0000890163-20-000042.txt : 20201029 0000890163-20-000042.hdr.sgml : 20201029 20201029141702 ACCESSION NUMBER: 0000890163-20-000042 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201029 DATE AS OF CHANGE: 20201029 EFFECTIVENESS DATE: 20201029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cowen Prime Services LLC CENTRAL INDEX KEY: 0001543830 IRS NUMBER: 270423711 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14944 FILM NUMBER: 201271901 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-562-1010 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Concept Capital Markets, LLC DATE OF NAME CHANGE: 20120305 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001543830 XXXXXXXX 09-30-2020 09-30-2020 false Cowen Prime Services LLC

599 Lexington Avenue 21st Floor New York NY 10022

13F HOLDINGS REPORT 028-14944 N Rep Poppell 212-702-7157 /s/ Rep Poppell New York NY 10-28-2020 0 179 205478 INFORMATION TABLE 2 infotable.xml AT&T INC COM Stock 00206R102 9 323 SH SOLE 0 0 9 ABBOTT LABS COM Stock 002824100 54 500 SH SOLE 0 0 54 ABBVIE INC COM Stock 00287Y109 27 304 SH SOLE 0 0 27 ACCELERATE DIAGNOSTICS INC NOTE 2.500 3/1 Stock 00430HAB8 3800 6020000 SH SOLE 0 0 3800 ACCURAY INC COM Stock 004397105 396 164882 SH SOLE 0 0 396 ADVANCED MICRO DEVICES INC COM Stock 007903107 41 500 SH SOLE 0 0 41 ALIBABA GROUP HLDG LTD SPONSORED ADS Stock 01609W102 59 200 SH SOLE 0 0 59 ALPHABET INC CAP STK CL C Stock 02079K107 206 140 SH SOLE 0 0 206 ALPHABET INC CAP STK CL A Stock 02079K305 59 40 SH SOLE 0 0 59 ALTRIA GROUP INC COM Stock 02209S103 58 1500 SH SOLE 0 0 58 AMERICAN ELEC PWR CO INC COM Stock 025537101 37 450 SH SOLE 0 0 37 AMERICAN EXPRESS CO COM Stock 025816109 20 200 SH SOLE 0 0 20 ANALOG DEVICES INC COM Stock 032654105 1097 9400 SH SOLE 0 0 1097 ANNALY CAPITAL MANAGEMENT IN COM Stock 035710409 89 12500 SH SOLE 0 0 89 APACHE CORP COM Stock 037411105 4 450 SH SOLE 0 0 4 APOLLO GLOBAL MGMT INC COM CL A Stock 03768E105 1261 28170 SH SOLE 0 0 1261 APPLE INC COM Stock 037833100 415 3580 SH SOLE 0 0 415 APYX MEDICAL CORPORATION COM Stock 03837C106 1121 237969 SH SOLE 0 0 1121 ASPEN AEROGELS INC COM Stock 04523Y105 6245 570300 SH SOLE 0 0 6245 ASTRAZENECA PLC SPONSORED ADR Stock 046353108 2779 50720 SH SOLE 0 0 2779 BAKER HUGHES COMPANY CL A Stock 05722G100 4 300 SH SOLE 0 0 4 BK OF AMERICA CORP COM Stock 060505104 18 760 SH SOLE 0 0 18 BANK MONTREAL QUE COM Stock 063671101 44 753 SH SOLE 0 0 44 BARRICK GOLD CORP COM Stock 067901108 30 1084 SH SOLE 0 0 30 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 2946 13835 SH SOLE 0 0 2946 BIOLIFE SOLUTIONS INC COM NEW Stock 09062W204 72 2500 SH SOLE 0 0 72 BLACKSTONE GROUP INC COM CL A Stock 09260D107 345 6600 SH SOLE 0 0 345 BOINGO WIRELESS INC COM Stock 09739C102 93 9100 SH SOLE 0 0 93 BOSTON OMAHA CORP COM Stock 101044105 40 2500 SH SOLE 0 0 40 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 127 2100 SH SOLE 0 0 127 CASTLIGHT HEALTH INC CL B Stock 14862Q100 10 9106 SH SOLE 0 0 10 CEVA INC COM Stock 157210105 940 23871 SH SOLE 0 0 940 CHAMPIONS ONCOLOGY INC COM NEW Stock 15870P307 125 13500 SH SOLE 0 0 125 CISCO SYS INC COM Stock 17275R102 4 100 SH SOLE 0 0 4 CITIGROUP INC COM NEW Stock 172967424 2 35 SH SOLE 0 0 2 COCA COLA CO COM Stock 191216100 49 1000 SH SOLE 0 0 49 COLGATE PALMOLIVE CO COM Stock 194162103 27 350 SH SOLE 0 0 27 COMSCORE INC COM Stock 20564W105 768 376500 SH SOLE 0 0 768 CORNING INC COM Stock 219350105 44 1350 SH SOLE 0 0 44 CORTEVA INC COM Stock 22052L104 266 9216 SH SOLE 0 0 266 CROWN CASTLE INTL CORP NEW COM Stock 22822V101 1200 7210 SH SOLE 0 0 1200 DCP MIDSTREAM LP COM UT LTD PTN Stock 23311P100 18 1600 SH SOLE 0 0 18 DARDEN RESTAURANTS INC COM Stock 237194105 25 250 SH SOLE 0 0 25 DEERE & CO COM Stock 244199105 332 1500 SH SOLE 0 0 332 DIGIMARC CORP NEW COM Stock 25381B101 2811 125893 SH SOLE 0 0 2811 DOMINION ENERGY INC COM Stock 25746U109 63 800 SH SOLE 0 0 63 DOW INC COM Stock 260557103 1139 24216 SH SOLE 0 0 1139 DUPONT DE NEMOURS INC COM Stock 26614N102 990 17849 SH SOLE 0 0 990 DURECT CORP COM Stock 266605104 127 74128 SH SOLE 0 0 127 EOG RES INC COM Stock 26875P101 11 300 SH SOLE 0 0 11 EATON VANCE TAX-MANAGED GLOB COM Stock 27829F108 20 2700 SH SOLE 0 0 20 EBAY INC. 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