Chief Compliance Officer

0000890163-17-000043.txt : 20170807 0000890163-17-000043.hdr.sgml : 20170807 20170807150827 ACCESSION NUMBER: 0000890163-17-000043 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170807 DATE AS OF CHANGE: 20170807 EFFECTIVENESS DATE: 20170807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cowen Prime Services LLC CENTRAL INDEX KEY: 0001543830 IRS NUMBER: 270423711 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14944 FILM NUMBER: 171011242 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-562-1010 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Concept Capital Markets, LLC DATE OF NAME CHANGE: 20120305 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001543830 XXXXXXXX 06-30-2017 06-30-2017 false Cowen Prime Services LLC

599 Lexington Avenue 21st Floor New York NY 10022

13F HOLDINGS REPORT 028-14944 N Rep Poppell Chief Compliance Officer 212-702-7157 /s/ Rep Poppell New York NY 05-01-2017 0 190 217188 INFORMATION TABLE 2 infotable.xml ARI NETWORK SVCS INC COM NEW Stock 001930205 8325 1180803 SH SOLE 0 0 8325 AT&T INC COM Stock 00206R102 69 1823 SH SOLE 0 0 69 ABBOTT LABS COM Stock 002824100 63 1300 SH SOLE 0 0 63 ABBVIE INC COM Stock 00287Y109 2123 29285 SH SOLE 0 0 2123 ACCURAY INC DEL COM Stock 004397105 901 189599 SH SOLE 0 0 901 ADAMIS PHARMACEUTICALS CORP COM NEW ISIN#US00547W2089 Stock 00547W208 0 6 SH SOLE 0 0 0 ALCOA CORP COM Stock 013872106 4 111 SH SOLE 0 0 4 ALIBABA GROUP HLDG LTD SPONSORED ADS ISIN#US01609W1027 Stock 01609W102 28 200 SH SOLE 0 0 28 ALLIANCE RESOURCE PARTNERS LP UNIT LTD PARTNER INT Stock 01877R108 112 5910 SH SOLE 0 0 112 ALPHABET INC CAP STK CL C Stock 02079K107 127 140 SH SOLE 0 0 127 ALPHABET INC CL A Stock 02079K305 37 40 SH SOLE 0 0 37 ALTABA INC COM Stock 021346101 183 3356 SH SOLE 0 0 183 ALTRIA GROUP INC COM Stock 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