0001544206-17-000002.txt : 20170322 0001544206-17-000002.hdr.sgml : 20170322 20170322090014 ACCESSION NUMBER: 0001544206-17-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170322 DATE AS OF CHANGE: 20170322 EFFECTIVENESS DATE: 20170322 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TCG BDC, INC. CENTRAL INDEX KEY: 0001544206 IRS NUMBER: 454727439 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-196163 FILM NUMBER: 17705756 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 813-4900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Carlyle GMS Finance, Inc. DATE OF NAME CHANGE: 20120308 D/A 1 primary_doc.xml X0707 D/A LIVE 0001544206 TCG BDC, INC. 520 Madison Avenue 40th Floor New York NY NEW YORK 10022 (212) 813-4900 MARYLAND Carlyle GMS Finance, Inc. Corporation true 2012 Michael A. Hart 520 Madison Avenue 40th Floor New York NY NEW YORK 10022 Executive Officer Director Eliot P.S. Merrill 520 Madison Avenue 27th Floor New York NY NEW YORK 10022 Director Nigel D.T. Andrews 520 Madison Avenue 40th Floor New York NY NEW YORK 10022 Director William P. Hendry 520 Madison Avenue 40th Floor New York NY NEW YORK 10022 Director John G. Nestor 520 Madison Avenue 40th Floor New York NY NEW YORK 10022 Director Orit Mizrachi 520 Madison Avenue 40th Floor New York NY NEW YORK 10022 Executive Officer Venugopal N. Rathi 520 Madison Avenue 41st Floor New York NY NEW YORK 10022 Executive Officer Matthew C. Cottrell 520 Madison Avenue 38th Floor New York NY NEW YORK 10022 Executive Officer Jeffrey S. Levin 520 Madison Avenue 40th Floor New York NY NEW YORK 10022 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b true 0001544206-16-000004 2013-05-02 true true false 0 TCG Securities, L.L.C. 154788 None None 1001 Pennsylvania Avenue NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004-2505 All States false Morgan Stanley Smith Barney LLC and affiliated entities 149777 None None 522 Fifth Avenue 13th Floor New York NY NEW YORK 10036 All States false Raymond James & Associates, Inc. and affiliated entities 705 None None 880 Carillon Parkway St. Petersburg FL FLORIDA 33716 All States false Hightower Advisors LLC 145323 None None 200 Madison Street Suite 2500 Chicago IL ILLINOIS 60606 All States false Indefinite 1058026975 Indefinite false 1658 11364446 true 0 0 false TCG BDC, INC. Matthew Cottrell Matthew Cottrell Chief Compliance Officer 2017-03-22