Chief Compliance Officer

0000890163-14-000045.txt : 20141112 0000890163-14-000045.hdr.sgml : 20141111 20141112081333 ACCESSION NUMBER: 0000890163-14-000045 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141112 EFFECTIVENESS DATE: 20141112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Concept Capital Markets, LLC CENTRAL INDEX KEY: 0001543830 IRS NUMBER: 800434378 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14944 FILM NUMBER: 141211220 BUSINESS ADDRESS: STREET 1: 1010 FRANKLIN AVENUE STREET 2: SUITE 303 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 800-281-5984 MAIL ADDRESS: STREET 1: 1010 FRANKLIN AVENUE STREET 2: SUITE 303 CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001543830 XXXXXXXX 09-30-2014 09-30-2014 false Concept Capital Markets, LLC

1010 Franklin Avenue Suite 303 Garden City NY 11530

13F HOLDINGS REPORT 028-14944 N Rep Poppell Chief Compliance Officer 212-702-7157 /s/ Rep Poppell New York NY 11-11-2014 0 320 228836 INFORMATION TABLE 2 infotable.xml ***ACTAVIS PLC Stock G0083B108 185 767 SH SOLE 767 0 0 ***ADVANTAGE OIL & GAS LTD Stock 00765F101 47 9200 SH SOLE 9200 0 0 ***AEGON NV Stock 007924103 12 1465 SH SOLE 1465 0 0 ***AGNICO EAGLE MINES LIMITED Stock 008474108 179 6200 SH SOLE 6200 0 0 ***AIXTRON SE Stock 009606104 159 10500 SH SOLE 10500 0 0 ***ALCATEL-LUCENT Stock 013904305 3 975 SH SOLE 975 0 0 ***ALLEGION PUBLIC LIMITED Stock G0176J109 48 999 SH SOLE 999 0 0 ***AON PLC Stock G0408V102 1017 11600 SH SOLE 11600 0 0 ***BAIDU INC Stock 056752108 11 50 SH SOLE 50 0 0 ***BANK OF MONTREAL Stock 063671101 55 753 SH SOLE 753 0 0 ***CENOVUS ENERGY INC Stock 15135U109 0 4 SH SOLE 4 0 0 ***COVIDIEN PLC Stock G2554F113 927 10721 SH SOLE 10721 0 0 ***ENCANA CORP Stock 292505104 28 1340 SH SOLE 1340 0 0 ***ENERGY XXI BERMUDA LIMITED Stock G10082140 587 51750 SH SOLE 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