0000890163-19-000018.txt : 20190501 0000890163-19-000018.hdr.sgml : 20190501 20190501123140 ACCESSION NUMBER: 0000890163-19-000018 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190501 DATE AS OF CHANGE: 20190501 EFFECTIVENESS DATE: 20190501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cowen Prime Services LLC CENTRAL INDEX KEY: 0001543830 IRS NUMBER: 270423711 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14944 FILM NUMBER: 19785956 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-562-1010 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Concept Capital Markets, LLC DATE OF NAME CHANGE: 20120305 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001543830 XXXXXXXX 03-31-2019 03-31-2019 true 1 RESTATEMENT false Cowen Prime Services LLC

599 Lexington Avenue 21st Floor New York NY 10022

13F HOLDINGS REPORT 028-14944 N Rep Poppell 212-702-7157 /s/ Rep Poppell New York NY 05-01-2019 0 167 193031 INFORMATION TABLE 2 infotable.xml AT&T INC COM Stock 00206R102 1 23 SH SOLE 0 0 1 ABBVIE INC COM Stock 00287Y109 24 300 SH SOLE 0 0 24 ALIBABA GROUP HLDG LTD SPONSORED ADS Stock 01609W102 36 200 SH SOLE 0 0 36 ALPHABET INC CAP STK CL C Stock 02079K107 164 140 SH SOLE 0 0 164 ALPHABET INC CAP STK CL A Stock 02079K305 47 40 SH SOLE 0 0 47 ALTRIA GROUP INC COM Stock 02209S103 86 1500 SH SOLE 0 0 86 ANDEAVOR LOGISTICS LP COM UNIT LP INT Stock 03350F106 176 5000 SH SOLE 0 0 176 APYX MED CORP COM Stock 03837C106 1838 291205 SH SOLE 0 0 1838 ASPEN AEROGELS INC COM Stock 04523Y105 1889 740900 SH SOLE 0 0 1889 BIOLIFE SOLUTIONS INC COM NEW Stock 09062W204 63 3500 SH SOLE 0 0 63 BLACKSTONE GROUP L P COM UNIT LTD Stock 09253U108 364 10400 SH SOLE 0 0 364 BOINGO WIRELESS INC COM Stock 09739C102 268 11500 SH SOLE 0 0 268 BOSTON OMAHA CORP COM Stock 101044105 2531 101469 SH SOLE 0 0 2531 BRISTOL MYERS SQUIBB CO COM Stock 110122108 100 2100 SH SOLE 0 0 100 CUI GLOBAL INC COM NEW Stock 126576206 249 211013 SH SOLE 0 0 249 CALIFORNIA RES CORP COM NEW Stock 13057Q206 1 26 SH SOLE 0 0 1 CASTLIGHT HEALTH INC CL B Stock 14862Q100 6538 1743559 SH SOLE 0 0 6538 CEVA INC COM Stock 157210105 634 23521 SH SOLE 0 0 634 CHEVRON CORP NEW COM Stock 166764100 1435 11650 SH SOLE 0 0 1435 CISCO SYS INC COM Stock 17275R102 5 100 SH SOLE 0 0 5 CITIGROUP INC COM NEW Stock 172967424 2 35 SH SOLE 0 0 2 COCA COLA CO COM Stock 191216100 47 1000 SH SOLE 0 0 47 CONOCOPHILLIPS COM Stock 20825C104 200 3000 SH SOLE 0 0 200 CORNING INC COM Stock 219350105 38 1150 SH SOLE 0 0 38 CROWN CASTLE INTL CORP NEW COM Stock 22822V101 3382 26425 SH SOLE 0 0 3382 DCP MIDSTREAM LP COM UT LTD PTN Stock 23311P100 53 1600 SH SOLE 0 0 53 DXC TECHNOLOGY CO COM Stock 23355L106 1 16 SH SOLE 0 0 1 DARDEN RESTAURANTS INC COM Stock 237194105 30 250 SH SOLE 0 0 30 DEERE & CO COM Stock 244199105 240 1500 SH SOLE 0 0 240 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