0001606587-21-001603.txt : 20211112 0001606587-21-001603.hdr.sgml : 20211112 20211112140152 ACCESSION NUMBER: 0001606587-21-001603 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windsor Capital Management, LLC CENTRAL INDEX KEY: 0001543100 IRS NUMBER: 263954701 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14927 FILM NUMBER: 211402460 BUSINESS ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 BUSINESS PHONE: 480-515-3514 MAIL ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001543100 XXXXXXXX 09-30-2021 09-30-2021 false Windsor Capital Management, LLC

20860 North Tatum Blvd. Suite 220 Phoenix AZ 85050

13F HOLDINGS REPORT 028-14927 N Donald Peppler 480-515-4410 Don Peppler Phoenix AZ 11-11-2021 0 116 311930 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AMAZON.COM INC COM 023135106 597 182 SH SOLE NONE 0 0 182 BLACKROCK SHORT MATURITY MUNICIPAL BOND ETF BLACKROCK SHORT 46431W838 769 15344 SH SOLE NONE 0 0 15344 POWERSHARES QQQ TR UNIT SER 1 46090E103 448 1253 SH SOLE NONE 0 0 1253 TECHNOLOGY SELECT SECTOR SPDR TECHNOLOGY 81369Y803 4174 27957 SH SOLE NONE 0 0 27957 ANTHEM INC COM COM 036752103 236 635 SH SOLE NONE 0 0 635 JOHNSON & JOHNSON COM COM 478160104 1123 6954 SH SOLE NONE 0 0 6954 ISHARES GLOBAL TECH ETF GLOBAL TECH ETF 464287291 356 6300 SH SOLE NONE 0 0 6300 ISHARES MSCI EMERGING MARKETS ETF MSCI EMG MKT ETF 464287234 511 10148 SH SOLE NONE 0 0 10148 GOLDMAN SACHS GROUP INC COM 38141G104 688 1820 SH SOLE NONE 0 0 1820 PROCTER AND GAMBLE CO COM COM 742718109 1415 10124 SH SOLE NONE 0 0 10124 COCA COLA CO COM COM 191216100 1039 19815 SH SOLE NONE 0 0 19815 VANGUARD REIT INDEX ETF REAL ESTATE ETF 922908553 1558 15308 SH SOLE NONE 0 0 15308 INTEL CORP COM COM 458140100 1119 21004 SH SOLE NONE 0 0 21004 MEDTRONIC PLC SHS SHS G5960L103 860 6862 SH SOLE NONE 0 0 6862 SPDR DOW JONES INDUSTRIAL ETF UT SER 1 78467X109 2256 6670 SH SOLE NONE 0 0 6670 ISHARES MSCI EAFE ESG SELECT ETF ESG AW MSCI EAFE 46435G516 9270 118275 SH SOLE NONE 0 0 118275 PROLOGIS INC. COM COM 74340W103 880 7019 SH SOLE NONE 0 0 7019 MERCK & CO INC COM 58933Y105 1413 18822 SH SOLE NONE 0 0 18822 SPDR S&P 500 ETF TR UNIT 78462F103 5823 13571 SH SOLE NONE 0 0 13571 ALLSTATE CORP COM 020002101 720 5659 SH SOLE NONE 0 0 5659 ISHARES CORE U.S. REIT ETF CRE U S REIT ETF 464288521 2390 40758 SH SOLE NONE 0 0 40758 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 8091 63366 SH SOLE NONE 0 0 63366 JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF HIGH YLD RESRCH 46641Q878 7410 142310 SH SOLE NONE 0 0 142310 VERIZON COMMUNICATIONS COM 92343V104 375 6960 SH SOLE NONE 0 0 6960 ISHARES COHEN & STEERS REIT ETF COHEN STEER REIT 464287564 298 4569 SH SOLE NONE 0 0 4569 PEPSICO INC COM COM 713448108 231 1542 SH SOLE NONE 0 0 1542 TE CONNECTIVITY LTD REG SHS H84989104 546 3985 SH SOLE NONE 0 0 3985 HONEYWELL INTL INC COM 438516106 534 2517 SH SOLE NONE 0 0 2517 FIRSTENERGY CORP COM 337932107 328 9215 SH SOLE NONE 0 0 9215 SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF BLMBRG BRC CNVRT 78464A359 7626 89354 SH SOLE NONE 0 0 89354 HOME DEPOT COM 437076102 858 2613 SH SOLE NONE 0 0 2613 SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF PORTFOLIO INTRMD 78464A375 8754 239726 SH SOLE NONE 0 0 239726 ISHARES ESG AWARE USD CORPORATE BOND ETF ESG AWRE USD ETF 46435G193 290 10554 SH SOLE NONE 0 0 10554 JPMORGAN INTERNATIONAL BOND OPPORTUNITIES ETF INTL BD