X0306 4 2016-02-02 0 0001543643 CU Bancorp CUNB 0001555463 Williams Anne A C/O CU BANCORP 15821 VENTURA BLVD. SUITE 100 ENCINO CA 91436 0 1 0 0 EVP, CCO & COO Common Stock 2016-02-02 4 A 0 6719 0.00 A 123323 D Options to Purchase Common Stock 12.20 2017-04-27 Common Stock 8500 8500 D 6,719 restricted shares of common stock were granted to the Reporting Person on February 2, 2016, pursuant to the 2015 Management Incentive Plan developed under and pursuant to the 2007 Equity and Incentive Plan, as amended and restated July 31, 2014. The restricted stock awards vest 50% on the second Tuesday in December 2016, and the remaining 50% on the second Tuesday in December, 2017. Include shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant As of filing date, the stock option grant is 100% vested and immediately exercisable. Anne Williams, By: Anita Y Wolman, Attorney-in-Fact. 2016-02-08