0001209191-22-052024.txt : 20221004
0001209191-22-052024.hdr.sgml : 20221004
20221004080031
ACCESSION NUMBER: 0001209191-22-052024
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221004
DATE AS OF CHANGE: 20221004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trojanowski Justin
CENTRAL INDEX KEY: 0001947673
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35890
FILM NUMBER: 221289757
MAIL ADDRESS:
STREET 1: C/O TEMPEST THERAPEUTICS, INC.
STREET 2: 7000 SHORELINE COURT, SUITE 275
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tempest Therapeutics, Inc.
CENTRAL INDEX KEY: 0001544227
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 451472564
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7000 SHORELINE COURT
STREET 2: SUITE 275
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 415-798-8589
MAIL ADDRESS:
STREET 1: 7000 SHORELINE COURT
STREET 2: SUITE 275
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
FORMER COMPANY:
FORMER CONFORMED NAME: Millendo Therapeutics, Inc.
DATE OF NAME CHANGE: 20181207
FORMER COMPANY:
FORMER CONFORMED NAME: OvaScience, Inc.
DATE OF NAME CHANGE: 20120308
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2022-09-30
0
0001544227
Tempest Therapeutics, Inc.
TPST
0001947673
Trojanowski Justin
C/O TEMPEST THERAPEUTICS, INC.
7000 SHORELINE COURT, SUITE 275
SOUTH SAN FRANCISCO
CA
94080
0
1
0
0
Corporate Controller
Employee Stock Option (right to buy)
2.29
2032-06-26
Common Stock
5000
D
Employee Stock Option (right to buy)
2.29
2032-06-30
Common Stock
10000
D
One-fourth (1/4) of the shares underlying the option will vest on June 27, 2023 and the remainder will vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service through each vesting date.
One-fourth (1/4) of the shares underlying the option will vest on July 1, 2023 and the remainder will vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service through each vesting date.
Exhibit List - Exhibit 24 -Power of Attorney
/s/ Jason Minio, Attorney-in-Fact
2022-10-04
EX-24
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and
appoints Stephen Brady and Nicholas Maestas of Tempest Therapeutics, Inc. and
Laura Berezin, Jaime Chase, Michael Mencher, Nguyen X. Nguyen and Jason Minio of
Cooley LLP, or any of them signing singly, with full power of substitution, the
undersigned's true and lawful attorney in fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's
capacity as an officer, director or beneficial owner of more than 10% of a
registered class of securities of Tempest Therapeutics, Inc. (the "Company"),
Forms 3, 4 and 5 (including any amendments thereto) in accordance with Section
l6(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act")
and the rules thereunder and a Form ID, Uniform Application for Access Codes to
File on EDGAR;
(2) do and perform any and all acts for and on behalf of the undersigned
that may be necessary or desirable to execute such Forms 3, 4 or 5 or Form ID
(including any amendments thereto) and timely file such forms with the United
States Securities and Exchange Commission and any stock exchange or similar
authority; and
(3) take any other action of any nature whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit, in
the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the
undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the
earliest to occur of (a) the undersigned is no longer required to file Forms 3,
4 and 5 with respect to the undersigned's holdings of and transactions in
securities issued by the Company, (b) revocation by the undersigned in a signed
writing delivered to the foregoing attorneys-in-fact or (c) as to any
attorney-in-fact individually, until such attorney-in-fact is no longer employed
by the Company or Cooley LLP.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 19th day of September, 2022.
/s/ Justin Trojanowski
Justin Trojanowski