Chief Compliance Officer

0000890163-18-000006.txt : 20180129 0000890163-18-000006.hdr.sgml : 20180129 20180129140723 ACCESSION NUMBER: 0000890163-18-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180129 DATE AS OF CHANGE: 20180129 EFFECTIVENESS DATE: 20180129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cowen Prime Services LLC CENTRAL INDEX KEY: 0001543830 IRS NUMBER: 270423711 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14944 FILM NUMBER: 18554715 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-562-1010 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Concept Capital Markets, LLC DATE OF NAME CHANGE: 20120305 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001543830 XXXXXXXX 12-31-2017 12-31-2017 false Cowen Prime Services LLC

599 Lexington Avenue 21st Floor New York NY 10022

13F HOLDINGS REPORT 028-14944 N Rep Poppell Chief Compliance Officer 212-702-7157 /s/ Rep Poppell New York NY 01-26-2018 0 193 205220 INFORMATION TABLE 2 infotable.xml AT&T INC COM Stock 00206R102 24 623 SH SOLE 0 0 24 ABBOTT LABS COM Stock 002824100 74 1300 SH SOLE 0 0 74 ABBVIE INC COM Stock 00287Y109 77 800 SH SOLE 0 0 77 ACCURAY INC DEL COM Stock 004397105 832 193599 SH SOLE 0 0 832 ALCOA CORP COM Stock 013872106 6 111 SH SOLE 0 0 6 ALIBABA GROUP HLDG LTD SPONSORED ADR ISIN#US01609W1027 Stock 01609W102 34 200 SH SOLE 0 0 34 ALPHABET INC CAP STK CL C Stock 02079K107 147 140 SH SOLE 0 0 147 ALPHABET INC CL A Stock 02079K305 42 40 SH SOLE 0 0 42 ALTABA INC COM Stock 021346101 234 3356 SH SOLE 0 0 234 ALTRIA GROUP INC COM Stock 02209S103 107 1500 SH SOLE 0 0 107 AMERICAN ELECTRIC POWER CO Stock 025537101 335 4550 SH SOLE 0 0 335 AMERICAN EXPRESS COMPANY Stock 025816109 40 400 SH SOLE 0 0 40 ANALOG DEVICES INC COM Stock 032654105 1487 16700 SH SOLE 0 0 1487 ANDEAVOR LOGISTICS LP COM UNIT LTD PARTNERSHIP INT Stock 03350F106 231 5000 SH SOLE 0 0 231 APACHE CORP COM Stock 037411105 19 450 SH SOLE 0 0 19 APOLLO GLOBAL MGMT LLC CL A SHS Stock 037612306 251 7500 SH SOLE 0 0 251 APPIAN CORP CL A Stock 03782L101 6 200 SH SOLE 0 0 6 APPLE INC COM Stock 037833100 388 2295 SH SOLE 0 0 388 ARCONIC INC COM Stock 03965L100 9 333 SH SOLE 0 0 9 ASPEN AEROGELS INC COM Stock 04523Y105 4504 922924 SH SOLE 0 0 4504 ASTRAZENECA PLC SPONSORED ADR Stock 046353108 1857 53520 SH SOLE 0 0 1857 BRT RLTY TR SH BEN INT NEW Stock 055645303 189 16025 SH SOLE 0 0 189 BANK OF AMERICA CORPORATION COM Stock 060505104 22 760 SH SOLE 0 0 22 BANK OF MONTREAL Stock 063671101 60 753 SH SOLE 0 0 60 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 2686 13550 SH SOLE 0 0 2686 BLACKSTONE GROUP L P COM UNIT REPSTG LTD Stock 09253U108 1591 49700 SH SOLE 0 0 1591 BOINGO WIRELESS INC COM Stock 09739C102 279 12400 SH SOLE 0 0 279 BOSTON OMAHA CORP CL A Stock 101044105 2987 92207 SH SOLE 0 0 2987 BOVIE MED 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3099 DCP MIDSTREAM LP COM UTS REPSTG LTD PART INT Stock 23311P100 58 1600 SH SOLE 0 0 58 DXC TECHNOLOGY CO COM Stock 23355L106 2 16 SH SOLE 0 0 2 DARDEN RESTAURANTS INC COM Stock 237194105 24 250 SH SOLE 0 0 24 DEERE & CO Stock 244199105 250 1600 SH SOLE 0 0 250 DETERMINE INC COM Stock 250660107 1 700 SH SOLE 0 0 1 DIGIMARC CORP NEW COM Stock 25381B101 10656 294781 SH SOLE 0 0 10656 DOMINION ENERGY INC COM Stock 25746U109 162 2000 SH SOLE 0 0 162 DOWDUPONT INC COM Stock 26078J100 6825 95832 SH SOLE 0 0 6825 DURECT CORP COM Stock 266605104 80 87128 SH SOLE 0 0 80 EOG RES INC COM Stock 26875P101 32 300 SH SOLE 0 0 32 EATON VANCE TAX MANAGED GLOBAL DIVERSIFIED INCOME FD COM Stock 27829F108 25 2700 SH SOLE 0 0 25 EBAY INC COM Stock 278642103 38 1000 SH SOLE 0 0 38 EHEALTH INC COM Stock 28238P109 9667 556550 SH SOLE 0 0 9667 EMERSON ELEC CO COM Stock 291011104 70 1000 SH SOLE 0 0 70 EMPIRE ST RLTY OP L P UNIT LTD PARTNERSHIP INT SER ES Stock 292102100 267 12904 SH SOLE 0 0 267 ENTERPRISE 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