X0306 4 2017-02-07 0 0001543643 CU Bancorp CUNB 0001555222 Wolman Anita C/O CU BANCORP 15821 VENTURA BLVD. SUITE 100 ENCINO CA 91436 0 1 0 0 EVP and General Counsel Common Stock 2017-02-07 4 A 0 2538 0.00 A 68074 D Common Stock 5200 I By Spouse in Retirement Plans 2,538 restricted shares of common stock were granted to the Reporting Person on February 7, 2017, pursuant to the 2016 Management Incentive Plan developed under and pursuant to the 2007 Equity and Incentive Plan, as amended and restated July 31, 2014. The restricted stock award vests 50% on the second Tuesday in December 2017 (i.e., December 12, 2017), and the remaining 50% on May 1, 2018. Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Anita Y. Wolman 2017-02-08