0001193805-12-001925.txt : 20121207 0001193805-12-001925.hdr.sgml : 20121207 20121207171225 ACCESSION NUMBER: 0001193805-12-001925 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121205 FILED AS OF DATE: 20121207 DATE AS OF CHANGE: 20121207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NovaCopper Inc. CENTRAL INDEX KEY: 0001543418 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: SUITE 2300 - 200 GRANVILLE STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 1S4 BUSINESS PHONE: (604) 669-6227 MAIL ADDRESS: STREET 1: SUITE 2300 - 200 GRANVILLE STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 1S4 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPLAN THOMAS SCOTT CENTRAL INDEX KEY: 0001124803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35447 FILM NUMBER: 121250910 MAIL ADDRESS: STREET 1: 154 WEST 18TH STREET APT 8C CITY: NEW YORK STATE: NY ZIP: 10011 4 1 e610272_.xml X0306 4 2012-12-05 0 0001543418 NovaCopper Inc. NCQ 0001124803 KAPLAN THOMAS SCOTT 535 MADISON AVENUE, 11TH FLOOR NEW YORK NY 10022 1 0 0 0 Deferred Share Unit 2012-12-05 4 A 0 75000 0 A Common Stock 75000 75000 D The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. /s/ Thomas S. Kaplan 2012-12-07