X0306 4 2019-05-14 0 0001543151 Uber Technologies, Inc UBER 0001776239 SB Cayman 2 Ltd. C/O WALKERS CORPORATE LIMITED, CAYMAN CORPORATE CENTER 27 HOSPITAL ROAD GEORGE TOWN E9 KY1-9008 CAYMAN ISLANDS 0 0 1 0 0001731509 SB INVESTMENT ADVISERS (UK) LTD 69 GROSVENOR STREET LONDON X0 W1K 3JP UNITED KINGDOM 0 0 1 0 0001776222 SoftBank Vision Fund (AIV S1) L.P. 251 LITTLE FALLS DRIVE WILMINGTON DE 19808 0 0 1 0 Common Stock 2019-05-14 4 C 0 12960050 A 103884882 D Common Stock 2019-05-14 4 C 0 34758029 A 138642911 D Common Stock 2019-05-14 4 C 0 9191048 A 147833959 D Common Stock 2019-05-14 4 C 0 7444846 A 155278805 D Common Stock 2019-05-14 4 C 0 86446 A 155365251 D Common Stock 2019-05-14 4 C 0 8263120 A 163628371 D Common Stock 2019-05-14 4 C 0 3973883 A 167602254 D Common Stock 2019-05-14 4 C 0 21448296 A 189050550 D Common Stock 2019-05-14 4 C 0 33177628 A 222228178 D Series A Preferred Stock 2019-05-14 4 C 0 12960050 0.00 D Common Stock 12960050 0 D Series B Preferred Stock 2019-05-14 4 C 0 34758029 0.00 D Common Stock 34758029 0 D Series C-1 Preferred Stock 2019-05-14 4 C 0 9191048 0.00 D Common Stock 9191048 0 D Series C-2 Preferred Stock 2019-05-14 4 C 0 7444846 0.00 D Common Stock 7444846 0 D Series C-3 Preferred Stock 2019-05-14 4 C 0 86446 0.00 D Common Stock 86446 0 D Series D Preferred Stock 2019-05-14 4 C 0 8263120 0.00 D Common Stock 8263120 0 D Series E Preferred Stock 2019-05-14 4 C 0 3973883 0.00 D Common Stock 3973883 0 D Series G-1 Preferred Stock 2019-05-14 4 C 0 21448296 0.00 D Common Stock 21448296 0 D Series Seed Preferred Stock 2019-05-14 4 C 0 33177628 0.00 D Common Stock 33177628 0 D All Series of Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. SB Cayman 2 Ltd. is wholly-owned by SoftBank Vision Fund (AIV S1) LP, a Delaware limited partnership ("Vision Fund"). SB Investment Advisers (UK) Limited, a wholly-owned subsidiary of SoftBank Group Corp., has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing the Vision Fund in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. As AIFM of the Vision Fund, SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing, voting, and disposal of the Vision Fund's Investments. SB Cayman 2 Ltd. has granted a proxy to a third party with respect to all voting interests in the Company in excess of 9.9% of its outstanding stock. (Continued from footnote 2) This proxy will automatically terminate following approval of the Committee on Foreign Investment in the United States. Each such entity disclaims beneficial ownership of such shares except to the extent of such entity's pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Brian Wheeler 2019-05-16 Brian Wheeler 2019-05-16 Brian Wheeler 2019-05-16