0001209191-23-023641.txt : 20230406
0001209191-23-023641.hdr.sgml : 20230406
20230406181223
ACCESSION NUMBER: 0001209191-23-023641
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230405
FILED AS OF DATE: 20230406
DATE AS OF CHANGE: 20230406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fernandez Juan P
CENTRAL INDEX KEY: 0001882631
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 23807373
MAIL ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ForgeRock, Inc.
CENTRAL INDEX KEY: 0001543916
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 331223363
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (415) 599-1100
MAIL ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-04-05
0
0001543916
ForgeRock, Inc.
FORG
0001882631
Fernandez Juan P
C/O FORGEROCK, INC.
201 MISSION STREET, SUITE 2900
SAN FRANCISCO
CA
94105
0
1
0
0
CFO, Executive VP - Global
0
Class A Common Stock
2023-04-05
4
C
0
258685
0.00
A
648624
D
Stock Option (right to buy)
0.43
2023-04-05
4
M
0
258685
0.00
D
2023-07-25
Class B Common Stock
258685
0
D
Class B Common Stock
2023-04-05
4
M
0
258685
0.00
A
Class A Common Stock
258685
258685
D
Class B Common Stock
2023-04-05
4
C
0
258685
0.00
D
Class A Common Stock
258685
0
D
Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
All of the shares subject to the option are fully vested and exercisable as of the date hereof.
/s/ Samuel J. Fleischmann, by Power of Attorney for Juan P. Fernandez
2023-04-06