0000890163-14-000017.txt : 20140513
0000890163-14-000017.hdr.sgml : 20140513
20140513115013
ACCESSION NUMBER: 0000890163-14-000017
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140513
DATE AS OF CHANGE: 20140513
EFFECTIVENESS DATE: 20140513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Concept Capital Markets, LLC
CENTRAL INDEX KEY: 0001543830
IRS NUMBER: 800434378
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14944
FILM NUMBER: 14836047
BUSINESS ADDRESS:
STREET 1: 1010 FRANKLIN AVENUE
STREET 2: SUITE 303
CITY: GARDEN CITY
STATE: NY
ZIP: 11530
BUSINESS PHONE: 800-281-5984
MAIL ADDRESS:
STREET 1: 1010 FRANKLIN AVENUE
STREET 2: SUITE 303
CITY: GARDEN CITY
STATE: NY
ZIP: 11530
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001543830
XXXXXXXX
03-31-2014
03-31-2014
false
Concept Capital Markets, LLC
1010 Franklin Avenue
Suite 303
Garden City
NY
11530
13F HOLDINGS REPORT
028-14944
N
Rep Poppell
Chief Compliance Officer
212-702-7157
/s/ Rep Poppell
New York
NY
05-12-2014
0
295
264250
INFORMATION TABLE
2
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AT&T INC
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ATMI INC
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7945
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ABBOTT LABORATORIES
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002824100
130
3366
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0
ABBVIE INC
Stock
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ACCELRYS INC
Stock
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APPLE INC
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Stock
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AUTOMATIC DATAPROCESSING INC COM
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AVERY DENNISON CORP
Stock
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BRE PROPERTIES INC
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CAPITALSOURCE INC
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CEVA INC
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CORNING INC
Stock
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Stock
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Stock
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Stock
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Stock
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Stock
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Stock
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Stock
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20000
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20000
0
0
NORFOLK SOUTHERN CORP
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655844108
201
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2065
0
0
NORTHERN OIL & GAS INC
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665531109
15
1000
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1000
0
0
NORTHROP GRUMMAN CORP
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99
800
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800
0
0
NORTHSTAR REALTY FINANCE CORP
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66704R100
216
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13400
0
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***NOVO NORDISK A/S-ADR
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167
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0
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OCCIDENTAL PETE CORP
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52
550
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550
0
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ONVIA INC
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68338T403
110
20594
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20594
0
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ORACLE CORPORATION
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68389X105
16
394
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394
0
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PDF SOLUTIONS INC
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693282105
27169
1495240
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1495240
0
0
PPG INDUSTRIES INC
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693506107
754
3896
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0
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PRGX GLOBAL INC
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69357C503
14221
2052150
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2052150
0
0
PTC INC
Stock
69370C100
2230
62950
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62950
0
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***PACTERA TECHNOLOGY INTL LTD
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695255109
434
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60000
0
0
PALL CORP
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696429307
3529
39440
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39440
0
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PARKERVISION INC
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701354102
166
34500
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34500
0
0
PAYCHEX INC
Stock
704326107
102
2400
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2400
0
0
PEPSICO INC
Stock
713448108
230
2759
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2759
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***PETROLEO BRASILEIRO SA
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50
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0
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PFIZER INC
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717081103
7255
225856
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0
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PHILIP MORRIS INTERNATIONAL
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718172109
115
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1400
0
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PLUM CREEK TIMBER CO INC
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729251108
3458
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0
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POTASH CORP OFSASKATCHEWAN INCCOMISIN#CA73755L1076
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73755L107
80
2201
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2201
0
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POWERSHARES DB U SDLR INDEX TRPOWERSHARES DV US$INDEX BULLISH FD COMUNIT
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73936D107
40
1852
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1852
0
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PROCTER & GAMBLE CO
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742718109
482
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0
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PROGRESSIVE WASTESOLUTIONS LTD COMISIN#CA74339G1019
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81
3187
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PROSHARES TRSHORT 20+ YR TREASETF
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116
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QUALCOMM INC
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34
433
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433
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RAYTHEON CO COM NEW
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3
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REGENERON PHARMACEUTICALS INC
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75886F107
300
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1000
0
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REIS INC
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75936P105
11388
630900
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630900
0
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REPUBLIC SVCS INCCOM
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16
479
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479
0
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RIO TINTO PLCSPONSORED ADRISIN#US7672041008
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3
51
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51
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69
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SPDR GOLD TR
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20
160
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SPDR SER TR S&PHOMEBUILDERS ETF
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260
0
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SAFEWAY INC
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443
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12000
0
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SANDRIDGE ENERGY INC
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80007P307
6
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1000
0
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80105N105
52
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1000
0
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81
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SELECT SECTOR SPDRTR UTILS
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178
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0
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SELECTICA INC
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5
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0
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SEMPRA ENERGY
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77
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800
0
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SENOMYX INC
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81724Q107
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0
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SIRIUS XM HOLDINGS INC
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337
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0
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SMITH MICRO SOFTWARE INC
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329
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0
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SONUS NETWORKS INC
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951
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282300
0
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SPECTRA ENERGY CORPCOM
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4
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STERLING FINANCIAL CORPORATION
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299
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0
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STRATUS PROPERTIES INC
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1
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50
0
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70
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2000
0
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SYMANTEC CORPORATION
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1
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38
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500
0
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SYSCO CORP
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65
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1800
0
0
TICC CAPITAL CORP
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41
4200
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4200
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TARGA RESOURCES PARTNERS LP
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208
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0
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TARGET CORP COM
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151
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0
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TENNECO INC
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TESLA MOTORS INC
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2146
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TIME WARNER CABLE INC
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768
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TRANSACT TECHNOLOGIES INC
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156
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UNITED BANKSHARES INC-W VA
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UNITED PARCEL SVC INC
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163
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UNITED TECHNOLOGIESCORP COM
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141
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UNITEDHEALTH GROUP INC
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4
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52
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24
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VERIZON COMMUNICATIONS
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VITESSE SEMICONDUCTOR CORP
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0
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WALGREEN CO
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228
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WELLS FARGO & CONEW COM
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WEYERHAEUSER CO
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WILLIAMS COMPANIES INC
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0
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XYLEM INC COM
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YAHOO INC
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ZAZA ENERGY CORP
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0
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0
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COVIDIEN PLCSHS NEWISIN#IE00B68SQD29
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286
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100
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