0001606587-21-000249.txt : 20210209 0001606587-21-000249.hdr.sgml : 20210209 20210209140942 ACCESSION NUMBER: 0001606587-21-000249 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210209 DATE AS OF CHANGE: 20210209 EFFECTIVENESS DATE: 20210209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Samalin Investment Counsel, LLC CENTRAL INDEX KEY: 0001544366 IRS NUMBER: 208824391 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19756 FILM NUMBER: 21605584 BUSINESS ADDRESS: STREET 1: 297 KING STREET CITY: CHAPPAQUA STATE: NY ZIP: 10514 BUSINESS PHONE: 914 666-6600 MAIL ADDRESS: STREET 1: 297 KING STREET CITY: CHAPPAQUA STATE: NY ZIP: 10514 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001544366 XXXXXXXX 12-31-2020 12-31-2020 false Samalin Investment Counsel, LLC

297 King Street Chappaqua NY 10514

13F HOLDINGS REPORT 028-19756 N Maria J. 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ISHARES RUSSELL 3000 INDEX FUND RUSSELL 3000 ETF 464287689 77795 348 SH SOLE None 0 0 348 ISHARES U.S. UTILITIES ETF U.S. UTILITS ETF 464287697 102142 1316 SH SOLE None 0 0 1316 ISHARES TRUST S & P MID CAPITAL S&P MC 400VL ETF 464287705 41896 485 SH SOLE None 0 0 485 ISHARES TR US TELECOM ETF US TELECOM ETF 464287713 25415 841 SH SOLE None 0 0 841 ISHARES TRUST DJ US TECHNOLOGY U.S. TECH ETF 464287721 364966 4289 SH SOLE None 0 0 4289 ISHARES TR US INDUSTRIALS US INDUSTRIALS 464287754 309166 3184 SH SOLE None 0 0 3184 ISHARES U.S. HEALTHCARE ETF US HLTHCARE ETF 464287762 135250 550 SH SOLE None 0 0 550 ISHARES TRUST DOW JONES UNITED STATES FINANCIAL U.S. FIN SVC ETF 464287770 200916 1339 SH SOLE None 0 0 1339 ISHARES TRUST DJ US FINANCIAL U.S. FINLS ETF 464287788 16692 250 SH SOLE None 0 0 250 ISHARES DOW JONES US ENERGY SECTOR FUND U.S. ENERGY ETF 464287796 81911 4047 SH SOLE None 0 0 4047 ISHARES CORE S&P SMALL-CAP E CORE S&P SCP ETF 464287804 1047732 11400 SH SOLE None 0 0 11400 ISHARES DOW JONES US CONSUMER GOODS SECTOR IDX FD U.S. CNSM GD ETF 464287812 118612 684 SH SOLE None 0 0 684 ISHARES TRUST DJ US BAS U.S. BAS MTL ETF 464287838 80056 705 SH SOLE None 0 0 705 ISHARES DOW JONES US ETF DOW JONES US ETF 464287846 52819 560 SH SOLE None 0 0 560 ISHARES TRUST S & P EURO EUROPE ETF 464287861 16772 350 SH SOLE None 0 0 350 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF SHRT NAT MUN ETF 464288158 10714 99 SH SOLE None 0 0 99 ISHARES TR AGENCY BOND ETF AGENCY BOND ETF 464288166 11955 100 SH SOLE None 0 0 100 ISHARES TR EAFE SML CP ETF EAFE SML CP ETF 464288273 270238 3953 SH SOLE None 0 0 3953 ISHARES TR JP MOR EM MK ETF JPMORGAN USD EMG 464288281 39860 343 SH SOLE None 