OPP ETF 46641Q852 9303 181080 SH SOLE NONE 0 0 181080 SPDR SER TR WELLS FARGO PFD STOCK ETF ICE PFD SEC ETF 78464A292 4697 108094 SH SOLE NONE 0 0 108094 HEALTH CARE SELECT SECTOR SPDR SBI HEALTHCARE 81369Y209 2288 17976 SH SOLE NONE 0 0 17976 CONSUMER STAPLES SELECT SECTOR SPDR SBI CONS STPLS 81369Y308 1022 14849 SH SOLE NONE 0 0 14849 SPDR PORTFOLIO S&P 400 MID CAP ETF PORTFOLIO S&P400 78464A847 11470 248503 SH SOLE NONE 0 0 248503 JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHRT INC 46641Q837 5727 112922 SH SOLE NONE 0 0 112922 SPDR BARCLAYS CAPITAL SHORT TERM CORP BD PORTFOLIO SHORT 78464A474 11937 382008 SH SOLE NONE 0 0 382008 ISHARES S&P SMALLCAP 600 ETF CORE S&P SCP ETF 464287804 5180 47449 SH SOLE NONE 0 0 47449 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND SHRT TRM CORP BD 92206C409 9307 112946 SH SOLE NONE 0 0 112946 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF INT-TERM CORP 92206C870 231 2455 SH SOLE NONE 0 0 2455 MICROSOFT COM 594918104 1126 3995 SH SOLE NONE 0 0 3995 NIKE INC CLASS B CL B 654106103 1002 6903 SH SOLE NONE 0 0 6903 TESLA MOTORS INC COM 88160R101 290 375 SH SOLE NONE 0 0 375 JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF ULTRA SHT MUNCPL 46641Q654 727 14236 SH SOLE NONE 0 0 14236 FINANCIAL SELECT SECTOR SPDR FINANCIAL 81369Y605 1820 48499 SH SOLE NONE 0 0 48499 TEMPLETON GLOBAL INCOME FD INC COM 880198106 1008 187369 SH SOLE NONE 0 0 187369 WALGREENS BOOTS ALLIANCE INC COM COM 931427108 365 7766 SH SOLE NONE 0 0 7766 INTERNATIONAL FLAVORS&FRAGRANC COM COM 459506101 567 4240 SH SOLE NONE 0 0 4240 ISHARES 0-5 YEAR TIPS BOND ETF 0-5 YR TIPS ETF 46429B747 274 2600 SH SOLE NONE 0 0 2600 GABELLI CONV & INCOME SECS FD INC COM 36240B109 324 53352 SH SOLE NONE 0 0 53352 WESTERN ASSET HIGH INCOME FUND II INC COM 95766J102 107 15008 SH SOLE NONE 0 0 15008 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 1006 4599 SH SOLE NONE 0 0 4599 ISHARES FLOATING RATE BOND ETF FLTG RATE NT ETF 46429B655 7504 147616 SH SOLE NONE 0 0 147616 ISHARES RUSSELL MIDCAP GROWTH ETF RUS MD CP GR ETF 464287481 222 1982 SH SOLE NONE 0 0 1982 VISA INC COM CL A 92826C839 1009 4532 SH SOLE NONE 0 0 4532 VANGUARD VALUE ETF VALUE ETF 922908744 798 5900 SH SOLE NONE 0 0 5900 VANGUARD GROWTH ETF GROWTH ETF 922908736 669 2307 SH SOLE NONE 0 0 2307 ISHARES TR S&P 1500 INDEX FD CORE S&P TTL STK 464287150 775 7882 SH SOLE NONE 0 0 7882 FACEBOOK INC CL A CL A 30303M102 436 1285 SH SOLE NONE 0 0 1285 BROADCOM INC COM COM 11135F101 909 1875 SH SOLE NONE 0 0 1875 METLIFE INC COM COM 59156R108 694 11254 SH SOLE NONE 0 0 11254 SPDR BLACKSTONE SENIOR LOAN ETF BLACKSTONE SENR 78467V608 5365 116587 SH SOLE NONE 0 0 116587 GENERAL DYNAMICS CORP COM COM 369550108 725 3702 SH SOLE NONE 0 0 3702 MCDONALDS CORP COM COM 580135101 1430 5931 SH SOLE NONE 0 0 5931 CISCO SYS INC COM 17275R102 1481 27222 SH SOLE NONE 0 0 27222 ISHARES TR RUSSELL MIDCAP INDEX FD RUS MID CAP ETF 464287499 671 8585 SH SOLE NONE 0 0 8585 AT&T INC COM COM 00206R102 415 15374 SH SOLE NONE 0 0 15374 ENERGY SELECT SECTOR SPDR ENERGY 81369Y506 790 15169 SH SOLE NONE 0 0 15169 MATERIALS SELECT SECTOR SPDR SBI MATERIALS 81369Y100 511 6469 SH SOLE NONE 0 0 6469 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF IBOXX HI YD ETF 464288513 326 3731 SH SOLE NONE 0 0 3731 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD SBI CONS DISCR 81369Y407 2321 12935 SH SOLE NONE 0 0 