0001209191-22-057875.txt : 20221118
0001209191-22-057875.hdr.sgml : 20221118
20221118165408
ACCESSION NUMBER: 0001209191-22-057875
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221116
FILED AS OF DATE: 20221118
DATE AS OF CHANGE: 20221118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fernandez Juan P
CENTRAL INDEX KEY: 0001882631
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 221402558
MAIL ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ForgeRock, Inc.
CENTRAL INDEX KEY: 0001543916
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 331223363
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (415) 599-1100
MAIL ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-11-16
0
0001543916
ForgeRock, Inc.
FORG
0001882631
Fernandez Juan P
C/O FORGEROCK, INC.
201 MISSION STREET, SUITE 2900
SAN FRANCISCO
CA
94105
0
1
0
0
CFO, Executive VP - Global
Class A Common Stock
2022-11-16
4
C
0
7152
A
247903
D
Class A Common Stock
2022-11-16
4
S
0
7152
22.07
D
240751
D
Stock Option (right to buy)
0.43
2022-11-16
4
M
0
7152
0.00
D
2023-07-25
Class B Common Stock
7152
261533
D
Class B Common Stock
2022-11-16
4
M
0
7152
0.00
A
Class A Common Stock
7152
7152
D
Class B Common Stock
2022-11-16
4
C
0
7152
0.00
D
Class A Common Stock
7152
0
D
The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2021, and as further amended August 22, 2022.
Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
The sale price represents the weighted average price of the shares sold ranging from $22.05 to $22.11 per share. Upon request by the Commission staff, ForgeRock, Inc. (the "Issuer") or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
All of the shares subject to the option are fully vested and exercisable as of the date hereof.
/s/ Samuel J. Fleischmann, by Power of Attorney for Juan P. Fernandez
2022-11-18