0 0 343 ISHARES TR MRGSTR MD CP GRW MRGSTR MD CP GRW 464288307 97914 256 SH SOLE None 0 0 256 ISHARES NEW YORK MUNI BOND ETF NEW YORK MUN ETF 464288323 193256 3317 SH SOLE None 0 0 3317 ISHARES NATIONAL MUNI BOND ETF NATIONAL MUN ETF 464288414 87900 750 SH SOLE None 0 0 750 ISHARES TR INTL SEL DIV ETF 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NT ETF 46429B655 12375 244 SH SOLE None 0 0 244 ISHARES CORE HIGH DIVIDEND ETF CORE HIGH DV ETF 46429B663 227576 2595 SH SOLE None 0 0 2595 ISHARES TR MSCI EAFE MIN VL MSCI EAFE MIN VL 46429B689 2855287 38895 SH SOLE None 0 0 38895 ISHARES TR MSCI USA MIN VOL MSCI USA MIN VOL 46429B697 42643 628 SH SOLE None 0 0 628 ISHARES TR MSCI USA VALUE MSCI USA VALUE 46432F388 17611 202 SH SOLE None 0 0 202 ISHARES TRUST CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 353653 5118 SH SOLE None 0 0 5118 ISHARES CORE 1-5 YEAR USD BOND ETF CORE 1 5 YR USD 46432F859 1923847 37254 SH SOLE None 0 0 37254 ISHARES INC CORE MSCI EMERGING MKTS ETF CORE MSCI EMKT 46434G103 186578 3007 SH SOLE None 0 0 3007 ISHARES INC MSCI JPN ETF NEW MSCI JPN ETF NEW 46434G822 35952 532 SH SOLE None 0 0 532 ISHARES INC ESG AWR MSCI EM ESG AWR MSCI EM 46434G863 75829 1806 SH SOLE None 0 0 1806 ISHARES 0-5 YEAR INVESTMENT GRADE CORPORATE BD ETF 0-5YR INVT GR CP 46434V100 21198 405 SH SOLE None 0 0 405 ISHARES TRUST CORE DIVID 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None 0 0 20357 PALANTIR TECHNOLOGIES INC CL A CL A 69608A108 28260 1200 SH SOLE None 0 0 1200 PAYPAL HLDGS INC COM COM 70450Y103 554117 2366 SH SOLE None 0 0 2366 PENNYMAC MORTGAGE INVESTMENT TRUST COM 70931T103 29583 1681 SH SOLE None 0 0 1681 PETROLEO BRASILEIRO SA PETROBRAS SPON ADS EACH REP 2 ORD SHS SPONSORED ADR 71654V408 137455 12240 SH SOLE None 0 0 12240 PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX ETF 0-5 HIGH YIELD 72201R783 268910 2737 SH SOLE None 0 0 2737 PIMCO ETF TRUST ENHANCED SHORT MATURITY ACTIVE ETF USD ENHAN SHRT MA AC 72201R833 2755 27 SH SOLE None 0 0 27 PIMCO DYNAMIC CR INCOME FD COM SHS COM SHS 72202D106 170047 8021 SH SOLE None 0 0 8021 PINTEREST INC CL A CL A 72352L106 527 8 SH SOLE None 0 0 8 PLANET FITNESS INC CL A CL A 72703H101 2328 30 SH SOLE None 0 0 30 PRICE T ROWE GROUPS COM USD0.20 COM 74144T108 135768 896 SH SOLE None 0 0 896 PRIMERICA INC COM USD0.01 COM 74164M108 5977 44 SH SOLE None 0 0 44 PROSHARES TR ULTSHRT QQQ ULTSHRT QQQ 74347B243 7100 1000 SH SOLE None 0 0 1000 PROSHARES TR ULTRAPRO SHORT S ULTRAPRO SHORT S 74347B268 17760 3000 SH SOLE None 0 0 3000 PROSHARES ULTRAPRO SHORT QQQ ULTRAPRO SHT QQQ 74347G861 6072 400 SH SOLE None 0 0 400 