0001544206-19-000051.txt : 20190924 0001544206-19-000051.hdr.sgml : 20190924 20190924170644 ACCESSION NUMBER: 0001544206-19-000051 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190919 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20190924 DATE AS OF CHANGE: 20190924 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TCG BDC, INC. CENTRAL INDEX KEY: 0001544206 IRS NUMBER: 454727439 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00995 FILM NUMBER: 191111443 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 813-4900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Carlyle GMS Finance, Inc. DATE OF NAME CHANGE: 20120308 8-K 1 sc1-5032042xver5xtcgbdcx8x.htm 8-K Document



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): September 19, 2019

TCG BDC, INC.
(Exact Name of Registrant as Specified in Charter)
Maryland
 
No. 814-00995
 
80-0789789
(State or Other
 
(Commission
 
(IRS Employer
Jurisdiction of
 
File Number)
 
Identification No.)
Incorporation)
 
 
 
 
520 Madison Avenue, 40th Floor
New York, New York
 
10022
(Address of Principal Executive offices)
 
(Zip Code)

Registrant’s telephone number, including area code: (212) 813-4900
N/A
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2.):
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class:
Trading Symbol(s)
Name of each exchange on which registered:
Common stock, $0.01 per share
CGBD
NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
o






Item 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On September 19, 2019, Venugopal Rathi informed TCG BDC, Inc. (the “Company”) that he is resigning from his position as the Company’s Treasurer and principal accounting officer, effective immediately, to pursue other opportunities.
On September 23, 2019, the Board of Directors of the Company appointed Michele Reing as the Company’s interim Treasurer and interim principal accounting officer, effective immediately. Ms. Reing, 47, is a Managing Director and Deputy Head of Fund Management at The Carlyle Group, L.P. (“Carlyle”). Since joining Carlyle in 2011, Ms. Reing has held several positions. From 2011 to 2014, she oversaw the Global Real Assets Partnership Accounting team. From 2015 through 2017, she was Carlyle’s Global Corporate Controller and oversaw Carlyle’s corporate accounting teams in the United States, Asia, Hong Kong, Tokyo and Sao Paulo. In 2018, she began her current role in Fund Management.

 


 


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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


TCG BDC, INC.
(Registrant)
 
 
By:
/s/ Thomas M. Hennigan
Name:
Thomas M. Hennigan
Title:
Chief Financial Officer

Date: September 24, 2019

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