0000890163-20-000026.txt : 20200729 0000890163-20-000026.hdr.sgml : 20200729 20200729135814 ACCESSION NUMBER: 0000890163-20-000026 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200729 DATE AS OF CHANGE: 20200729 EFFECTIVENESS DATE: 20200729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cowen Prime Services LLC CENTRAL INDEX KEY: 0001543830 IRS NUMBER: 270423711 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14944 FILM NUMBER: 201056782 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-562-1010 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Concept Capital Markets, LLC DATE OF NAME CHANGE: 20120305 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001543830 XXXXXXXX 06-30-2020 06-30-2020 false Cowen Prime Services LLC

599 Lexington Avenue 21st Floor New York NY 10022

13F HOLDINGS REPORT 028-14944 N Rep Poppell 212-702-7157 /s/ Rep Poppell New York NY 07-22-2020 0 194 212030 INFORMATION TABLE 2 infotable.xml AT&T INC COM Stock 00206R102 10 323 SH SOLE 0 0 10 ABBOTT LABS COM Stock 002824100 46 500 SH SOLE 0 0 46 ABBVIE INC COM Stock 00287Y109 30 304 SH SOLE 0 0 30 ACCELERATE DIAGNOSTICS INC NOTE 2.500 3 1 Stock 00430HAB8 4268 6020000 SH SOLE 0 0 4268 ACCURAY INC COM Stock 004397105 335 164882 SH SOLE 0 0 335 ADAMIS PHARMACEUTICALS CORP COM NEW Stock 00547W208 0 6 SH SOLE 0 0 0 ADVANCED MICRO DEVICES INC COM Stock 007903107 26 500 SH SOLE 0 0 26 ALIBABA GROUP HLDG LTD SPONSORED ADS Stock 01609W102 43 200 SH SOLE 0 0 43 ALPHABET INC CAP STK CL C Stock 02079K107 198 140 SH SOLE 0 0 198 ALPHABET INC CAP STK CL A Stock 02079K305 57 40 SH SOLE 0 0 57 ALTRIA GROUP INC COM Stock 02209S103 59 1500 SH SOLE 0 0 59 AMERICAN ELEC PWR CO INC COM Stock 025537101 36 450 SH SOLE 0 0 36 AMERICAN EXPRESS CO COM Stock 025816109 19 200 SH SOLE 0 0 19 ANALOG DEVICES INC COM Stock 032654105 1153 9400 SH SOLE 0 0 1153 ANNALY CAPITAL MANAGEMENT IN COM Stock 035710409 82 12500 SH SOLE 0 0 82 APACHE CORP COM Stock 037411105 6 450 SH SOLE 0 0 6 APOLLO GLOBAL MGMT INC COM CL A Stock 03768E105 1406 28170 SH SOLE 0 0 1406 APPLE INC COM Stock 037833100 327 895 SH SOLE 0 0 327 APYX MED CORP COM Stock 03837C106 1321 237969 SH SOLE 0 0 1321 ASPEN AEROGELS INC COM Stock 04523Y105 5317 808000 SH SOLE 0 0 5317 ASTRAZENECA PLC SPONSORED ADR Stock 046353108 2683 50720 SH SOLE 0 0 2683 BAKER HUGHES COMPANY CL A Stock 05722G100 5 300 SH SOLE 0 0 5 BK OF AMERICA CORP COM Stock 060505104 18 760 SH SOLE 0 0 18 BANK MONTREAL QUE COM Stock 063671101 40 753 SH SOLE 0 0 40 BARRICK GOLD CORPORATION COM Stock 067901108 29 1084 SH SOLE 0 0 29 BAUSCH HEALTH COS INC COM Stock 071734107 0 26 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 2514 14085 SH SOLE 0 0 2514 BIOLIFE SOLUTIONS INC COM NEW Stock 09062W204 101 6173 SH SOLE 0 0 101 BLACKSTONE GROUP INC COM CL A Stock 09260D107 374 6600 SH SOLE 0 0 374 BOINGO WIRELESS INC COM Stock 09739C102 121 9100 SH SOLE 0 0 121 BOSTON OMAHA CORP COM Stock 101044105 2199 137444 SH SOLE 0 0 2199 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 123 2100 SH SOLE 0 0 123 CALIFORNIA RES CORP COM NEW Stock 13057Q206 0 26 SH SOLE 0 0 0 CASTLIGHT HEALTH INC CL B Stock 14862Q100 14 16856 SH SOLE 0 0 14 CEVA INC COM Stock 157210105 953 25471 SH SOLE 0 0 953 CHAMPIONS ONCOLOGY INC COM NEW Stock 15870P307 521 54500 SH SOLE 0 0 521 CISCO SYS INC COM Stock 17275R102 5 100 SH SOLE 0 0 5 CITIGROUP INC COM NEW Stock 172967424 2 35 SH SOLE 0 0 2 COCA COLA CO COM Stock 191216100 45 1000 SH SOLE 0 0 45 COLGATE PALMOLIVE CO COM Stock 194162103 26 350 SH SOLE 0 0 26 COMSCORE INC COM Stock 20564W105 1485 479000 SH SOLE 0 0 1485 CORNING INC COM Stock 219350105 35 1350 SH SOLE 0 0 35 CORTEVA INC COM Stock 22052L104 247 9216 SH SOLE 0 0 247 CROWN CASTLE INTL CORP NEW COM Stock 22822V101 1207 7210 SH SOLE 0 0 1207 DCP MIDSTREAM LLC COM UT LTD PTN Stock 23311P100 18 1600 SH SOLE 0 0 18 DXC TECHNOLOGY CO COM Stock 23355L106 0 16 SH SOLE 0 0 0 DARDEN RESTAURANTS INC COM Stock 237194105 19 250 SH SOLE 0 0 19 DEERE & CO COM Stock 244199105 236 1500 SH SOLE 0 0 236 DIGIMARC CORP NEW COM Stock 25381B101 2181 136393 SH SOLE 0 0 2181 DOMINION ENERGY INC COM Stock 25746U109 65 800 SH SOLE 0 0 65 DOW INC COM Stock 260557103 987 24216 SH SOLE 0 0 987 DUPONT DE NEMOURS INC COM Stock 26614N102 948 17849 SH SOLE 0 0 948 DURECT CORP COM Stock 266605104 167 72128 SH SOLE 0 0 167 EOG RES INC COM Stock 26875P101 15 300 SH SOLE 0 0 15 EATON VANCE TAX-MANAGED GLOB COM Stock 27829F108 20 2700 SH SOLE 0 0 20 EBAY INC. 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