X0306 4 2021-12-10 0 0001543916 ForgeRock, Inc. FORG 0001818732 Riverwood Capital Partners III (Parallel - A) L.P. 70 WILLOW ROAD, SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001884103 Riverwood Capital III L.P. 70 WILLOW ROAD SUITE 100 MENLO PARK CA 94025-3652 0 0 1 0 0001883779 Riverwood Capital GP III Ltd. 70 WILLOW ROAD SUITE 100 MENLO PARK CA 94025-3652 0 0 1 0 0001883778 RCP III AIV L.P. 70 WILLOW ROAD SUITE 100 MENLO PARK CA 94025-3652 0 0 1 0 0001746848 Riverwood Capital Partners III (Parallel - B) L.P. 70 WILLOW ROAD SUITE 100 MENLO PARK CA 94025-3652 0 0 1 0 0001550469 Parks Jeffrey T 70 WILLOW ROAD SUITE 100 MENLO PARK CA 94025-3652 1 0 0 0 Common Stock 2021-12-10 4 C 0 687030 A 687030 I See Footnote Common Stock 2021-12-10 4 C 0 142845 A 142845 I See Footnote Common Stock 2021-12-10 4 C 0 238074 A 238074 I See Footnote Class B Common Stock 2021-12-10 4 C 0 687030 D Class A Common Stock 687030 3893169 I See Footnote Class B Common Stock 2021-12-10 4 C 0 142845 D Class A Common Stock 142845 809453 I See Footnote Class B Common Stock 2021-12-10 4 C 0 238074 D Class A Common Stock 238074 1349089 I See Footnote Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and upon certain other conditions. Shares are held by RCP III AIV L.P. Riverwood Capital III L.P. is the general partner of RCP III AIV L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by RCP III AIV L.P. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Shares are held by Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners III (Parallel-A) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by Riverwood Capital Partners III (Parallel-A) L.P. Shares are held by Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital III L.P. is the general partner of Riverwood Capital Partners III (Parallel-B) L.P. Riverwood Capital GP III Ltd. is the general partner of Riverwood Capital III L.P. Consequently, Riverwood Capital III L.P. and Riverwood Capital GP III Ltd. may be deemed to be beneficially own the shares held by Riverwood Capital Partners III (Parallel-B) L.P. RCP III AIV L.P., Riverwood Capital Partners III L.P., Riverwood Capital GP III Ltd., Riverwood Capital Partners III (Parallel-A) L.P. and Riverwood Capital Partners III (Parallel-B) L.P. are referred to collectively herein as the "Riverwood Entities"). Jeffrey T. Parks is a member of the board of director of the Issuer and a member of the investment committee and a shareholder of Riverwood Capital GP III Ltd. He disclaims beneficial ownership with respect to the shares beneficially owned by the Riverwood Entities except to the extent of his pecuniary interest therein. /s/ Jeffrey Parks, Director of Riverwood Capital GP III Ltd., general partner of Riverwood Capital III L.P. 2022-02-14 /s/ Jeffrey Parks, Director of Riverwood Capital GP III Ltd., general partner of Riverwood Capital III L.P., general partner of Riverwood Capital Partners III (Parallel-A) L.P. 2022-02-14 /s/ Jeffrey Parks, Director of Riverwood Capital GP III Ltd., general partner of Riverwood Capital III L.P., general partner of Riverwood Capital Partners III (Parallel-B) L.P. 2022-02-14 /s/ Jeffrey Parks, Director of Riverwood Capital GP III Ltd., general partner of RCP III AIV L.P. 2022-02-14 /s/ Jeffrey Parks, Director of Riverwood Capital GP III Ltd. 2022-02-14 /s/ Jeffrey Parks 2022-02-14