Chief Compliance Officer

0000890163-17-000057.txt : 20171109 0000890163-17-000057.hdr.sgml : 20171109 20171108181918 ACCESSION NUMBER: 0000890163-17-000057 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171109 DATE AS OF CHANGE: 20171108 EFFECTIVENESS DATE: 20171109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cowen Prime Services LLC CENTRAL INDEX KEY: 0001543830 IRS NUMBER: 270423711 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14944 FILM NUMBER: 171187807 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-562-1010 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Concept Capital Markets, LLC DATE OF NAME CHANGE: 20120305 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001543830 XXXXXXXX 09-30-2017 09-30-2017 false Cowen Prime Services LLC

599 Lexington Avenue 21st Floor New York NY 10022

13F HOLDINGS REPORT 028-14944 N Rep Poppell Chief Compliance Officer 212-702-7157 /s/ Rep Poppell New York NY 11-07-2017 0 178 210250 INFORMATION TABLE 2 infotable.xml AT&T INC COM Stock 00206R102 71 1823 SH SOLE 0 0 71 ABBOTT LABS COM Stock 002824100 69 1300 SH SOLE 0 0 69 ABBVIE INC COM Stock 00287Y109 71 800 SH SOLE 0 0 71 ACCURAY INC DEL COM Stock 004397105 712 177899 SH SOLE 0 0 712 ALCOA CORP COM Stock 013872106 5 111 SH SOLE 0 0 5 ALIBABA GROUP HLDG LTD SPONSORED ADS ISIN#US01609W1027 Stock 01609W102 35 200 SH SOLE 0 0 35 ALLIANCE RESOURCE PARTNERS LP UNIT LTD PARTNER INT Stock 01877R108 45 2330 SH SOLE 0 0 45 ALPHABET INC CAP STK CL C Stock 02079K107 134 140 SH SOLE 0 0 134 ALPHABET INC CL A Stock 02079K305 39 40 SH SOLE 0 0 39 ALTABA INC COM Stock 021346101 222 3356 SH SOLE 0 0 222 ALTRIA GROUP INC COM Stock 02209S103 95 1500 SH SOLE 0 0 95 AMERICAN ELECTRIC POWER CO Stock 025537101 460 6550 SH SOLE 0 0 460 AMERICAN EXPRESS COMPANY Stock 025816109 36 400 SH SOLE 0 0 36 ANALOG 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