PROSHARES TR SHRT RUSSELL2000 SHRT RUSSELL2000 74348A210 480387 18898 SH SOLE None 0 0 18898 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF S&P 500 DV ARIST 74348A467 162771 2037 SH SOLE None 0 0 2037 PUMA BIOTECHNOLOGY INC COM 74587V107 10260 1000 SH SOLE None 0 0 1000 QUANTUMSCAPE CORP COM CL A COM CL A 74767V109 5067 60 SH SOLE None 0 0 60 RANGE RESOURCES CORP COM 75281A109 1308 195 SH SOLE None 0 0 195 RBC BEARINGS INC COM 75524B104 4296 24 SH SOLE None 0 0 24 REGENERON PHARMACEUTICALS INC COM 75886F107 72466 150 SH SOLE None 0 0 150 REGIONS FINANCIAL CORP NEW COM COM 7591EP100 43879 2722 SH SOLE None 0 0 2722 RENESOLA LTD SPON ADS EACH REP 10 ORD SPONSORED ADS 75971T301 160020 14000 SH SOLE None 0 0 14000 RIVERNORTH MANAGED DUR MUN INM COM COM 76882H105 556297 31252 SH SOLE None 0 0 31252 S&P GLOBAL INC COM COM 78409V104 4273 13 SH SOLE None 0 0 13 SBA COMMUNICATIONS CORP NEW CL A CL A 78410G104 14130 50 SH SOLE None 0 0 50 SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT TR UNIT 78462F103 2715068 7261 SH SOLE None 0 0 7261 SPDR GOLD TR GOLD SHS GOLD SHS 78463V107 703273 3943 SH SOLE None 0 0 3943 SPDR S&P EMERGING MARKETS DIVIDEND ETF S&P EM MKT DIV 78463X533 342808 12344 SH SOLE None 0 0 12344 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF PORTFOLIO DEVLPD 78463X889 16200 480 SH SOLE None 0 0 480 SPDR SER TR NUVEEN BBG BRCLY NUVEEN BBG BRCLY 78464A284 303717 5148 SH SOLE None 0 0 5148 SPDR SER TR WELLS FG PFD ETF WELLS FG PFD ETF 78464A292 31087 700 SH SOLE None 0 0 700 SPDR SERIES TRUST S&P 600 SMCP VAL S&P 600 SMCP VAL 78464A300 13489 203 SH SOLE None 0 0 203 SPDR PORTFOLIO S&P 500 GROWTH ETF PRTFLO S&P500 GW 78464A409 225583 4080 SH SOLE None 0 0 4080 SPDR FTSE INTERNATIONAL GOVERNMENT INFLATION-PROTECTED BOND ETF FTSE INT GVT ETF 78464A490 13972 238 SH SOLE None 0 0 238 SPDR PORTFOLIO S&P 500 VALUE ETF PRTFLO S&P500 VL 78464A508 35765 1040 SH SOLE None 0 0 1040 SPDR SER TR PORTFLI TIPS ETF PORTFLI TIPS ETF 78464A656 376488 12078 SH SOLE None 0 0 12078 SPDR SER TR S&P REGL BKG S&P REGL BKG 78464A698 348915 6716 SH SOLE None 0 0 6716 SPDR SER TR S&P BK ETF S&P BK ETF 78464A797 492285 11771 SH SOLE None 0 0 11771 SPDR SER TR S&P 600 SML CAP S&P 600 SML CAP 78464A813 7954 100 SH SOLE None 0 0 100 SSGA ACTIVE ETF TR SPDR TR TACTIC SPDR TR TACTIC 78467V848 725345 14718 SH SOLE None 0 0 14718 SPDR DOW JONES INDL AVERAGE ET UT SER 1 UT SER 1 78467X109 472248 1544 SH SOLE None 0 0 1544 SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 644329 1534 SH SOLE None 0 0 1534 SPDR SER TR BLOOMBERG SRT TR BLOOMBERG SRT TR 78468R408 230701 8560 SH SOLE None 