X0306 4 2016-01-06 0 0001543643 CU Bancorp CUNB 0001626141 Holman David C C/O CU BANCORP 15821 VENTURA BLVD, SUITE 100 ENCINO CA 91436 1 0 0 0 Common Stock 2016-01-06 4 M 0 20687 7.59 A 170727 D Common Stock 2016-01-06 4 S 0 12555 23.75 D 158172 D Options to Purchase Common Stock 7.59 2016-01-06 4 M 0 20687 0.00 D 2016-06-21 Common Stock 37905 17218 D Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 4, 2015. Represents the aggregate of sales effected on the same day at different prices. This figure represents the weighted average sale price for all transactions, which are being aggregated and reported on a single line, as the transaction were all effectuated within a one dollar range, ranging from $23.70 to $23.80 per share. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. As of filing date, the stock option grant is 100% vested and immediately exercisable. David C. Holman, By: Anita Y. Wolman, Attorney-in-Fact. 2016-01-06