0001209191-23-023641.txt : 20230406 0001209191-23-023641.hdr.sgml : 20230406 20230406181223 ACCESSION NUMBER: 0001209191-23-023641 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230405 FILED AS OF DATE: 20230406 DATE AS OF CHANGE: 20230406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fernandez Juan P CENTRAL INDEX KEY: 0001882631 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 23807373 MAIL ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ForgeRock, Inc. CENTRAL INDEX KEY: 0001543916 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 331223363 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 599-1100 MAIL ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-04-05 0 0001543916 ForgeRock, Inc. FORG 0001882631 Fernandez Juan P C/O FORGEROCK, INC. 201 MISSION STREET, SUITE 2900 SAN FRANCISCO CA 94105 0 1 0 0 CFO, Executive VP - Global 0 Class A Common Stock 2023-04-05 4 C 0 258685 0.00 A 648624 D Stock Option (right to buy) 0.43 2023-04-05 4 M 0 258685 0.00 D 2023-07-25 Class B Common Stock 258685 0 D Class B Common Stock 2023-04-05 4 M 0 258685 0.00 A Class A Common Stock 258685 258685 D Class B Common Stock 2023-04-05 4 C 0 258685 0.00 D Class A Common Stock 258685 0 D Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. All of the shares subject to the option are fully vested and exercisable as of the date hereof. /s/ Samuel J. Fleischmann, by Power of Attorney for Juan P. Fernandez 2023-04-06