Chief Compliance Officer

0000890163-18-000017.txt : 20180503 0000890163-18-000017.hdr.sgml : 20180503 20180503133931 ACCESSION NUMBER: 0000890163-18-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180503 DATE AS OF CHANGE: 20180503 EFFECTIVENESS DATE: 20180503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cowen Prime Services LLC CENTRAL INDEX KEY: 0001543830 IRS NUMBER: 270423711 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14944 FILM NUMBER: 18802979 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-562-1010 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Concept Capital Markets, LLC DATE OF NAME CHANGE: 20120305 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001543830 XXXXXXXX 03-31-2018 03-31-2018 false Cowen Prime Services LLC

599 Lexington Avenue 21st Floor New York NY 10022

13F HOLDINGS REPORT 028-14944 N Rep Poppell Chief Compliance Officer 212-702-7157 /s/ Rep Poppell New York NY 04-30-2018 0 201 180338 INFORMATION TABLE 2 infotable.xml AT&T INC COM Stock 00206R102 22 623 SH SOLE 0 0 22 ABBOTT LABS COM Stock 002824100 78 1300 SH SOLE 0 0 78 ABBVIE INC COM Stock 00287Y109 57 600 SH SOLE 0 0 57 ACCURAY INC DEL COM Stock 004397105 946 189099 SH SOLE 0 0 946 ADAMIS PHARMACEUTICALS CORP COM NEW ISIN#US00547W2089 Stock 00547W208 0 6 SH SOLE 0 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADR ISIN#US01609W1027 Stock 01609W102 37 200 SH SOLE 0 0 37 ALPHABET INC CAP STK CL C Stock 02079K107 144 140 SH SOLE 0 0 144 ALPHABET INC CL A Stock 02079K305 41 40 SH SOLE 0 0 41 ALTABA INC COM Stock 021346101 248 3356 SH SOLE 0 0 248 ALTRIA GROUP INC COM Stock 02209S103 93 1500 SH SOLE 0 0 93 AMERICAN ELECTRIC POWER CO Stock 025537101 312 4550 SH SOLE 0 0 312 AMERICAN EXPRESS COMPANY Stock 025816109 37 400 SH SOLE 0 0 37 ANALOG DEVICES INC COM Stock 032654105 1248 13700 SH SOLE 0 0 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