0 0 8560 SPDR SER TR BLOOMBERG BRCLYS BLOOMBERG BRCLYS 78468R622 30872 283 SH SOLE None 0 0 283 SABRA HEALTH CARE REIT INC COM USD0.01 COM 78573L106 328609 18918 SH SOLE None 0 0 18918 SAGE THERAPEUTICS INC COM COM 78667J108 8651 100 SH SOLE None 0 0 100 SALESFORCE.COM INC COM USD0.001 COM 79466L302 255909 1150 SH SOLE None 0 0 1150 SARATOGA INVT CORP COM NEW COM NEW 80349A208 80857 3878 SH SOLE None 0 0 3878 HEALTH CARE SELECT SECTOR SPDR SBI HEALTHCARE 81369Y209 173336 1528 SH SOLE None 0 0 1528 CONSUMER STAPLES SELECT SECTOR SPDR SBI CONS STPLS 81369Y308 76623 1136 SH SOLE None 0 0 1136 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND SBI CONS DISCR 81369Y407 114713 713 SH SOLE None 0 0 713 SELECT SECTOR SPDR TR ENERGY ENERGY 81369Y506 69999 1846 SH SOLE None 0 0 1846 SELECT SECTOR SPDR TRUST AMEX FINANCIAL SELECT INDEX USD DIS SBI INT-FINL 81369Y605 66755 2264 SH SOLE None 0 0 2264 INDUSTRIAL SELECT SECTOR SPDR FUND SBI INT-INDS 81369Y704 14168 160 SH SOLE None 0 0 160 SELECT SECTOR SPDR TRUST TECHNOLOGY SELECT SECTOR USD DIS TECHNOLOGY 81369Y803 461092 3546 SH SOLE None 0 0 3546 SELECT SECTOR SPDR TR RL EST SEL SEC RL EST SEL SEC 81369Y860 658 18 SH SOLE None 0 0 18 UTILITIES SELECT SECTOR SPDR FUND SBI INT-UTILS 81369Y886 1001127 15966 SH SOLE None 0 0 15966 SERVICE PPTYS TR COM SH BEN INT COM SH BEN INT 81761L102 51945 4520 SH SOLE None 0 0 4520 SIRIUS XM HOLDINGS INC COM COM 82968B103 12740 2000 SH SOLE None 0 0 2000 SKYWORKS SOLUTIONS INC COM 83088M102 520942 3407 SH SOLE None 0 0 3407 SNAP INC CL A CL A 83304A106 25035 500 SH SOLE None 0 0 500 SOLARIS OILFIELD INFRSTR INC COM CL A COM CL A 83418M103 8256 1014 SH SOLE None 0 0 1014 STARWOOD PPTY TR INC COM COM 85571B105 780979 40465 SH SOLE None 0 0 40465 STRATEGIC ED INC COM COM 86272C103 476 5 SH SOLE None 0 0 5 SWITCHBACK ENERGY ACQUISTN CRP COM CL A COM CL A 87105M102 4008 100 SH SOLE None 0 0 100 TPG RE FIN TR INC COM COM 87266M107 239447 22546 SH SOLE None 0 0 22546 TARGA RESOURCES CORP COM 87612G101 21635 820 SH SOLE None 0 0 820 TEKLA HEALTHCARE INVESTORS SH BEN INT 87911J103 19659 825 SH SOLE None 0 0 825 TELADOC HEALTH INC COM COM 87918A105 63987 320 SH SOLE None 0 0 320 TELEFONICA BRASIL SA SPON ADS EA REPR 1 ORD SHS NEW ADR 87936R205 39467 4459 SH SOLE None 0 0 4459 TEMPLETON DRAGON FUND INC COM 88018T101 971596 41592 SH SOLE None 0 0 41592 TESLA INC COM COM 88160R101 859506 1218 SH SOLE None 0 0 1218 3M CO COM 88579Y101 53041 303 SH SOLE None 0 0 303 TORTOISE ENERGY INFRA CORP COM COM 89147L886 459038 22837 SH SOLE None 0 0 22837 TRIP COM GROUP LTD SPON ADS EACH REP 0.125 ORD SHS ADS 89677Q107 2394 