102 333 213 SH SOLE None 0 0 213 MERCK &CO INC COM 58933Y105 543 6976 SH SOLE None 0 0 6976 MORGAN STANLEY INDIA INVT FD COM 61745C105 249 10078 SH SOLE None 0 0 10078 NETFLIX INC COM 64110L106 460 871 SH SOLE None 0 0 871 NEUBERGER BERMAN MUN FD INC COM 64124P101 524 32574 SH SOLE None 0 0 32574 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 128 12107 SH SOLE None 0 0 12107 NEXTERA ENERGY INC COM 65339F101 372 5078 SH SOLE None 0 0 5078 NVIDIA CORPORATION COM 67066G104 466 582 SH SOLE None 0 0 582 NUVEEN AMT FREE MUN CR INC F COM 67071L106 361 20227 SH SOLE None 0 0 20227 NUVEEN FLOATING RATE INCOME COM 67072T108 510 50884 SH SOLE None 0 0 50884 OAKTREE SPECIALTY LENDING CO COM 67401P108 108 16100 SH SOLE None 0 0 16100 PPL CORP COM 69351T106 688 24581 SH SOLE None 0 0 24581 PAYPAL HLDGS INC COM 70450Y103 436 1496 SH SOLE None 0 0 1496 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 265 2653 SH SOLE None 0 0 2653 QORVO INC COM 74736K101 779 3982 SH SOLE None 0 0 3982 REGENERON PHARMACEUTICALS COM 75886F107 511 915 SH SOLE None 0 0 915 RENESOLA LTD SPONSORED ADS 75971T301 109 12000 SH SOLE None 0 0 12000 RIVERNORTH MANAGED DUR MUN I COM 76882H105 944 46530 SH SOLE None 0 0 46530 SPDR S&P 500 ETF TR TR UNIT 78462F103 4256 9943 SH SOLE None 0 0 9943 SPDR GOLD TR GOLD SHS 78463V107 435 2629 SH SOLE None 0 0 2629 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 350 11660 SH SOLE None 0 0 11660 SPDR SER TR NUVEEN BBG BRCLY 78464A284 352 5791 SH SOLE None 0 0 5791 SPDR SER TR PRTFLO S&P500 GW 78464A409 251 3980 SH SOLE None 0 0 3980 SPDR SER TR PORTFLI TIPS ETF 78464A656 384 12329 SH SOLE None 0 0 12329 SPDR SER TR S&P REGL BKG 78464A698 384 5861 SH SOLE None 0 0 5861 SPDR SER TR S&P BK ETF 78464A797 540 10518 SH SOLE None 0 0 10518 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 759 15681 SH SOLE None 0 0 15681 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 675 1957 SH SOLE None 0 0 1957 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 750 1526 SH SOLE None 0 0 1526 SPDR SER TR BLOOMBERG SRT TR 78468R408 241 8734 SH SOLE None 0 0 8734 SABRA HEALTH CARE REIT INC COM 78573L106 296 16283 SH SOLE None 0 0 16283 SABRE CORP COM 78573M104 309 24745 SH SOLE None 0 0 24745 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 740 5010 SH SOLE None 0 0 5010 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 981 15511 SH SOLE None 0 0 15511 SKYWORKS SOLUTIONS INC COM 83088M102 754 3932 SH SOLE None 0 0 3932 STARWOOD PPTY TR INC COM 85571B105 1043 39845 SH SOLE None 0 0 39845 TPG RE FIN TR INC COM 87266M107 213 15843 SH SOLE None 0 0 15843 TEMPLETON DRAGON FD INC COM 88018T101 959 40396 SH SOLE None 0 0 40396 TESLA INC COM 88160R101 693 1020 SH SOLE None 0 0 1020 3M CO COM 88579Y101 214 1079 SH SOLE None 0 0 1079 TORTOISE ENERGY INFRA CORP COM 89147L886 676 23500 SH SOLE None 0 0 23500 TWITTER INC COM 90184L102 345 5017 SH SOLE None 0 0 5017 UBER TECHNOLOGIES INC COM 90353T100 482 9621 SH SOLE None 0 0 9621 UNITEDHEALTH GROUP INC COM 91324P102 541 1351 SH SOLE None 0 0 1351 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 212 10656 SH SOLE None 0 0 10656 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 368 4969 SH SOLE None 0 0 4969 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 589 9265 SH SOLE None 0 0 9265 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 258 1046 SH SOLE None 0 0 1046 VERIZON COMMUNICATIONS INC COM 92343V104 700 12490 SH SOLE None 0 0 12490 VIACOMCBS INC CL B 92556H206 592 13105 SH SOLE None 0 0 13105 VISA INC COM CL A 92826C839 529 2263 SH SOLE None 0 0 2263 VIRTUS ALLIANZGI CONVERTIBLE COM 92838X102 269 46262 SH SOLE None 0 0 46262 WESTERN ASSET EMERGING MKTS COM 95766A101 772 55137 SH SOLE None 0 0 55137 WESTERN ASSET HIGH INCOME FD COM 95766J102 244 34018 SH SOLE None 0 0 34018 WORKDAY INC CL A 98138H101 232 970 SH SOLE None 0 0 970 XCEL ENERGY INC COM 98389B100 362 5500 SH SOLE None 0 0 5500 EATON CORP PLC SHS G29183103 1045 7049 SH SOLE None 0 0 7049 MEDTRONIC PLC SHS G5960L103 395 3184 SH SOLE None 0 0 3184 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 426 4839 SH SOLE None 0 0 4839 TRITON INTL LTD CL A G9078F107 272 5200 SH SOLE None 0 0 5200 TRANSOCEAN LTD REG SHS H8817H100 174 38500 SH SOLE None 0 0 38500 ROYAL CARIBBEAN GROUP COM V7780T103 378 4437 SH SOLE None 0 0 4437