0000890163-19-000002.txt : 20190122 0000890163-19-000002.hdr.sgml : 20190122 20190122114733 ACCESSION NUMBER: 0000890163-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190122 DATE AS OF CHANGE: 20190122 EFFECTIVENESS DATE: 20190122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cowen Prime Services LLC CENTRAL INDEX KEY: 0001543830 IRS NUMBER: 270423711 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14944 FILM NUMBER: 19534805 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-562-1010 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Concept Capital Markets, LLC DATE OF NAME CHANGE: 20120305 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001543830 XXXXXXXX 12-31-2018 12-31-2018 false Cowen Prime Services LLC

599 Lexington Avenue 21st Floor New York NY 10022

13F HOLDINGS REPORT 028-14944 N Rep Poppell 212-702-7157 /s/ Rep Poppell New York NY 01-14-2018 0 198 215059 INFORMATION TABLE 2 infotable.xml AT&T INC COM Stock 00206R102 1 23 SH SOLE 0 0 1 ABBOTT LABS COM Stock 002824100 94 1300 SH SOLE 0 0 94 ABBVIE INC COM Stock 00287Y109 74 800 SH SOLE 0 0 74 ACCURAY INC COM Stock 004397105 664 194686 SH SOLE 0 0 664 ACI WORLDWIDE INC COM Stock 004498101 623 22500 SH SOLE 0 0 623 AEHR TEST SYSTEMS COM Stock 00760J108 1 600 SH SOLE 0 0 1 ADVANCED MICRO DEVICES INC COM Stock 007903107 28 1500 SH SOLE 0 0 28 ALIBABA GROUP HLDG LTD SPONSORED ADS Stock 01609W102 27 200 SH SOLE 0 0 27 ALPHABET INC CAP STK CL C Stock 02079K107 145 140 SH SOLE 0 0 145 ALPHABET INC CAP STK CL A Stock 02079K305 42 40 SH SOLE 0 0 42 ALTABA INC COM Stock 021346101 194 3356 SH SOLE 0 0 194 ALTRIA GROUP INC COM Stock 02209S103 74 1500 SH SOLE 0 0 74 AMERICAN ELEC PWR INC COM Stock 025537101 146 1950 SH SOLE 0 0 146 AMERICAN EXPRESS CO COM Stock 025816109 38 400 SH SOLE 0 0 38 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