12935 INDUSTRIAL SELECT SECTOR SPDR SBI INT-INDS 81369Y704 1346 13766 SH SOLE NONE 0 0 13766 BLACKROCK SHORT MATURITY BOND ETF BLACKROCK ST MAT 46431W507 1317 26276 SH SOLE NONE 0 0 26276 SPDR PORTFOLIO S&P 600 SMALL CAP ETF PORTFOLIO S&P600 78468R853 8730 204947 SH SOLE NONE 0 0 204947 ISHARES S&P 500 INDEX CORE S&P500 ETF 464287200 18793 43623 SH SOLE NONE 0 0 43623 ADVENT CLAYMORE CONVERTIBLE SECS & INC COM 00764C109 491 27324 SH SOLE NONE 0 0 27324 WELLS FARGO CO NEW COM COM 949746101 284 6128 SH SOLE NONE 0 0 6128 UNION PAC CORP COM COM 907818108 222 1136 SH SOLE NONE 0 0 1136 ISHARES S&P U.S. PREFERRED STOCK ETF PFD AND INCM SEC 464288687 6430 165684 SH SOLE NONE 0 0 165684 LOCKHEED MARTIN CORP COM 539830109 640 1856 SH SOLE NONE 0 0 1856 JPMORGAN CHASE & CO COM COM 46625H100 2003 12238 SH SOLE NONE 0 0 12238 SPDR PORTFOLIO EMERGING MARKETS ETF PORTFOLIO EMG MK 78463X509 4377 102933 SH SOLE NONE 0 0 102933 CHEVRON CORP NEW COM COM 166764100 778 7674 SH SOLE NONE 0 0 7674 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEV MKT ETF 921943858 9180 181820 SH SOLE NONE 0 0 181820 WALMART INC COM COM 931142103 1869 13416 SH SOLE NONE 0 0 13416 INTL BUSINESS MACHINES COM 459200101 282 2031 SH SOLE NONE 0 0 2031 ORACLE CORPORATION COM 68389X105 297 3408 SH SOLE NONE 0 0 3408 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 2058 41152 SH SOLE NONE 0 0 41152 PFIZER INC COM COM 717081103 725 16857 SH SOLE NONE 0 0 16857 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 4917 36961 SH SOLE NONE 0 0 36961 3M CO COM COM 88579Y101 344 1965 SH SOLE NONE 0 0 1965 CATERPILLAR INC COM COM 149123101 502 2619 SH SOLE NONE 0 0 2619 AMERICAN EXPRESS CO COM COM 025816109 317 1898 SH SOLE NONE 0 0 1898 VANGUARD DIVIDEND APPRECIATION ETF DIV APP ETF 921908844 220 1433 SH SOLE NONE 0 0 1433 SPDR PORTFOLIO S&P 500 ETF PORTFOLIO S&P500 78464A854 21585 427772 SH SOLE NONE 0 0 427772 AXON ENTERPRISE INC COM COM 05464C101 875 5000 SH SOLE NONE 0 0 5000 VANGUARD SHORT-TERM BOND INDEX FUND SHORT TRM BOND 921937827 7748 94568 SH SOLE NONE 0 0 94568 SPDR PORTFOLIO S&P 500 VALUE ETF PRTFLO S&P500 VL 78464A508 17286 443252 SH SOLE NONE 0 0 443252 SPDR BLOOMBERG HIGH YIELD BOND ETF BLOOMBERG BRCLYS 78468R622 9474 86632 SH SOLE NONE 0 0 86632 EXXON MOBIL CORP COM COM 30231G102 664 11301 SH SOLE NONE 0 0 11301 TRAVELERS COMPANIES INC COM COM 89417E109 214 1412 SH SOLE NONE 0 0 1412 LOWES COS INC COM COM 548661107 723 3565 SH SOLE NONE 0 0 3565 COLGATE PALMOLIVE CO COM COM 194162103 279 3700 SH SOLE NONE 0 0 3700 UTILITIES SELECT SECTOR SPDR FUND SBI INT-UTILS 81369Y886 633 9911 SH SOLE NONE 0 0 9911 ISHARES IBONDS DEC 2022 TERM CORPORATE ETF IBONDS DEC22 ETF 46434VBA7 323 12765 SH SOLE NONE 0 0 12765 ISHARES CORE S&P MID CAP ETF CORE S&P MCP ETF 464287507 9021 34293 SH SOLE NONE 0 0 34293 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1672 21433 SH SOLE NONE 0 0 21433 APPLE INC COM 037833100 3722 26309 SH SOLE NONE 0 0 26309 ISHARES IBONDS DEC 2023 TERM CORPORATE ETF IBONDS DEC23 ETF 46434VAX8 278 10713 SH SOLE NONE 0 0 10713 ISHARES IBONDS DEC 2025 TERM CORPORATE ETF IBONDS DEC25 ETF 46434VBD1 229 8546 SH SOLE NONE 0 0 8546 ISHARES IBONDS DEC 2024 TERM CORPORATE ETF IBONDS DEC24 ETF 46434VBG4 259 9880 SH SOLE NONE 0 0 9880 DISNEY WALT CO COM COM 254687106 799 4724 SH SOLE NONE 0 0 4724 ISHARES TR RUSSELL 1000 INDEX ETF RUS 1000 ETF 464287622 209 867 SH SOLE NONE 0 0 867