71 SH SOLE None 0 0 71 TRUIST FINL CORP COM COM 89832Q109 152755 3187 SH SOLE None 0 0 3187 TWILIO INC CL A CL A 90138F102 245074 724 SH SOLE None 0 0 724 TWITTER INC COM USD0.000005 COM 90184L102 350188 6467 SH SOLE None 0 0 6467 TWO HBRS INVT CORP COM NEW COM NEW 90187B408 18858 2960 SH SOLE None 0 0 2960 2U INC COM USD0.001 COM 90214J101 9042 226 SH SOLE None 0 0 226 UBER TECHNOLOGIES INC COM COM 90353T100 500854 9820 SH SOLE None 0 0 9820 UNITED STS OIL FD LP UNITS UNITS 91232N207 7427 225 SH SOLE None 0 0 225 UNITEDHEALTH GROUP INC COM 91324P102 489283 1395 SH SOLE None 0 0 1395 VANECK VECTORS ETF TR GOLD MINERS ETF GOLD MINERS ETF 92189F106 7242 201 SH SOLE None 0 0 201 VANECK VECTORS ETF TR FALLEN ANGEL HG FALLEN ANGEL HG 92189F437 82060 2556 SH SOLE None 0 0 2556 VANECK VECTORS ETF TR MTG REIT INCOME MTG REIT INCOME 92189F452 185033 11046 SH SOLE None 0 0 11046 VANECK VECTORS ETF TR MORNINGSTAR WIDE MORNINGSTAR WIDE 92189F643 178436 2878 SH SOLE None 0 0 2878 VANECK VECTORS ETF TR EGYPT INDX ETF EGYPT INDX ETF 92189F775 6709 268 SH SOLE None 0 0 268 VANECK VECTORS ETF TR INTRMDT MUNI ETF INTRMDT MUNI ETF 92189H201 52035 1000 SH SOLE None 0 0 1000 VANECK VECTORS ETF TR HIGH YLD MUN ETF HIGH YLD MUN ETF 92189H409 549078 8922 SH SOLE None 0 0 8922 VANGUARD CONSUMER DISCRETIONARY ETF CONSUM DIS ETF 92204A108 67143 244 SH SOLE None 0 0 244 VANGUARD FINANCIALS ETF FINANCIALS ETF 92204A405 14132 194 SH SOLE None 0 0 194 VANGUARD HEALTH CARE ETF HEALTH CAR ETF 92204A504 103139 461 SH SOLE None 0 0 461 VANGUARD WORLD FDS VANGUARD INFORMATION TECHNOLOGY ETF INF TECH ETF 92204A702 81371 230 SH SOLE None 0 0 230 VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD ETF SHS SHRT TRM CORP BD 92206C409 60606 728 SH SOLE None 0 0 728 VANGUARD SCOTTSDALE FDS VANGUARD MTG-BACKED SECS IDX FD ETF MORTG-BACK SEC 92206C771 102841 1902 SH SOLE None 0 0 1902 VANGUARD SCOTTSDALE FUNDS LONG-TERM CORP BOND IDX FUND LG-TERM COR BD 92206C813 191151 1721 SH SOLE None 0 0 1721 VANGUARD INTERMEDIATE TERM CORPORATE BOND ETF INT-TERM CORP 92206C870 56716 583 SH SOLE None 0 0 583 VERASTEM INC COM 92337C104 59640 28000 SH SOLE None 0 0 28000 VEREIT INC COM COM 92339V308 23203 614 SH SOLE None 0 0 614 VERIZON COMMUNICATIONS INC COM 92343V104 722225 12293 SH SOLE None 0 0 12293 VERTEX PHARMACEUTICALS INC COM 92532F100 557526 2359 SH SOLE None 0 0 2359 VERTIV HOLDINGS CO COM CL A COM CL A 92537N108 6537 350 SH SOLE None 0 0 350 VIACOMCBS INC CL B CL B 92556H206 347772 9333 SH SOLE None 0 0 9333 VIATRIS INC COM COM 92556V106 46081 2459 SH SOLE None 0 0 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