Chief Compliance Officer

0000890163-16-000103.txt : 20160209 0000890163-16-000103.hdr.sgml : 20160209 20160209134448 ACCESSION NUMBER: 0000890163-16-000103 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160209 DATE AS OF CHANGE: 20160209 EFFECTIVENESS DATE: 20160209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cowen Prime Services LLC CENTRAL INDEX KEY: 0001543830 IRS NUMBER: 270423711 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14944 FILM NUMBER: 161398601 BUSINESS ADDRESS: STREET 1: 1010 FRANKLIN AVENUE STREET 2: SUITE 303 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 800-281-5984 MAIL ADDRESS: STREET 1: 1010 FRANKLIN AVENUE STREET 2: SUITE 303 CITY: GARDEN CITY STATE: NY ZIP: 11530 FORMER COMPANY: FORMER CONFORMED NAME: Concept Capital Markets, LLC DATE OF NAME CHANGE: 20120305 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001543830 XXXXXXXX 12-31-2015 12-31-2015 false Cowen Prime Services LLC

1010 Franklin Avenue Suite 303 Garden City NY 11530

13F HOLDINGS REPORT 028-14944 N Rep Poppell Chief Compliance Officer 212-702-7157 /s/ Rep Poppell New York NY 02-03-2016 0 257 226603 INFORMATION TABLE 2 infotable.xml ARI NETWORK SVCS INCCOM NEW Stock 001930205 5666 1259200 SH SOLE 0 0 1259200 AT&T INC COM Stock 00206R102 766 22269 SH SOLE 0 0 22269 ABBOTT LABS COM Stock 002824100 59 1316 SH SOLE 0 0 1316 ABBVIE INC COM Stock 00287Y109 3705 62550 SH SOLE 0 0 62550 ACCURAY INC DEL COM Stock 004397105 626 92750 SH SOLE 0 0 92750 ADVANTAGE OIL & GASLTDCOM Stock 00765F101 10 2000 SH SOLE 0 0 2000 AEGON N VORD AMER REG Stock 007924103 8 1465 SH SOLE 0 0 1465 AIRGAS INC Stock 009363102 830 6000 SH SOLE 0 0 6000 AIXTRON SESPONSORED ADR REPSTGORD SHS Stock 009606104 248 56850 SH SOLE 0 0 56850 ALCATEL LUCENTSPON ADR Stock 013904305 1 302 SH SOLE 0 0 302 ALIBABA GROUP HLDGLTD SPONSORED ADS Stock 01609W102 16 200 SH SOLE 0 0 200 ALLETE INC COM NEW Stock 018522300 8 166 SH SOLE 0 0 166 ALPHABET INC CAP STKCL C Stock 02079K107 106 140 SH SOLE 0 0 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